Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-10 23:35 | 2026-03-02 | WHWK | Whitehawk Therapeutics, Inc. | BALL BRYAN | Officer - See remarks | Pharmaceutical Preparations | OPT+S | $3.31 | 1,834 | -$6,070 | 206,019 | 0.0% |
| 2026-03-10 23:36 | 2026-03-02 | WHWK | Whitehawk Therapeutics, Inc. | Giacobello Scott M. | Officer - CHIEF FINANCIAL OFFICER | Pharmaceutical Preparations | OPT+S | $3.31 | 2,594 | -$8,585 | 28,100 | 0.0% |
| 2026-03-10 23:36 | 2026-03-02 | WHWK | Whitehawk Therapeutics, Inc. | Lennon David James | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | OPT+S | $3.31 | 5,100 | -$16,879 | 44,579 | 0.0% |
| 2026-03-10 20:24 | 2026-03-09 | HNST | Honest Company, Inc. | von Kunssberg Etienne | Officer - SVP, Supply Chain | Retail-Catalog & Mail-Order Houses | SELL | $2.75 | 16,602 | -$45,656 | 292,108 | -5.4% |
| 2026-03-10 22:03 | 2026-03-06 | SSII | SS Innovations International, Inc. | Sudhir Srivastava | Director, Officer, 10% owner - Chairman and CEO | Surgical & Medical Instruments & Apparatus | BUY | $4.01 | 498,753 | $2,000,000 | 109,851,767 | +0.5% |
| 2026-03-10 22:04 | 2026-03-06 | SSII | SS Innovations International, Inc. | Adams Timothy P. | Director | Surgical & Medical Instruments & Apparatus | BUY | $3.99 | 300,000 | $1,197,000 | 5,331,902 | +6.0% |
| 2026-03-10 22:05 | 2026-03-06 | SSII | SS Innovations International, Inc. | MOLL FREDERIC H | Director, 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $3.99 | 501,253 | $1,999,999 | 10,775,485 | +4.9% |
| 2026-03-10 22:24 | 2026-03-10 | TDUP | ThredUp Inc. | Nakache Patricia | Director | Retail-Catalog & Mail-Order Houses | BUY | $3.73 | 13,157 | $49,076 | 14,017 | +1,529.9% |
| 2026-03-10 20:30 | 2026-03-06 | ADV | Advantage Solutions Inc. | Growe Christopher | Officer - Chief Financial Officer | Services-Business Services, NEC | BUY | $0.60 | 50,000 | $30,240 | 244,021 | +25.8% |
| 2026-03-10 18:29 | 2026-03-09 | KDOZF | KIDOZ INC. | Williams Tryon M | Director, Officer, 10% owner - Chairman | Services-Advertising Agencies | BUY | $0.23 | 2,000 | $456 | 16,620,566 | +0.0% |
| 2026-03-10 17:18 | 2025-07-22 | MERC | MERCER INTERNATIONAL INC. | KELLOGG PETER R | 10% owner | Pulp Mills | BUY | $3.38 | 70,000 | $236,600 | 1,000,000 | +7.5% |
| 2026-03-10 15:29 | 2026-03-09 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.95 | 1,134 | $3,345 | 66,958 | +1.7% |
| 2026-03-10 14:56 | 2026-03-06 | PLNH | Planet 13 Holdings Inc. | Wren Chris | Officer - VP of Operations | Agricultural Production-Crops | SELL | $0.16 | 30,000 | -$4,854 | 4,288,287 | -0.7% |
| 2026-03-10 13:00 | 2026-02-25 | SINT | Sintx Technologies, Inc. | Lyons Christopher Michael | Director | Surgical & Medical Instruments & Apparatus | BUY | $2.91 | 8,292 | $24,092 | 8,292 | +100.0% |
| 2026-03-09 20:24 | 2026-03-06 | TKNO | Alpha Teknova, Inc. | Gunstream Stephen | Director, Officer - President and CEO | In Vitro & In Vivo Diagnostic Substances | BUY | $2.15 | 26,000 | $55,801 | 269,497 | +10.7% |
| 2026-03-09 20:53 | 2026-03-05 | HNST | Honest Company, Inc. | Vernon Carla | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 129,335 | -$368,605 | 4,065,546 | -3.1% |
