Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-03 00:30 | 2026-02-26 | UUU | UNIVERSAL SAFETY PRODUCTS, INC. | AULT MILTON C III | Director, 10% owner | Wholesale-Electronic Parts & Equipment, NEC | BUY | $4.96 | 12,166 | $60,320 | 492,130 | +2.5% |
| 2026-03-03 05:30 | 2026-02-26 | FLD | Fold Holdings, Inc. | Repass Wolfe | Officer - Chief Financial Officer | Finance Services | OPT+S | $1.47 | 22,852 | -$33,579 | 218,554 | 0.0% |
| 2026-03-03 05:13 | 2026-03-02 | RXT | Rackspace Technology, Inc. | SINHA DHARMENDRA KUMAR | Officer - EVP, President, Public Cloud | Services-Computer Programming, Data Processing, Etc. | SELL | $1.81 | 45,393 | -$82,161 | 2,464,180 | -1.8% |
| 2026-03-03 05:13 | 2026-03-02 | RXT | Rackspace Technology, Inc. | Marino Mark A. | Officer - Chief Financial Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $1.81 | 20,183 | -$36,531 | 2,172,932 | -0.9% |
| 2026-03-03 05:13 | 2026-03-02 | RXT | Rackspace Technology, Inc. | TEAL-GUESS KELLIE | Officer - Chief Human Resources Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $1.81 | 21,266 | -$38,491 | 1,022,384 | -2.0% |
| 2026-03-03 04:59 | 2026-03-02 | INDI | indie Semiconductor, Inc. | Wu Naixi | Officer - Chief Financial Officer | Semiconductors & Related Devices | OPT+S | $3.56 | 17,162 | -$61,153 | 76,969 | 0.0% |
| 2026-03-03 05:01 | 2026-03-02 | INDI | indie Semiconductor, Inc. | Wittmann Michael | Officer - Chief Operating Officer | Semiconductors & Related Devices | OPT+S | $3.50 | 37,500 | -$131,423 | 123,885 | 0.0% |
| 2026-03-03 04:48 | 2026-03-02 | INDI | indie Semiconductor, Inc. | McClymont Donald | Director, Officer - Chief Executive Officer | Semiconductors & Related Devices | OPT+S | $3.56 | 90,644 | -$322,847 | 282,393 | 0.0% |
| 2026-03-03 04:53 | 2026-03-02 | INDI | indie Semiconductor, Inc. | Aoki Ichiro | Director, Officer - President | Semiconductors & Related Devices | OPT+S | $3.56 | 4,573 | -$16,288 | 100,952 | 0.0% |
| 2026-03-03 04:15 | 2026-03-02 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.61 | 3,100 | $4,991 | 444,090 | +0.7% |
| 2026-03-03 04:03 | 2026-02-23 | MQY | BLACKROCK MUNIYIELD QUALITY FUND, INC. | JPMORGAN CHASE & CO | 10% owner | Other | SELL | $0.00 | 1,464 | $0 | 0 | -100.0% |
| 2026-03-03 04:07 | 2026-02-25 | JCTC | JEWETT CAMERON TRADING CO LTD | OREGON COMMUNITY FOUNDATION | 10% owner | Retail-Lumber & Other Building Materials Dealers | SELL | $1.79 | 15,011 | -$26,804 | 763,534 | -1.9% |
| 2026-03-03 03:15 | 2026-02-26 | GIFT | GIFTIFY, INC. | Interactive Communications International, Inc. | Other | Retail-Catalog & Mail-Order Houses | SELL | $0.93 | 17,610 | -$16,448 | 2,577,760 | -0.7% |
| 2026-03-03 02:44 | 2026-02-26 | LFVN | Lifevantage Corp | Dayton Judd | Director | Pharmaceutical Preparations | BUY | $4.59 | 33,197 | $152,421 | 80,359 | +70.4% |
| 2026-03-03 02:00 | 2026-02-26 | NPWR | NET Power Inc. | 8 Rivers Capital, LLC | 10% owner | Electrical Industrial Apparatus | SELL | $2.05 | 86,483 | -$177,022 | 500,000 | -14.7% |
| 2026-03-03 02:01 | 2026-02-26 | NPWR | NET Power Inc. | NPEH, LLC | 10% owner | Electrical Industrial Apparatus | SELL | $2.05 | 86,483 | -$177,022 | 500,000 | -14.7% |
