Large Insider Purchases
Institutional-Scale SEC Form 4 Buy Signals
The Signal of $1M+ Conviction
When a corporate executive invests more than $1,000,000 of their own capital into company shares, it represents the highest level of conviction. These seven-figure purchases reflect management's belief in the company's future value.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-10-16 22:51 | 2020-10-14 | KRON | N/A | MARTIN JOHN C | Director | Other | BUY | $19.00 | 75,800 | $1,440,200 | 1,952,364 | +4.0% |
| 2020-10-16 22:29 | 2020-10-14 | KRON | N/A | BISCHOFBERGER NORBERT W | Director, Officer - President & CEO | Other | BUY | $19.00 | 95,500 | $1,814,500 | 4,370,496 | +2.2% |
| 2020-10-17 01:02 | 2020-09-08 | N/A | Runway Growth Finance Corp. | OCM Growth Holdings LLC | Director, 10% owner | Other | BUY | $14.98 | 2,150,793 | $32,219,738 | 17,457,227 | +14.1% |
| 2020-10-16 02:18 | 2020-10-13 | AIMT | N/A | Societe des Produits Nestle S.A. | 10% owner | Other | BUY | $34.50 | 54,117,287 | $1,867,046,402 | 23,408,817 | +100.0% |
| 2020-10-16 00:21 | 2020-10-14 | STTK | Shattuck Labs, Inc. | Redmile Group, LLC | Director, 10% owner | Pharmaceutical Preparations | BUY | $17.34 | 3,441,176 | $59,669,304 | 5,619,914 | +157.9% |
| 2020-10-15 23:54 | 2020-10-13 | RADI | N/A | DKLDO IV Trading Subsidiary LP | 10% owner | Other | BUY | $8.00 | 668,037 | $5,344,296 | 6,316,601 | +11.8% |
| 2020-10-15 19:44 | 2020-10-13 | EFT | Eaton Vance Floating-Rate Income Trust | Saba Capital Management, L.P. | 10% owner | Other | BUY | $12.56 | 146,829 | $1,844,231 | 4,231,424 | +3.6% |
| 2020-10-14 23:50 | 2020-09-28 | UCASU | UC Asset LP | Wu Xianghong | Other | Investors, NEC | BUY | $103,771.80 | 172,953 | $17,947,644,125 | 172,953 | +100.0% |
| 2020-10-14 23:05 | 2020-10-10 | AKCA | N/A | IONIS PHARMACEUTICALS INC | 10% owner | Other | BUY | $18.15 | 21,237,715 | $385,464,527 | 98,322,397 | +27.6% |
| 2020-10-14 23:05 | 2020-10-12 | HCCO | N/A | Alyeska Investment Group, L.P. | 10% owner | Other | BUY | $10.00 | 600,000 | $6,000,840 | 3,100,000 | +24.0% |
| 2020-10-15 00:26 | 2020-10-13 | FUBO | FuboTV Inc. | LEFF DANIEL V | Director | Services-Motion Picture & Video Tape Production | BUY | $10.00 | 200,000 | $2,000,000 | 485,714 | +70.0% |
| 2020-10-15 00:27 | 2020-10-13 | FUBO | FuboTV Inc. | BRONFMAN EDGAR JR | Director, Officer - Executive Chairman | Services-Motion Picture & Video Tape Production | BUY | $10.00 | 200,000 | $2,000,000 | 485,714 | +70.0% |
| 2020-10-13 23:21 | 2020-10-09 | ZMTP | FiEE, Inc. | HITCHCOCK JEREMY P. | Director, Officer, 10% owner - Executive Chairman | Telephone & Telegraph Apparatus | BUY | $2.50 | 3,543,894 | $8,859,735 | 12,379,252 | +40.1% |
| 2020-10-13 23:21 | 2020-10-09 | ZMTP | FiEE, Inc. | ZULU HOLDINGS LLC | 10% owner | Telephone & Telegraph Apparatus | BUY | $2.50 | 3,543,894 | $8,859,735 | 12,379,252 | +40.1% |
| 2020-10-13 23:59 | 2020-10-06 | HCCO | N/A | Alyeska Investment Group, L.P. | 10% owner | Other | BUY | $10.05 | 1,978,956 | $19,886,331 | 3,000,000 | +193.8% |
| 2020-10-14 04:57 | 2020-10-13 | AZYO | ELUTIA INC. | HighCape Capital, L.P. | 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $17.00 | 441,176 | $7,499,992 | 4,508,831 | +10.8% |
| 2020-10-09 15:09 | 2020-10-07 | PGEN | PRECIGEN, INC. | Ares Trading S.A. | 10% owner | Pharmaceutical Preparations | BUY | $3.70 | 6,758,400 | $24,999,997 | 27,398,519 | +32.7% |
| 2020-10-09 01:35 | 2020-10-06 | ONCR | N/A | MPM SunStates Fund, L.P. | 10% owner | Other | BUY | $15.00 | 173,776 | $2,606,640 | 2,849,453 | +6.5% |