| 2026-03-09 20:52 | 2026-03-05 | HNST | Honest Company, Inc. | von Kunssberg Etienne | Officer - SVP, Supply Chain | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 12,179 | -$34,710 | 308,710 | -3.8% |
| 2026-03-09 21:08 | 2026-03-05 | BRCC | BRC Inc. | Taslitz Steven | Director | Beverages | BUY | $0.75 | 300,000 | $223,500 | 601,184 | +99.6% |
| 2026-03-09 20:03 | 2026-03-06 | EHTH | eHealth, Inc. | Dolan John Joseph | Officer - Chief Financial Officer | Insurance Agents, Brokers & Service | BUY | $1.53 | 25,000 | $38,190 | 208,755 | +13.6% |
| 2026-03-09 20:53 | 2026-03-09 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.67 | 2,900 | $4,843 | 446,990 | +0.7% |
| 2026-03-09 20:05 | 2026-03-06 | FTEK | FUEL TECH, INC. | ARNONE VINCENT J | Director, Officer - President & CEO | Industrial & Commercial Fans & Blowers & Air Purifing Equip | BUY | $1.24 | 10,000 | $12,400 | 549,513 | +1.9% |
| 2026-03-10 01:56 | 2026-03-05 | CERS | CERUS CORP | Green Kevin Dennis | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | SELL | $2.04 | 83,021 | -$169,645 | 1,168,095 | -6.6% |
| 2026-03-10 01:35 | 2026-03-05 | CERS | CERUS CORP | Benjamin Richard J | Officer - Chief Medical Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.99 | 125,894 | -$250,932 | 879,101 | -12.5% |
| 2026-03-10 01:28 | 2026-03-06 | CERS | CERUS CORP | Greenman William Mariner | Director, Officer - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $2.01 | 78,187 | -$156,804 | 5,446,250 | -1.4% |
| 2026-03-10 01:30 | 2026-03-06 | CERS | CERUS CORP | Jayaraman Vivek K | Officer - Chief Operating Officer | Surgical & Medical Instruments & Apparatus | SELL | $2.01 | 34,094 | -$68,376 | 1,912,874 | -1.8% |
| 2026-03-10 01:31 | 2026-03-06 | CERS | CERUS CORP | Jensen Chrystal | Officer - Chief Legal Officer | Surgical & Medical Instruments & Apparatus | SELL | $2.01 | 30,845 | -$61,860 | 1,059,139 | -2.8% |
| 2026-03-10 00:40 | 2026-03-09 | IHRT | iHeartMedia, Inc. | PITTMAN ROBERT W | Director, Officer - Chairman and CEO | Radio Broadcasting Stations | BUY | $2.97 | 16,349 | $48,525 | 6,231,286 | +0.3% |
| 2026-03-09 23:03 | 2026-03-09 | MYGN | MYRIAD GENETICS INC | Raha Samraat S. | Director, Officer - President and CEO | In Vitro & In Vivo Diagnostic Substances | BUY | $5.00 | 40,000 | $199,844 | 493,104 | +8.8% |
| 2026-03-09 23:17 | 2026-03-05 | MSGM | Motorsport Games Inc. | ZOI MIKE | 10% owner | Services-Prepackaged Software | SELL | $4.59 | 144,844 | -$665,138 | 1,191,420 | -10.8% |
| 2026-03-09 22:53 | 2026-03-05 | TTEC | TTEC Holdings, Inc. | Holtzman Marc | Director | Services-Help Supply Services | BUY | $2.55 | 73,056 | $186,212 | 241,770 | +43.3% |
| 2026-03-09 22:12 | 2026-03-06 | COTY | COTY INC. | von Bretten Gordon | Director, Officer - President - Consumer Beauty | Perfumes, Cosmetics & Other Toilet Preparations | BUY | $2.41 | 83,000 | $200,287 | 986,620 | +9.2% |
| 2026-03-09 21:51 | 2026-03-06 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.86 | 1,265,748 | -$4,885,787 | 4,867,667 | -20.6% |
| 2026-03-09 21:47 | 2026-03-05 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $2.44 | 30,270 | $73,898 | 5,891,368 | +0.5% |
