Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-23 22:04 | 2026-03-19 | SPRU | SPRUCE POWER HOLDING CORP | STEEL PARTNERS HOLDINGS L.P. | 10% owner | Electric Services | BUY | $4.19 | 60,421 | $252,977 | 3,320,127 | +1.9% |
| 2026-03-23 21:20 | 2026-03-19 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.66 | 3,001,722 | -$10,996,208 | 7,332,727 | -29.0% |
| 2026-03-23 21:24 | 2026-03-18 | THRY | Thryv Holdings, Inc. | Orfanos Lou | Director | Services-Advertising | BUY | $2.60 | 5,000 | $13,000 | 16,035 | +45.3% |
| 2026-03-23 21:26 | 2026-03-23 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.59 | 3,100 | $4,929 | 453,190 | +0.7% |
| 2026-03-23 21:17 | 2026-03-17 | THRY | Thryv Holdings, Inc. | Slater John | Director | Services-Advertising | BUY | $2.66 | 2,000 | $5,320 | 40,370 | +5.2% |
| 2026-03-23 20:30 | 2026-03-19 | KLC | KinderCare Learning Companies, Inc. | Nuzzo Michael | Director | Services-Child Day Care Services | BUY | $2.22 | 25,000 | $55,500 | 46,905 | +114.1% |
| 2026-03-23 20:11 | 2026-03-19 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.08 | 2,300 | $181 | 3,196,296 | +0.1% |
| 2026-03-23 20:15 | 2026-03-19 | QRHC | Quest Resource Holding Corp | FRIEDBERG DANIEL M. | Director, 10% owner | Refuse Systems | BUY | $0.87 | 8,500 | $7,395 | 49,085 | +20.9% |
| 2026-03-23 20:01 | 2026-03-18 | REE | REE Automotive Ltd. | Miller Tali | Officer - Chief Business Officer | Motor Vehicles & Passenger Car Bodies | SELL | $0.56 | 6,589 | -$3,663 | 0 | -100.0% |
| 2026-03-23 18:33 | 2026-03-20 | TGEN | TECOGEN INC. | Rangesh Abinand | Director, Officer, Other - Chief Executive Officer | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip | BUY | $2.30 | 3,000 | $6,894 | 67,193 | +4.7% |
| 2026-03-23 18:34 | 2026-03-20 | TGEN | TECOGEN INC. | Deschenes Roger P. | Officer - CAO | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip | BUY | $2.23 | 10,000 | $22,300 | 52,962 | +23.3% |
| 2026-03-23 18:35 | 2026-03-23 | TGEN | TECOGEN INC. | Whiting John Kimball IV | Officer - General Counsel & Secretary | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip | BUY | $2.38 | 10,000 | $23,800 | 22,612 | +79.3% |
| 2026-03-23 16:31 | 2026-03-20 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Security Brokers, Dealers & Flotation Companies | SELL | $1.05 | 9,408 | -$9,878 | 14,141 | -40.0% |
| 2026-03-23 16:31 | 2026-03-19 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Security Brokers, Dealers & Flotation Companies | BUY | $1.10 | 4,122 | $4,534 | 23,549 | +21.2% |
| 2026-03-23 16:13 | 2026-03-16 | FOSL | Fossil Group, Inc. | Schoppert Wendy Lee | Director | Watches, Clocks, Clockwork Operated Devices/Parts | BUY | $4.68 | 21,929 | $102,628 | 96,294 | +29.5% |
| 2026-03-23 15:08 | 2026-03-20 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.26 | 1,134 | $3,697 | 67,696 | +1.7% |
| 2026-03-23 14:38 | 2026-03-20 | KLTR | KALTURA INC | Yekutiel Ron | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $1.14 | 43,550 | $49,630 | 15,015,273 | +0.3% |
| 2026-03-23 14:40 | 2026-03-20 | KLTR | KALTURA INC | Halevi-Davidov Naama | Director | Services-Prepackaged Software | SELL | $1.21 | 131,873 | -$159,289 | 236,809 | -35.8% |
