Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-17 00:07 | 2026-01-15 | IMRX | Immuneering Corp | Hall Brett Matthew | Officer - CHIEF SCIENTIFIC OFFICER | Pharmaceutical Preparations | BUY | $4.57 | 2,298 | $10,502 | 376,496 | +0.6% |
| 2026-01-17 03:12 | 2026-01-14 | JCTC | JEWETT CAMERON TRADING CO LTD | OREGON COMMUNITY FOUNDATION | 10% owner | Retail-Lumber & Other Building Materials Dealers | SELL | $2.31 | 6,325 | -$14,599 | 832,209 | -0.8% |
| 2026-01-17 00:02 | 2026-01-14 | ACRV | Acrivon Therapeutics Inc. | Blume-Jensen Peter | Director, Officer - President and CEO | Pharmaceutical Preparations | BUY | $1.68 | 49,000 | $82,124 | 2,095,771 | +2.4% |
| 2026-01-17 00:01 | 2026-01-14 | ACRV | Acrivon Therapeutics Inc. | Levy Adam D. | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $1.70 | 8,832 | $14,999 | 20,983 | +72.7% |
| 2026-01-17 04:48 | 2025-12-31 | MVST | Microvast Holdings, Inc. | Pan Yixin | Director | Miscellaneous Electrical Machinery, Equipment & Supplies | SELL | $2.76 | 12,596 | -$34,778 | 130,739 | -8.8% |
| 2026-01-17 00:32 | 2026-01-14 | LDI | loanDepot, Inc. | Hsieh Anthony Li | Director, Officer, 10% owner - Executive Chair, CEO & Pres. | Finance Services | SELL | $2.68 | 1,300,000 | -$3,487,770 | 0 | -100.0% |
| 2026-01-17 00:27 | 2026-01-16 | CCCC | C4 Therapeutics, Inc. | REYNO LEONARD | Officer - Chief Medical Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.22 | 10,000 | -$22,200 | 156,382 | -6.0% |
| 2026-01-17 01:18 | 2026-01-15 | MQ | Marqeta, Inc. | Sumner Crystal | Officer - See Remarks | Services-Prepackaged Software | SELL | $4.41 | 5,055 | -$22,312 | 317,004 | -1.6% |
| 2026-01-17 01:17 | 2026-01-15 | MQ | Marqeta, Inc. | Cummings Martha | Director | Services-Prepackaged Software | SELL | $4.41 | 2,853 | -$12,589 | 41,822 | -6.4% |
| 2026-01-17 00:38 | 2024-10-18 | PETV | PetVivo Holdings, Inc. | A.L. Sarroff Fund, LLC | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.50 | 154,840 | $77,993 | 7,740,579 | +2.0% |
| 2026-01-17 00:38 | 2024-04-05 | PETV | PetVivo Holdings, Inc. | A.L. Sarroff Fund, LLC | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.68 | 718,358 | $485,323 | 6,610,930 | +12.2% |
| 2026-01-17 00:37 | 2023-12-15 | PETV | PetVivo Holdings, Inc. | A.L. Sarroff Fund, LLC | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.90 | 111,112 | $100,001 | 1,859,363 | +6.4% |
| 2026-01-16 19:40 | 2026-01-15 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.64 | 1,134 | $2,994 | 64,088 | +1.8% |
| 2026-01-17 01:01 | 2026-01-16 | IRIX | IRIDEX CORP | Dizon Romeo R | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $1.43 | 3,496 | $5,006 | 96,181 | +3.8% |
| 2026-01-15 21:22 | 2026-01-13 | SAFX | XCF Global, Inc. | SOULE RANDY | 10% owner | Industrial Organic Chemicals | SELL | $0.16 | 1,561,363 | -$249,818 | 76,067,285 | -2.0% |
| 2026-01-15 22:53 | 2026-01-14 | TPET | Trio Petroleum Corp | Ross Robin A. | Director, Officer - Chief Executive Officer | Crude Petroleum & Natural Gas | SELL | $0.00 | 37,500 | $0 | 737,500 | -4.8% |
| 2026-01-16 01:29 | 2026-01-02 | DGXX | Digi Power X Inc. | Amar Alec | Director, Officer - President | Finance Services | SELL | $2.72 | 27,500 | -$74,800 | 1,290,616 | -2.1% |