| 2026-03-09 21:15 | 2026-03-05 | MGX | Metagenomi Therapeutics, Inc. | Irish Jian | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.60 | 1,607 | -$2,571 | 333,770 | -0.5% |
| 2026-03-09 21:16 | 2026-03-05 | MGX | Metagenomi Therapeutics, Inc. | Wein Matthew | Officer - See Remarks | Biological Products, (No Diagnostic Substances) | SELL | $1.60 | 482 | -$771 | 114,549 | -0.4% |
| 2026-03-09 21:16 | 2026-03-05 | RC | Ready Capital Corp | NATHAN GILBERT E | Director | Real Estate Investment Trusts | BUY | $1.97 | 40,000 | $78,608 | 216,358 | +22.7% |
| 2026-03-09 21:16 | 2026-03-05 | MGX | Metagenomi Therapeutics, Inc. | Wapnick Pamela | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.60 | 1,581 | -$2,530 | 187,375 | -0.8% |
| 2026-03-09 20:54 | 2026-03-05 | HNST | Honest Company, Inc. | Sternweis Thomas | Officer - SVP, Enterprise Dev. & Strat. | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 14,866 | -$42,368 | 467,470 | -3.1% |
| 2026-03-09 20:56 | 2026-03-05 | HNST | Honest Company, Inc. | Sheehey Brendan | Officer - General Counsel | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 22,556 | -$64,285 | 725,672 | -3.0% |
| 2026-03-09 20:58 | 2026-03-05 | HNST | Honest Company, Inc. | Mayle Jonathan | Officer - SVP, Customer Sales | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 12,725 | -$36,266 | 455,391 | -2.7% |
| 2026-03-09 20:59 | 2026-03-05 | HNST | Honest Company, Inc. | Ball Dorria L. | Officer - Chief People Officer | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 15,099 | -$43,032 | 432,295 | -3.4% |
| 2026-03-09 20:45 | 2026-03-05 | HNST | Honest Company, Inc. | Winchell Stephen | Officer - Chief Innovation Officer | Retail-Catalog & Mail-Order Houses | SELL | $2.85 | 21,287 | -$60,668 | 496,179 | -4.1% |
| 2026-03-09 20:27 | 2026-03-05 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.08 | 1,750 | $145 | 3,188,846 | +0.1% |
| 2026-03-09 20:30 | 2026-03-05 | ADV | Advantage Solutions Inc. | PEACOCK DAVID A | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.64 | 200,000 | $128,780 | 3,701,366 | +5.7% |
| 2026-03-09 20:30 | 2026-03-06 | TKNO | Alpha Teknova, Inc. | Lowell Matthew | Officer - Chief Financial Officer | In Vitro & In Vivo Diagnostic Substances | BUY | $2.19 | 40,000 | $87,616 | 168,376 | +31.2% |
| 2026-03-09 20:01 | 2026-03-05 | USIO | Usio, Inc. | National Services, Inc | 10% owner | Functions Related To Depository Banking, NEC | SELL | $1.36 | 9,484 | -$12,851 | 2,740,132 | -0.3% |
| 2026-03-09 18:20 | 2026-03-06 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $3.15 | 10,000 | $31,540 | 285,207 | +3.6% |
| 2026-03-09 17:05 | 2026-03-06 | IRIX | IRIDEX CORP | Dizon Romeo R | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $1.26 | 1,110 | $1,399 | 121,000 | +0.9% |
| 2026-03-09 15:02 | 2026-03-06 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.93 | 1,134 | $3,323 | 66,876 | +1.7% |
| 2026-03-09 14:21 | 2026-03-06 | UTGN | UTG INC | CORRELL JESSE T | Director, Officer, 10% owner - Chairman & CEO | Life Insurance | BUY | $0.00 | 5,162 | $0 | 486,957 | +1.1% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.