| 2026-03-23 14:41 | 2026-03-19 | PAM | Pampa Energy Inc. | Mindlin Damian Miguel | Officer - Vice President | Electric Services | SELL | $3.41 | 300,477 | -$1,024,747 | 14,468,370 | -2.0% |
| 2026-03-23 14:21 | 2026-03-20 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $3.88 | 1,000 | $3,880 | 4,500,000 | +0.0% |
| 2026-03-23 14:26 | 2026-03-20 | LAC | LITHIUM AMERICAS CORP. | BROWN MICHAEL JOHN | Director | Metal Mining | BUY | $3.78 | 1,000 | $3,780 | 7,201 | +16.1% |
| 2026-03-23 13:34 | 2026-03-20 | STIM | Neuronetics, Inc. | Chernett Jorey | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.41 | 169,472 | $238,956 | 8,743,276 | +2.0% |
| 2026-03-23 13:33 | 2026-03-20 | TOI | Oncology Institute, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $3.35 | 25,000 | $83,750 | 10,276,929 | +0.2% |
| 2026-03-23 13:33 | 2026-03-20 | AIRS | Airsculpt Technologies, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $2.77 | 40,000 | $110,800 | 6,793,761 | +0.6% |
| 2026-03-23 12:53 | 2026-03-19 | LAES | SEALSQ Corp | O'Hara John Charles | Director, Officer - Chief Financial Officer | Semiconductors & Related Devices | SELL | $3.01 | 20,000 | -$60,176 | 195,183 | -9.3% |
| 2026-03-23 13:00 | 2026-03-20 | AISP | Airship AI Holdings, Inc. | Huang Victor | Director, Officer, 10% owner - CEO and Chairman of the BOD | Services-Prepackaged Software | BUY | $2.24 | 40,000 | $89,688 | 4,012,567 | +1.0% |
| 2026-03-23 11:30 | 2026-03-19 | IBIO | iBio, Inc. | Brenner Martin | Director, Officer - See Remarks | Pharmaceutical Preparations | BUY | $2.02 | 12,336 | $24,919 | 30,652 | +67.4% |
| 2026-03-23 11:31 | 2026-03-19 | IBIO | iBio, Inc. | Duran Felipe | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $2.02 | 24,835 | $50,132 | 35,974 | +223.0% |
| 2026-03-20 20:04 | 2026-03-19 | TLS | TELOS CORP | Dockery Derrick D. | Director | Services-Computer Integrated Systems Design | SELL | $4.18 | 4,100 | -$17,138 | 178,500 | -2.2% |
| 2026-03-20 20:25 | 2026-03-11 | TLSI | TriSalus Life Sciences, Inc. | Marshak Richard | Officer - Chief Commercial Officer | Surgical & Medical Instruments & Apparatus | SELL | $4.11 | 3,457 | -$14,210 | 110,397 | -3.0% |
| 2026-03-20 20:25 | 2026-03-11 | TLSI | TriSalus Life Sciences, Inc. | Stevens Jennifer | Officer - Chief Regulatory Officer | Surgical & Medical Instruments & Apparatus | SELL | $4.11 | 3,530 | -$14,509 | 124,110 | -2.8% |
| 2026-03-20 20:25 | 2026-03-11 | TLSI | TriSalus Life Sciences, Inc. | Szela Mary T | Director, Officer - CEO and President | Surgical & Medical Instruments & Apparatus | SELL | $3.91 | 20,302 | -$79,383 | 752,987 | -2.6% |
| 2026-03-20 20:25 | 2026-03-20 | OPK | OPKO HEALTH, INC. | PAGANELLI JOHN A | Director | Pharmaceutical Preparations | BUY | $1.14 | 10,000 | $11,350 | 394,340 | +2.6% |
| 2026-03-21 01:51 | 2026-03-18 | FOXX | Foxx Development Holdings Inc. | Cui Haitao | Director, Officer - Executive Vice President | Computer Communications Equipment | SELL | $4.55 | 759 | -$3,452 | 136,598 | -0.6% |
| 2026-03-21 00:30 | 2026-03-18 | INDI | indie Semiconductor, Inc. | Aoki Ichiro | Director, Officer - President | Semiconductors & Related Devices | OPT+S | $2.59 | 150,000 | -$388,125 | 100,952 | 0.0% |