| 2026-03-03 01:20 | 2026-02-27 | LAW | CS Disco, Inc. | Friedrichsen Eric | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $2.90 | 15,500 | $44,950 | 1,508,172 | +1.0% |
| 2026-03-03 01:22 | 2026-02-26 | LAW | CS Disco, Inc. | Srinivasan Krishna | Director | Services-Prepackaged Software | BUY | $3.20 | 45,000 | $143,852 | 45,000 | +100.0% |
| 2026-03-03 01:04 | 2026-02-27 | MQ | Marqeta, Inc. | Linville Judson C | Director | Services-Prepackaged Software | BUY | $3.93 | 25,570 | $100,383 | 104,220 | +32.5% |
| 2026-03-03 01:05 | 2026-02-26 | EDSA | Edesa Biotech, Inc. | Nijhawan Pardeep | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | BUY | $1.96 | 50,571 | $99,175 | 371,702 | +15.7% |
| 2026-03-03 00:35 | 2026-02-26 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | OPT+S | $4.40 | 1,898,622 | -$8,347,671 | 8,032,037 | 0.0% |
| 2026-03-03 00:23 | 2026-02-26 | BFLY | Butterfly Network, Inc. | Cashman Steve | Officer - Chief Business Officer | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | SELL | $4.35 | 250,000 | -$1,087,000 | 1,931,884 | -11.5% |
| 2026-03-03 00:25 | 2026-02-26 | ACVA | ACV Auctions Inc. | Waterman Michael | Officer - Chief Sales Officer | Services-Business Services, NEC | BUY | $4.66 | 214,600 | $1,000,036 | 569,102 | +60.5% |
| 2026-03-02 22:16 | 2026-02-27 | ABCL | AbCellera Biologics Inc. | Thermopylae Holdings Ltd. | 10% owner | Pharmaceutical Preparations | BUY | $3.44 | 38,000 | $130,720 | 56,134,097 | +0.1% |
| 2026-03-02 19:19 | 2026-02-27 | NRGV | Energy Vault Holdings, Inc. | Paulson Larry | Director | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $3.15 | 5,000 | $15,726 | 501,768 | +1.0% |
| 2026-03-02 17:15 | 2026-02-27 | FBLG | FibroBiologics, Inc. | GARCIA RUBEN A | Officer - General Counsel | Pharmaceutical Preparations | BUY | $0.33 | 40,000 | $13,056 | 180,000 | +28.6% |
| 2026-03-02 16:39 | 2026-02-27 | BCHT | Birchtech Corp. | MacPherson Richard | Director, Officer, 10% owner - President and CEO | Measuring & Controlling Devices, NEC | BUY | $2.40 | 312,500 | $750,000 | 2,955,095 | +11.8% |
| 2026-02-28 01:00 | 2026-02-25 | PALO | PALOMA ACQUISITION CORP I | Staples Anna Maria | Director, Officer, 10% owner - Chief Executive Officer | Blank Checks | BUY | $0.00 | 14,500 | $0 | 364,500 | +4.1% |
| 2026-02-28 01:00 | 2026-02-25 | PALO | PALOMA ACQUISITION CORP I | PALOMA CAPITAL GROUP LLC | 10% owner | Blank Checks | BUY | $0.00 | 14,500 | $0 | 364,500 | +4.1% |
| 2026-02-28 00:20 | 2026-02-26 | ABCL | AbCellera Biologics Inc. | Thermopylae Holdings Ltd. | 10% owner | Pharmaceutical Preparations | BUY | $3.27 | 177,457 | $580,284 | 56,096,097 | +0.3% |
| 2026-02-28 00:01 | 2026-02-25 | CRBU | Caribou Biosciences, Inc. | Kelly Timothy P | Officer - Chief Technology Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.93 | 6,228 | -$12,020 | 73,125 | -7.8% |
| 2026-02-28 03:42 | 2026-02-27 | SVC | Service Properties Trust | Burns Laurie B. | Director | Real Estate Investment Trusts | SELL | $2.32 | 87,680 | -$203,838 | 0 | -100.0% |
| 2026-02-28 03:09 | 2026-02-25 | PMNT | Perfect Moment Ltd. | Gottschalk Max | Director, 10% owner | Apparel & Other Finishd Prods of Fabrics & Similar Matl | BUY | $0.25 | 29,050 | $7,260 | 778,772 | +3.9% |