| 2020-10-09 01:26 | 2020-10-06 | ONCR | N/A | UBS Oncology Impact Fund L.P. | 10% owner | Other | BUY | $15.00 | 151,224 | $2,268,360 | 2,377,025 | +6.8% |
| 2020-10-09 00:10 | 2020-10-06 | ESI | Element Solutions Inc | FRANKLIN MARTIN E | Director | Miscellaneous Chemical Products | BUY | $11.50 | 500,000 | $5,750,000 | 500,000 | +100.0% |
| 2020-10-09 01:11 | 2020-10-06 | CCXX | Claritev Corp | Klein Michael Stuart | Director, 10% owner | Services-Business Services, NEC | BUY | $10.30 | 481,711 | $4,962,972 | 481,711 | +100.0% |
| 2020-10-09 01:11 | 2020-10-06 | CCXX | Claritev Corp | Klein Mark D | Director | Services-Business Services, NEC | BUY | $10.30 | 481,711 | $4,962,972 | 481,711 | +100.0% |
| 2020-10-09 01:31 | 2020-10-06 | ONCR | N/A | MPM BioVentures 2014, L.P. | 10% owner | Other | BUY | $15.00 | 173,776 | $2,606,640 | 2,849,453 | +6.5% |
| 2020-10-08 23:18 | 2020-10-07 | MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% owner | Services-Prepackaged Software | BUY | $2.15 | 5,000,000 | $10,750,000 | 11,748,533 | +74.1% |
| 2020-10-09 03:22 | 2020-10-06 | VGAC-U | N/A | BROWN DOUGLAS R | Director | Other | BUY | $10.00 | 100,000 | $1,000,000 | 100,000 | +100.0% |
| 2020-10-09 01:27 | 2020-10-06 | ONCR | N/A | EVNIN LUKE | Director, 10% owner | Other | BUY | $15.00 | 151,225 | $2,268,375 | 2,492,843 | +6.5% |
| 2020-10-09 01:28 | 2020-10-06 | ONCR | N/A | GADICKE ANSBERT | 10% owner | Other | BUY | $15.00 | 325,000 | $4,875,000 | 2,377,025 | +15.8% |
| 2020-10-09 00:27 | 2020-10-06 | FPRX | N/A | BVF PARTNERS L P/IL | 10% owner | Other | BUY | $5.04 | 345,241 | $1,738,288 | 566,223 | +156.2% |
| 2020-10-09 00:50 | 2020-10-06 | SELB | Cartesian Therapeutics, Inc. | SPRINGER TIMOTHY A | Director, 10% owner | Pharmaceutical Preparations | BUY | $1.71 | 3,185,394 | $5,445,113 | 8,671,857 | +58.1% |
| 2020-10-09 00:31 | 2020-10-06 | ONCR | N/A | Flynn James E | Director, 10% owner, Other | Other | BUY | $15.00 | 1,000,000 | $15,000,000 | 312,282 | +100.0% |
| 2020-10-08 01:42 | 2020-10-05 | N/A | N/A | McKesson Ventures, LLC | Director, 10% owner | Other | BUY | $3.00 | 666,666 | $1,999,998 | 3,935,106 | +20.4% |
| 2020-10-08 01:40 | 2020-10-05 | N/A | N/A | Krikorian Jason | Director, 10% owner | Other | BUY | $3.00 | 666,667 | $2,000,001 | 3,731,418 | +21.8% |
| 2020-10-08 01:33 | 2020-10-05 | N/A | N/A | Carter Jennifer M. | Director, 10% owner | Other | BUY | $3.00 | 666,666 | $1,999,998 | 3,935,106 | +20.4% |
| 2020-10-08 01:34 | 2020-10-05 | N/A | N/A | DCM VI, L.P. | Director, 10% owner | Other | BUY | $3.00 | 666,667 | $2,000,001 | 3,731,418 | +21.8% |
| 2020-10-08 01:32 | 2020-10-05 | AUGX | N/A | Redmile Group, LLC | Director, 10% owner | Other | BUY | $3.00 | 5,000,000 | $15,000,000 | 12,755,327 | +64.5% |
| 2020-10-07 23:14 | 2020-10-05 | LEAF | N/A | Osmium Partners, LLC | Other | Other | BUY | $5.13 | 500,000 | $2,565,000 | 812,826 | +159.8% |
| 2020-10-07 01:11 | 2020-10-02 | HGBL | Heritage Global Inc. | Topline Capital Management, LLC | Other | Services-Business Services, NEC | BUY | $1.76 | 908,937 | $1,602,274 | 4,420,000 | +25.9% |
| 2020-10-07 00:33 | 2020-10-02 | HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% owner | Services-Business Services, NEC | BUY | $1.76 | 908,937 | $1,602,274 | 4,420,000 | +25.9% |
| 2020-10-06 17:38 | 2020-10-02 | JRO | N/A | Saba Capital Management, L.P. | 10% owner | Other | BUY | $8.29 | 156,907 | $1,300,430 | 4,493,406 | +3.6% |