| 2026-01-16 01:00 | 2026-01-13 | LUCY | Innovative Eyewear Inc | Gayle Oswald | Officer - Chief Financial Officer | Ophthalmic Goods | BUY | $1.67 | 1,000 | $1,669 | 2,865 | +53.6% |
| 2026-01-15 16:06 | 2026-01-13 | IMRX | Immuneering Corp | Neufeld Leah R | Officer - CHIEF PEOPLE OFFICER | Pharmaceutical Preparations | BUY | $4.15 | 2,626 | $10,906 | 25,970 | +11.2% |
| 2026-01-16 00:38 | 2026-01-13 | ACRV | Acrivon Therapeutics Inc. | Devroe Eric | Officer - Chief Operating Officer | Pharmaceutical Preparations | BUY | $1.72 | 10,000 | $17,218 | 75,308 | +15.3% |
| 2026-01-15 22:03 | 2026-01-13 | CSAI | CLOUDASTRUCTURE, INC. | Bentley Sheldon Richard | 10% owner, Other | Services-Computer Programming, Data Processing, Etc. | SELL | $0.87 | 50,000 | -$43,250 | 200,000 | -20.0% |
| 2026-01-16 05:19 | 2025-01-02 | RDNW | RideNow Group, Inc. | Tkach Cameron | Officer - Executive Vice President, COO | Services-Computer Programming Services | SELL | $3.48 | 2,983 | -$10,385 | 388,694 | -0.8% |
| 2026-01-16 03:13 | 2026-01-14 | ACRE | Ares Commercial Real Estate Corporation | Donohoe Bryan Patrick | Officer - Chief Executive Officer | Real Estate Investment Trusts | SELL | $4.93 | 21,761 | -$107,230 | 250,197 | -8.0% |
| 2026-01-16 03:11 | 2026-01-14 | ACRE | Ares Commercial Real Estate Corporation | Gonzales Jeffrey Michael | Officer - CFO and Treasurer | Real Estate Investment Trusts | SELL | $4.93 | 6,218 | -$30,640 | 88,533 | -6.6% |
| 2026-01-16 03:07 | 2026-01-14 | ACRE | Ares Commercial Real Estate Corporation | FEINGOLD ANTON | Officer - Gen. Counsel VP and Secretary | Real Estate Investment Trusts | SELL | $4.93 | 7,606 | -$37,479 | 92,754 | -7.6% |
| 2026-01-15 20:48 | 2026-01-13 | STSS | Sharps Technology Inc. | Saba Capital Management, L.P. | 10% owner | Surgical & Medical Instruments & Apparatus | SELL | $2.23 | 107,465 | -$240,012 | 1,549,170 | -6.5% |
| 2026-01-15 17:40 | - | COSM | Cosmos Health Inc. | Siokas Grigorios | Director, Officer, 10% owner - Chief Executive Officer | Wholesale-Drugs, Proprietaries & Druggists' Sundries | BUY | $0.45 | 493,495 | $220,000 | 7,738,474 | +6.8% |
| 2026-01-16 00:36 | 2026-01-14 | CBDS | Dogecoin Cash, Inc. | TOBIAS DAVID | Director, Officer, 10% owner - CEO | Services-Personal Services | SELL | $0.02 | 206,300 | -$3,920 | 26,258,951 | -0.8% |
| 2026-01-15 19:04 | 2026-01-14 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.68 | 1,134 | $3,039 | 64,006 | +1.8% |
| 2026-01-16 01:22 | 2026-01-13 | HOWL | Werewolf Therapeutics, Inc. | EVNIN LUKE | Director | Pharmaceutical Preparations | SELL | $0.56 | 111,227 | -$61,787 | 2,198,642 | -4.8% |
| 2026-01-16 00:00 | 2026-01-13 | USIO | Usio, Inc. | National Services, Inc | 10% owner | Functions Related To Depository Banking, NEC | SELL | $1.37 | 7,520 | -$10,272 | 2,805,652 | -0.3% |
| 2026-01-14 20:35 | 2026-01-08 | SAFX | XCF Global, Inc. | SOULE RANDY | 10% owner | Industrial Organic Chemicals | SELL | $0.16 | 1,273,000 | -$204,571 | 77,628,648 | -1.6% |
| 2026-01-15 00:05 | 2026-01-06 | IVFH | INNOVATIVE FOOD HOLDINGS INC | Schubert Gary | Officer - Chief Executive Officer | Wholesale-Groceries, General Line | BUY | $0.30 | 166,666 | $50,000 | 532,569 | +45.5% |
