Financial Services / Asset Management
Exclusive insider sentiment analysis for the Asset Management sector. Track real-time Director purchases and institutional money flow to identify high-conviction opportunities before the market reacts.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-17 20:01 | 2026-07-15 | GMCG | GCM Grosvenor Inc. | CANTOR FITZGERALD, L. P. | 10% owner | Asset Management | SALE | $13.63 | 557,106 | $7,595,527 | 5,894,429 | -8.6% |
| 2026-07-17 22:17 | 2026-07-16 | BLK | BlackRock, Inc. | Meade Christopher J. | Officer; General Counsel and CLO | Asset Management | OPT+S | $1,102.09 | 18,095 | $19,942,340 | 14,059 | -56.3% |
| 2026-07-17 22:26 | 2026-07-16 | BLK | BlackRock, Inc. | FINK LAURENCE | Director, Officer; Chairman and CEO | Asset Management | SALE | $1,080.57 | 1,905 | $2,058,486 | 223,831 | -0.8% |
| 2026-07-17 21:57 | 2026-07-15 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.01 | 790 | $7,907 | 986,251 | -0.1% |
| 2026-07-17 20:48 | 2026-07-15 | PDI | PIMCO Dynamic Income Fund | STRACKE THIBAULT CHRISTIAN | Other | Asset Management | BUY | $16.40 | 100,000 | $1,640,000 | 179,512 | +125.8% |
| 2026-07-17 20:19 | 2026-07-15 | EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Officer; Chief Operating Officer | Asset Management | OPT+S | $48.86 | 14,358 | $701,581 | 69,748 | -17.1% |
| 2026-07-17 20:20 | 2026-07-16 | CRBG | Corebridge Financial, Inc. | Ditillo David | Officer; Chief Information Officer | Asset Management | OPT+S | $32.00 | 12,414 | $397,248 | 119,653 | -9.4% |
| 2026-07-17 17:20 | 2026-07-15 | TYG | TORTOISE ENERGY INFRASTRUCTURE CORP | PRUDENTIAL FINANCIAL INC | 10% owner | Asset Management | BUY | $10.00 | 6,000,000 | $60,000,000 | 3,000,000 | +100.0% |
| 2026-07-17 16:00 | 2026-07-16 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.02 | 756 | $2,283 | 936,444 | +0.1% |
| 2026-07-16 20:32 | 2026-07-14 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $28.49 | 19,776 | $563,501 | 13,265,541 | -0.1% |
| 2026-07-16 20:37 | 2026-07-15 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.59 | 70 | $1,511 | 2,267,423 | +0.0% |
| 2026-07-16 20:39 | 2026-07-15 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.64 | 64,727 | $1,012,330 | 17,066,950 | -0.4% |
| 2026-07-16 20:02 | 2026-07-15 | BXSY | BEXIL INVESTMENT TRUST | WINMILL & CO. INC | Other | Asset Management | BUY | $16.99 | 4,500 | $76,438 | 240,056 | +1.9% |
| 2026-07-16 18:49 | 2026-07-14 | ARDC | Ares Dynamic Credit Allocation Fund, Inc. | THRIVENT FINANCIAL FOR LUTHERANS | 10% owner | Asset Management | BUY | $25.00 | 160,000 | $4,000,000 | 160,000 | +100.0% |
| 2026-07-16 16:57 | 2026-07-15 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.00 | 756 | $2,268 | 935,688 | +0.1% |
| 2026-07-15 18:45 | 2026-07-13 | BCAT | BlackRock Capital Allocation Term Trust | Rieder Richard M | Other | Asset Management | SALE | $15.96 | 35,734 | $570,318 | 272,353 | -11.6% |
| 2026-07-15 18:40 | 2026-07-13 | ECAT | BlackRock ESG Capital Allocation Term Trust | Rieder Richard M | Other | Asset Management | BUY | $15.86 | 35,734 | $566,648 | 141,464 | +33.8% |
| 2026-07-15 16:08 | 2026-07-14 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.02 | 756 | $2,283 | 934,932 | +0.1% |
| 2026-07-15 14:29 | 2026-07-13 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.90 | 161,408 | $2,566,290 | 17,131,677 | -0.9% |
| 2026-07-15 14:31 | 2026-07-13 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.31 | 4,869 | $103,758 | 2,267,353 | +0.2% |
| 2026-07-14 21:01 | 2026-07-10 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $30.31 | 21,109 | $639,911 | 13,285,317 | -0.2% |
| 2026-07-14 19:57 | 2026-07-13 | BXSY | BEXIL INVESTMENT TRUST | WINMILL & CO. INC | Other | Asset Management | BUY | $17.04 | 4,500 | $76,680 | 235,556 | +1.9% |
| 2026-07-14 15:59 | 2026-07-13 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.00 | 756 | $2,268 | 934,176 | +0.1% |