| 2026-03-20 23:19 | 2026-03-20 | EOLS | Evolus, Inc. | MOATAZEDI DAVID | Director, Officer - See Remarks | Pharmaceutical Preparations | SELL | $4.75 | 13,669 | -$64,929 | 604,700 | -2.2% |
| 2026-03-20 23:19 | 2026-03-20 | EOLS | Evolus, Inc. | Avelar Rui | Officer - See Remarks | Pharmaceutical Preparations | SELL | $4.75 | 3,119 | -$14,815 | 427,423 | -0.7% |
| 2026-03-20 23:30 | 2026-03-20 | BHAV | BHAV Acquisition Corp | BHAV Partners LLC | 10% owner | Blank Checks | BUY | $0.00 | 135,000 | $0 | 135,000 | +100.0% |
| 2026-03-20 22:24 | 2026-03-18 | ZIP | ZIPRECRUITER, INC. | SIEGEL IAN H. | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Services-Computer Programming, Data Processing, Etc. | SELL | $2.46 | 53,808 | -$132,518 | 207,258 | -20.6% |
| 2026-03-20 22:04 | 2026-03-18 | ZIP | ZIPRECRUITER, INC. | Garefis Amy | Officer - EVP, Chief People Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $2.56 | 2,532 | -$6,492 | 220,691 | -1.1% |
| 2026-03-20 22:15 | 2026-03-17 | SHIM | Shimmick Corp | Goldsteen Mitchell B. | Director, 10% owner | Heavy Construction Other Than Bldg Const - Contractors | SELL | $2.86 | 125,000 | -$357,500 | 20,974,873 | -0.6% |
| 2026-03-20 21:52 | 2026-03-18 | ZIP | ZIPRECRUITER, INC. | TRAVERS DAVID | Officer - President and interim CFO | Services-Computer Programming, Data Processing, Etc. | SELL | $2.53 | 23,656 | -$59,864 | 1,239,307 | -1.9% |
| 2026-03-20 21:58 | 2026-03-18 | PAM | Pampa Energy Inc. | Mindlin Damian Miguel | Officer - Vice President | Electric Services | SELL | $3.45 | 429,000 | -$1,479,964 | 14,768,847 | -2.8% |
| 2026-03-20 21:59 | 2026-03-18 | ZIP | ZIPRECRUITER, INC. | SAKAMOTO RYAN T. | Officer - EVP, Chief Legal Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $2.56 | 2,495 | -$6,399 | 123,964 | -2.0% |
| 2026-03-20 20:25 | 2026-03-11 | TLSI | TriSalus Life Sciences, Inc. | Cox Bryan F. | Officer - Chief of Research | Surgical & Medical Instruments & Apparatus | SELL | $4.11 | 3,184 | -$13,086 | 163,415 | -1.9% |
| 2026-03-20 20:25 | 2026-03-11 | TLSI | TriSalus Life Sciences, Inc. | Devlin Jodi | Officer - Chief of Clinical Operations | Surgical & Medical Instruments & Apparatus | SELL | $4.11 | 3,207 | -$13,171 | 97,364 | -3.2% |
| 2026-03-20 20:17 | 2026-03-19 | ALDX | Aldeyra Therapeutics, Inc. | DOUGLAS RICHARD | Director | Pharmaceutical Preparations | BUY | $1.40 | 70,000 | $98,000 | 195,000 | +56.0% |
| 2026-03-20 20:00 | 2026-03-18 | REE | REE Automotive Ltd. | Miller Tali | Officer - Chief Business Officer | Motor Vehicles & Passenger Car Bodies | SELL | $0.57 | 4,822 | -$2,748 | 1,767 | -73.2% |
| 2026-03-20 20:00 | 2026-03-19 | SOPH | SOPHiA GENETICS SA | CARDOZA GEORGE | Officer - Chief Financial Officer | Services-Computer Processing & Data Preparation | SELL | $4.79 | 774 | -$3,705 | 184,858 | -0.4% |
| 2026-03-20 20:01 | 2026-03-19 | SOPH | SOPHiA GENETICS SA | Puylaert Kevin | Officer - Chief Sales Officer | Services-Computer Processing & Data Preparation | SELL | $4.76 | 33 | -$157 | 92,386 | 0.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.