| 2020-10-07 00:23 | 2020-10-02 | ARQT | Arcutis Biotherapeutics Inc. | SILVERSTEIN JONATHAN | Director, 10% owner | Pharmaceutical Preparations | BUY | $25.00 | 496,000 | $12,400,000 | 902,286 | +122.1% |
| 2020-10-07 00:27 | 2020-10-02 | ARQT | Arcutis Biotherapeutics Inc. | ORBIMED ADVISORS LLC | Director, 10% owner | Pharmaceutical Preparations | BUY | $25.00 | 496,000 | $12,400,000 | 902,286 | +122.1% |
| 2020-10-05 19:14 | 2020-10-01 | CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $71.25 | 95,000 | $6,768,731 | 4,486,586 | +2.2% |
| 2020-10-06 00:32 | 2020-10-01 | LOGC | N/A | Chimovits Erez | Director, 10% owner | Other | BUY | $6.00 | 1,481,482 | $8,888,892 | 296,296 | +100.0% |
| 2020-10-05 22:58 | 2020-09-25 | FKWL | FRANKLIN WIRELESS CORP | Kim OC | Director, Officer, 10% owner - President | Telephone & Telegraph Apparatus | BUY | $2.50 | 400,000 | $1,000,000 | 160,000 | +100.0% |
| 2020-10-06 00:09 | 2020-10-01 | AVAN | N/A | MIGNONE ROBERTO | Director | Other | BUY | $10.00 | 1,000,000 | $10,000,000 | 1,000,000 | +100.0% |
| 2020-10-06 00:36 | 2020-10-01 | LOGC | N/A | ORBIMED ADVISORS LLC | Director, 10% owner | Other | BUY | $6.00 | 1,481,482 | $8,888,892 | 296,296 | +100.0% |
| 2020-10-02 23:27 | 2020-10-02 | FGNA | OppFi Inc. | FG New America Investors LLC | Director, 10% owner | Finance Services | BUY | $10.00 | 462,500 | $4,625,000 | 462,500 | +100.0% |
| 2020-10-03 01:38 | 2020-09-25 | BCPL | N/A | Investment Holdings Ltd | 10% owner | Other | BUY | $24.93 | 200,562 | $5,000,000 | 5,000,000 | +4.2% |
| 2020-10-02 22:40 | 2020-10-01 | N/A | Blackstone Real Estate Income Trust, Inc. | Harper Robert G IV | Officer - Head of Asset Management | Real Estate Investment Trusts | BUY | $10.93 | 91,516 | $1,000,000 | 121,844 | +301.8% |
| 2020-10-02 23:26 | 2020-10-02 | FGNA | OppFi Inc. | Cerminara Kyle | Director, Officer, 10% owner - President | Finance Services | BUY | $10.00 | 462,500 | $4,625,000 | 462,500 | +100.0% |
Institutional Conviction in Form 4
Tracking these institutional-scale purchases allows you to follow the "smart money" when their conviction is highest. When an executive or a 10% beneficial owner commits a seven-figure sum to an open-market transaction, it bypasses the routine noise of stock-based compensation. These trades are often a precursor to major corporate developments or a signal that management views the current market valuation as significantly disconnected from the company’s internal growth trajectory. By monitoring these high-value entries, investors can align their portfolios with the capital of those who possess the most intimate understanding of a business's long-term health and potential.
Filtering the Market Noise
Our platform is designed to eliminate the noise and focus strictly on high-impact accumulation from directors and CEOs betting big on their company’s future. The SEC EDGAR database is frequently flooded with thousands of automated Form 4 filings, many of which involve small, technical, or pre-scheduled trades that offer little predictive value for the average investor. By applying a strict $1,000,000 minimum threshold, we isolate the transactions where insiders are taking substantial personal financial risk. This high-conviction filter serves as a powerful transparency tool, identifying the exact moments when corporate leadership moves away from passive ownership toward aggressive capital deployment.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.