| 2026-02-28 03:00 | 2026-02-25 | QTTB | Q32 Bio Inc. | Violette Shelia M. | Officer - Chief Scientific Officer | Pharmaceutical Preparations | SELL | $4.51 | 2,815 | -$12,708 | 55,569 | -4.8% |
| 2026-02-28 03:00 | 2026-02-25 | QTTB | Q32 Bio Inc. | Morrison Jodie Pope | Director, Officer - CEO | Pharmaceutical Preparations | SELL | $4.51 | 9,896 | -$44,675 | 89,104 | -10.0% |
| 2026-02-28 03:00 | 2026-02-25 | QTTB | Q32 Bio Inc. | Kalowski Lee | Officer - CFO and President | Pharmaceutical Preparations | SELL | $4.51 | 3,995 | -$18,035 | 35,943 | -10.0% |
| 2026-02-28 03:07 | 2026-02-26 | TMQ | Trilogy Metals Inc. | Hensley William L. Iggiagruk | Director | Gold and Silver Ores | SELL | $4.40 | 25,107 | -$110,471 | 18,531 | -57.5% |
| 2026-02-28 02:23 | 2026-02-25 | MSGM | Motorsport Games Inc. | ZOI MIKE | 10% owner | Services-Prepackaged Software | SELL | $3.62 | 24,024 | -$86,950 | 1,394,974 | -1.7% |
| 2026-02-28 02:11 | 2026-02-26 | BRN | BARNWELL INDUSTRIES INC | Horowitz Joshua | Director | Crude Petroleum & Natural Gas | BUY | $1.05 | 4,433 | $4,655 | 319,709 | +1.4% |
| 2026-02-28 02:16 | 2026-02-26 | APCX | AppTech Payments Corp. | DeRosa Thomas Joseph | Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $0.34 | 20,000 | $6,754 | 46,096 | +76.6% |
| 2026-02-28 01:18 | 2026-02-25 | NAII | NATURAL ALTERNATIVES INTERNATIONAL INC | LEDOUX MARK A | Director, Officer, 10% owner - CEO/Chairman | Medicinal Chemicals & Botanical Products | BUY | $2.82 | 1,250 | $3,528 | 157,971 | +0.8% |
| 2026-02-28 01:03 | 2026-02-11 | JAGU | Jaguar Uranium Corp. | IsoEnergy Ltd. | 10% owner | Metal Mining | BUY | $4.00 | 253,150 | $1,012,600 | 253,150 | +100.0% |
| 2026-02-28 00:46 | 2026-02-25 | MYGN | MYRIAD GENETICS INC | Phanstiel S. Louise | Director | In Vitro & In Vivo Diagnostic Substances | BUY | $4.73 | 104,507 | $494,726 | 281,951 | +58.9% |
| 2026-02-28 00:33 | 2026-02-26 | STIM | Neuronetics, Inc. | Sullivan Keith J | Director, Officer - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $1.35 | 8,452 | -$11,410 | 1,524,713 | -0.6% |
| 2026-02-28 00:34 | 2026-02-26 | STIM | Neuronetics, Inc. | MACAN WILLIAM ANDREW | Officer - EVP, CLO and CS | Surgical & Medical Instruments & Apparatus | SELL | $1.35 | 3,427 | -$4,626 | 880,134 | -0.4% |
| 2026-02-28 00:16 | 2026-02-27 | LMT | LOCKHEED MARTIN CORP | Ulmer Gregory M | Officer - President Aeronautics | Guided Missiles & Space Vehicles & Parts | SELL | $0.00 | 2,840 | $0 | 5,661 | -33.4% |
| 2026-02-27 22:42 | 2026-02-25 | MERC | MERCER INTERNATIONAL INC. | Laberge Alice | Director | Pulp Mills | BUY | $1.90 | 1,000 | $1,900 | 2,000 | +100.0% |
| 2026-02-27 22:48 | 2026-02-27 | ABCL | AbCellera Biologics Inc. | Booth Andrew | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $3.42 | 42,600 | $145,692 | 195,600 | +27.8% |
| 2026-02-27 21:12 | 2026-02-25 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.08 | 5,300 | $445 | 3,184,696 | +0.2% |
| 2026-02-27 19:11 | 2026-02-26 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.85 | 1,134 | $3,232 | 66,384 | +1.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.