Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-14 00:00 | 2026-10-08 | NTRP | NextTrip, Inc. | McMahon John Patrick | Officer - COO - Travel Division | Transportation Services | SELL | $2.01 | 80,000 | -$161,056 | 88,414 | -47.5% |
| 2026-10-13 23:18 | 2026-10-09 | CTNT | CHEETAH NET SUPPLY CHAIN SERVICE INC. | Liu Huan | Director, Officer - See Remarks | Wholesale-Motor Vehicles & Motor Vehicle Parts & Supplies | BUY | $3.30 | 100,000 | $330,000 | 101,340 | +7,462.7% |
| 2026-10-13 22:14 | 2026-10-08 | JCTC | JEWETT CAMERON TRADING CO LTD | AJB Investment Fund II, LP | 10% owner | Retail-Lumber & Other Building Materials Dealers | BUY | $2.91 | 12,259 | $35,620 | 531,856 | +2.4% |
| 2026-10-13 21:45 | 2026-10-08 | GRCE | Grace Therapeutics, Inc. | Opaleye Management Inc. | 10% owner | Pharmaceutical Preparations | BUY | $2.03 | 14,632 | $29,682 | 2,873,289 | +0.5% |
| 2026-10-13 21:24 | 2026-10-09 | CINT | CI&T Inc | Martins Fernando Matt Borges | Director, 10% owner | Services-Computer Programming Services | BUY | $3.08 | 132 | $407 | 20,000 | +0.7% |
| 2026-10-13 21:06 | 2026-10-12 | SERA | SERA PROGNOSTICS, INC. | Inglis Tiffany Eul Davis | Officer - Chief Medical Officer | Services-Medical Laboratories | SELL | $2.03 | 8,024 | -$16,289 | 83,565 | -8.8% |
| 2026-10-13 20:15 | 2026-10-12 | EU | enCore Energy Corp. | Hoxie-Key Susan | Director | Miscellaneous Metal Ores | OPT+S | $0.94 | 30,648 | -$28,809 | 60,918 | 0.0% |
| 2026-10-13 20:09 | 2026-10-09 | GTM | ZoomInfo Technologies Inc. | O'Brien Michael Graham | Officer - CFO | Services-Prepackaged Software | SELL | $4.00 | 5,000 | -$20,005 | 329,132 | -1.5% |
| 2026-10-13 19:02 | 2026-10-08 | FEAM | 5E Advanced Materials, Inc. | vant Hoff Graham | Director | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | BUY | $3.59 | 60,000 | $215,400 | 102,997 | +139.5% |
| 2026-10-13 17:10 | 2026-10-09 | LCU | Lion Copper Corp. | SHARMAN MARK BRADY | Director | Metal Mining | BUY | $3.98 | 7,285 | $28,997 | 179,905 | +4.2% |
| 2026-10-13 16:40 | 2026-10-13 | QTEX | QTREX Quantum Ltd. | Ben-Noon Dagi Shahar | Director, Officer - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | BUY | $1.49 | 14,093 | $20,999 | 14,093 | +100.0% |
| 2026-10-13 15:47 | 2026-10-09 | WVVI | WILLAMETTE VALLEY VINEYARDS INC | Hazlett John Walter | Officer - Chief Financial Officer | Beverages | BUY | $2.02 | 10,000 | $20,205 | 10,000 | +100.0% |
| 2026-10-13 15:06 | 2026-10-09 | IMSR | Terrestrial Energy Inc. /DE/ | BUCKMAN FREDERICK W | Director | Fabricated Plate Work (Boiler Shops) | BUY | $3.28 | 12,000 | $39,336 | 18,669 | +179.9% |
| 2026-10-13 12:28 | 2026-10-09 | BORR | Borr Drilling Ltd | Troim Tor Olav | Director | Drilling Oil & Gas Wells | BUY | $4.74 | 2,500,000 | $11,843,500 | 37,285,941 | +7.2% |
| 2026-10-13 12:00 | 2026-10-09 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.14 | 18,827 | $21,446 | 82,429 | +29.6% |
| 2026-10-13 11:34 | 2026-10-07 | ALP | Alpha Compute Corp | Villani Fiorenzo | Director, Officer - See Remarks | Finance Services | BUY | $3.80 | 5,150 | $19,570 | 54,036 | +10.5% |