| 2026-01-14 16:45 | 2026-01-13 | ASST | Strive, Inc. | Cole Matthew Ryan | Director, Officer - Chief Executive Officer | Finance Services | BUY | $0.92 | 500,000 | $459,350 | 763,012 | +190.1% |
| 2026-01-14 16:10 | 2026-01-12 | IMRX | Immuneering Corp | Feinberg Peter | Director | Pharmaceutical Preparations | BUY | $4.35 | 20,000 | $86,904 | 135,441 | +17.3% |
| 2026-01-15 00:06 | 2026-01-13 | SDOT | Sadot Group Inc. | Ravid Chagay | Director, Officer - Chief Executive Officer | Retail-Eating & Drinking Places | SELL | $3.40 | 1,305 | -$4,442 | 6,826 | -16.0% |
| 2026-01-15 04:04 | 2026-01-12 | DVLT | Datavault AI Inc. | Scilex Holding Co | 10% owner | Services-Business Services, NEC | SELL | $0.83 | 15,965,541 | -$13,216,275 | 213,766,229 | -6.9% |
| 2026-01-15 00:45 | 2026-01-12 | TSHA | Taysha Gene Therapies, Inc. | Nagendran Sukumar | Director, Officer - President and Head of R&D | Biological Products, (No Diagnostic Substances) | OPT+S | $4.71 | 200,000 | -$942,000 | 1,006,439 | 0.0% |
| 2026-01-14 23:44 | 2026-01-12 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.09 | 1,200 | $106 | 3,161,496 | +0.0% |
| 2026-01-14 20:56 | 2026-01-13 | SER | Serina Therapeutics, Inc. | Moreadith Randall | Officer - Chief Scientific Officer | Pharmaceutical Preparations | OPT+S | $2.50 | 6,500 | -$16,253 | 0 | 0.0% |
| 2026-01-15 05:50 | 2025-12-18 | GBCS | SELECTIS HEALTH, INC. | Baller Lance | Director, 10% owner | Real Estate Investment Trusts | BUY | $2.20 | 6,192 | $13,622 | 52,808 | +13.3% |
| 2026-01-14 21:14 | 2026-01-13 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.65 | 1,134 | $3,005 | 63,924 | +1.8% |
| 2026-01-15 00:30 | 2026-01-12 | PLUG | PLUG POWER INC | Haycraft Benjamin | Officer - CSO & GM EMEA | Electrical Industrial Apparatus | SELL | $2.17 | 40,000 | -$86,800 | 333,809 | -10.7% |
| 2026-01-14 00:50 | 2025-12-24 | SCPQ | Social Commerce Partners Corp | Johnson Stuart Parker | Director, Officer - Chief Executive Officer | Blank Checks | BUY | $0.00 | 250,000 | $0 | 250,000 | +100.0% |
| 2026-01-14 00:10 | 2026-01-11 | YYAI | AIRWA INC. | Zhou Hongyu | Director | Services-Computer Programming, Data Processing, Etc. | BUY | $1.35 | 1,109,922 | $1,499,172 | 1,601,489 | +225.8% |
| 2026-01-13 18:43 | 2026-01-12 | BUKS | BUTLER NATIONAL CORP | Loh Michael Anthony | Director | Services-Miscellaneous Amusement & Recreation | BUY | $2.87 | 8,000 | $22,956 | 134,342 | +6.3% |
| 2026-01-14 01:00 | 2025-12-18 | AMPG | Amplitech Group Inc. | Modi Shailesh | Director | Communications Equipment, NEC | BUY | $2.90 | 2,000 | $5,800 | 17,000 | +13.3% |
| 2026-01-13 18:00 | - | COSM | Cosmos Health Inc. | Siokas Grigorios | Director, Officer, 10% owner - Chief Executive Officer | Wholesale-Drugs, Proprietaries & Druggists' Sundries | BUY | $0.50 | 113,185 | $57,000 | 7,244,979 | +1.6% |
| 2026-01-14 05:43 | 2026-01-09 | PALI | PALISADE BIO, INC. | Williams Donald Allen | Director | Biological Products, (No Diagnostic Substances) | BUY | $1.88 | 5,000 | $9,400 | 5,728 | +686.8% |
| 2026-01-14 00:57 | 2026-01-12 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.66 | 3,000 | $4,980 | 422,990 | +0.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.