| 2026-10-13 11:11 | 2026-10-05 | EP | EMPIRE PETROLEUM CORP | Mulacek Phil E | Director, 10% owner | Crude Petroleum & Natural Gas | BUY | $2.71 | 25,127 | $68,069 | 956,854 | +2.7% |
| 2026-10-13 11:03 | 2026-10-12 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer, 10% owner - Chief Executive Officer | Services-Personal Services | BUY | $1.02 | 4,700 | $4,785 | 573,842 | +0.8% |
| 2026-10-13 11:06 | 2026-09-16 | API | Agora, Inc. | Zhao Bin | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $4.16 | 167,385 | $695,752 | 2,124,991 | +8.6% |
| 2026-10-09 23:16 | 2026-10-08 | LCU | Lion Copper Corp. | Alford Tony L | Director, 10% owner | Metal Mining | BUY | $4.01 | 5,600 | $22,457 | 3,186,656 | +0.2% |
| 2026-10-09 22:59 | 2026-10-07 | SKYA | SkyAI, Inc. | Bastion Trading Ltd | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.78 | 44,000 | $78,263 | 1,429,417 | +3.2% |
| 2026-10-09 21:16 | 2026-09-25 | CINT | CI&T Inc | Gon Cesar Nivaldo | Director, Officer, 10% owner - Chief Executive Officer | Services-Computer Programming Services | BUY | $2.90 | 8,816 | $25,531 | 75,208 | +13.3% |
| 2026-10-09 20:42 | 2026-10-08 | HNST | Honest Company, Inc. | Sternweis Thomas | Officer - SVP, Enterprise Dev. & Strat. | Retail-Catalog & Mail-Order Houses | SELL | $4.90 | 25,000 | -$122,500 | 404,394 | -5.8% |
| 2026-10-09 20:06 | 2026-10-06 | BMBL | Bumble Inc. | Hsiao Sissie L. | Director | Services-Computer Programming, Data Processing, Etc. | SELL | $2.57 | 2,707 | -$6,957 | 123,980 | -2.1% |
| 2026-10-09 19:02 | 2026-08-11 | VDTA | Vertical Data Inc. | Leverton Jaime | Director | Services-Management Consulting Services | BUY | $3.00 | 85,000 | $255,000 | 85,000 | +100.0% |
| 2026-10-09 18:00 | 2026-10-07 | LCU | Lion Copper Corp. | Alford Tony L | Director, 10% owner | Metal Mining | BUY | $4.28 | 3,000 | $12,830 | 3,181,056 | +0.1% |
| 2026-10-09 17:51 | 2026-10-07 | LCU | Lion Copper Corp. | SHARMAN MARK BRADY | Director | Metal Mining | BUY | $4.39 | 1,000 | $4,388 | 172,620 | +0.6% |
| 2026-10-09 16:46 | 2026-10-08 | FEAM | 5E Advanced Materials, Inc. | Weibel Paul Wesley III | Officer - Chief Executive Officer | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | BUY | $3.48 | 7,176 | $24,972 | 29,292 | +32.4% |
| 2026-10-09 15:29 | 2026-10-09 | QTEX | QTREX Quantum Ltd. | Ben-Noon Dagi Shahar | Director, Officer - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | BUY | $1.67 | 18,181 | $30,362 | 3,664,314 | +0.5% |
| 2026-10-09 13:15 | 2026-10-08 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.13 | 11,836 | $13,333 | 63,602 | +22.9% |
| 2026-10-09 10:30 | 2026-10-07 | GGR | Gogoro Inc. | Yin Chung-Yao | Director | Motor Vehicles & Passenger Car Bodies | BUY | $2.48 | 14,158,991 | $35,114,298 | 3,960,848 | +100.0% |
| 2026-10-08 22:27 | 2026-10-06 | INM | InMed Pharmaceuticals Inc. | ADAR1 Capital Management, LLC | 10% owner | Pharmaceutical Preparations | BUY | $1.33 | 10,903 | $14,485 | 945,924 | +1.2% |
| 2026-10-08 21:56 | 2026-10-06 | CINT | CI&T Inc | Martins Fernando Matt Borges | Director, 10% owner | Services-Computer Programming Services | BUY | $3.13 | 15,745 | $49,323 | 20 | +100.0% |
| 2026-10-08 21:45 | 2026-10-08 | NRXS | Neuraxis, INC | Henrichs Timothy Robert | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $4.84 | 1,937 | $9,375 | 9,530 | +25.5% |
| 2026-10-08 21:47 | 2026-10-08 | NRXS | Neuraxis, INC | Carrico Thomas Joeseph | Officer - CRO, CCO, CPO | Electromedical & Electrotherapeutic Apparatus | BUY | $4.84 | 328 | $1,588 | 199,673 | +0.2% |
| 2026-10-08 21:50 | 2026-10-08 | NRXS | Neuraxis, INC | Carrico Brian Allen | Director, Officer - Chief Executive Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $4.84 | 268 | $1,297 | 227,604 | +0.1% |
| 2026-10-08 21:23 | 2026-09-03 | ABEV | AMBEV S.A. | Crippa Prado Carla Smith de Vasconcellos | Officer - See Remarks | Beverages | SELL | $3.09 | 60,757 | -$187,739 | 80,707 | -42.9% |
| 2026-10-08 20:38 | 2026-10-07 | HIVE | HIVE Digital Technologies Ltd. | Perrill Dave | Director | Finance Services | SELL | $2.75 | 12,500 | -$34,375 | 0 | -100.0% |
| 2026-10-08 20:05 | 2026-10-06 | PHK | PIMCO HIGH INCOME FUND | FLATTUM DAVID C | Director | Other | BUY | $4.14 | 60,204 | $249,245 | 60,204 | +100.0% |
| 2026-10-08 20:07 | 2026-10-06 | PACB | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Gibson James R II | Officer - See Remarks | Laboratory Analytical Instruments | OPT+S | $3.11 | 661,815 | -$2,056,921 | 1,083,848 | 0.0% |
| 2026-10-08 19:09 | 2026-09-29 | RAKR | Rainmaker Worldwide Inc. | O'CONNOR MICHAEL JOHN | Other | Bottled & Canned Soft Drinks & Carbonated Waters | SELL | $0.01 | 8,250,000 | -$94,050 | 2,357,102 | -77.8% |
| 2026-10-08 18:32 | 2026-10-07 | WVVI | WILLAMETTE VALLEY VINEYARDS INC | Osborn Michael Jordan | Officer - Chief Executive Officer | Beverages | BUY | $1.93 | 5,000 | $9,655 | 5,000 | +100.0% |
| 2026-10-08 15:43 | 2026-09-22 | GOAI | Eva Live Inc | Boulette David | Director, Officer, 10% owner - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $2.03 | 18,478 | $37,510 | 23,264,425 | +0.1% |
| 2026-10-08 15:45 | 2026-09-25 | GOAI | Eva Live Inc | Boulette David | Director, Officer, 10% owner - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $2.01 | 19,800 | $39,798 | 23,284,225 | +0.1% |
| 2026-10-08 15:11 | 2026-10-07 | BORR | Borr Drilling Ltd | Troim Tor Olav | Director | Drilling Oil & Gas Wells | BUY | $4.31 | 1,250,000 | $5,390,250 | 34,785,941 | +3.7% |
| 2026-10-08 13:15 | 2026-10-07 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.21 | 5,505 | $6,676 | 51,766 | +11.9% |
| 2026-10-08 12:51 | 2024-12-31 | TXTM | ProText Mobility, Inc. | Jamaloodeen Ahmed | Officer, 10% owner - Chairman and President | Other | BUY | $0.00 | 718,801,460 | $0 | 831,301,460 | +638.9% |
| 2026-10-08 11:37 | 2026-04-10 | COE | 51Talk Online Education Group | Shu Ting | Director | Services-Educational Services | BUY | $0.00 | 7,564,500 | $0 | 38,427,300 | +24.5% |
| 2026-10-07 20:10 | 2026-10-05 | BLND | Blend Labs, Inc. | Ghamsari Nima | Director, Officer - HEAD OF BLEND | Services-Computer Programming, Data Processing, Etc. | SELL | $1.02 | 24,272 | -$24,660 | 7,803,566 | -0.3% |
| 2026-10-08 01:43 | 2026-10-05 | GRAB | Grab Holdings Ltd | Ong Chin Yin | Officer - Chief Org Capability Officer | Services-Business Services, NEC | SELL | $3.09 | 38,000 | -$117,420 | 3,594,611 | -1.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.