| 2026-07-14 12:40 | 2026-07-10 | BNKK | BONK, INC. | Rudy Mitchell Austin | Director, 10% owner | Asset Management | BUY | $1.21 | 10,000 | $12,100 | 95,000 | +11.8% |
| 2026-07-13 21:18 | 2026-07-10 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.05 | 1,034 | $10,392 | 987,041 | -0.1% |
| 2026-07-13 17:43 | 2026-07-13 | EOI | Eaton Vance Enhanced Equity Income Fund | Gaffney Charles | Other | Asset Management | BUY | $20.11 | 25,000 | $502,705 | 25,000 | +100.0% |
| 2026-07-13 15:50 | 2026-07-10 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.02 | 756 | $2,283 | 933,420 | +0.1% |
| 2026-07-13 15:18 | 2026-07-09 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.75 | 132,402 | $2,085,146 | 17,293,085 | -0.8% |
| 2026-07-10 22:16 | 2026-07-08 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $30.80 | 17,949 | $552,770 | 13,306,426 | -0.1% |
| 2026-07-10 20:09 | 2026-07-08 | FINS | Angel Oak Financial Strategies Income Term Trust | MetLife Investment Management, LLC | 10% owner | Asset Management | BUY | $40,000,000.00 | 40,000,000 | $1,600,000,000,000,000 | 0 | +100.0% |
| 2026-07-10 15:12 | 2026-07-09 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.02 | 756 | $2,283 | 932,664 | +0.1% |
| 2026-07-09 20:15 | 2026-07-07 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.59 | 40,616 | $633,078 | 17,425,487 | -0.2% |
| 2026-07-09 20:18 | 2026-07-07 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.63 | 2,350 | $50,820 | 2,262,484 | +0.1% |
| 2026-07-09 15:33 | 2026-07-08 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.02 | 756 | $2,283 | 931,908 | +0.1% |
| 2026-07-08 20:36 | 2026-07-06 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $32.40 | 21,294 | $689,832 | 13,324,375 | -0.2% |
| 2026-07-08 20:39 | 2026-07-06 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.01 | 1,156 | $11,571 | 988,075 | -0.1% |
| 2026-07-08 20:16 | 2026-07-08 | BXSY | BEXIL INVESTMENT TRUST | Atkinson Roger A. | Director | Asset Management | BUY | $17.08 | 4,680 | $79,934 | 24,680 | +23.4% |
| 2026-07-08 20:05 | 2026-07-06 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Director, Officer, Other; Secretary | Asset Management | BUY | $5.95 | 5,980 | $35,581 | 119,214 | +5.3% |
| 2026-07-08 19:58 | 2026-07-07 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.04 | 756 | $2,298 | 931,152 | +0.1% |
| 2026-07-07 23:32 | 2026-04-07 | WHG | WESTWOOD HOLDINGS GROUP INC | BYRNE SUSAN M | Other | Asset Management | SALE | $19.48 | 8,465 | $164,877 | 230,444 | -3.5% |
| 2026-07-07 20:45 | 2026-07-06 | PSBD | Palmer Square Capital BDC Inc. | Bicknell Martin C | 10% owner | Asset Management | BUY | $10.53 | 61,484 | $647,340 | 373,472 | +19.7% |
| 2026-07-07 20:47 | 2026-07-06 | CRBG | Corebridge Financial, Inc. | Ditillo David | Officer; Chief Information Officer | Asset Management | SALE | $30.00 | 4,250 | $127,500 | 128,153 | -3.2% |
| 2026-07-07 20:24 | 2026-07-02 | BNKK | BONK, INC. | Rudy Mitchell Austin | Director, 10% owner | Asset Management | BUY | $1.47 | 11,659 | $17,139 | 85,000 | +15.9% |
| 2026-07-07 20:27 | 2026-07-02 | SWZ | Total Return Securities Fund | Dakos Andrew | Director, Officer, Other; President and CEO | Asset Management | BUY | $5.92 | 5,000 | $29,602 | 131,000 | +4.0% |
| 2026-07-07 17:36 | 2026-07-02 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $11.60 | 43,687 | $506,769 | 3,646,502 | +1.2% |
| 2026-07-07 17:15 | 2026-07-02 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.92 | 52,525 | $836,177 | 17,466,103 | -0.3% |
| 2026-07-07 16:52 | 2026-07-06 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.01 | 756 | $2,276 | 930,396 | +0.1% |
| 2026-07-06 15:39 | 2026-07-02 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.11 | 756 | $2,351 | 929,640 | +0.1% |
| 2026-07-03 01:13 | 2026-06-30 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $11.37 | 100 | $1,137 | 3,602,815 | +0.0% |
| 2026-07-03 01:02 | 2026-06-30 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.74 | 223,991 | $3,526,201 | 17,518,628 | -1.3% |
Strategic Analysis
Analyzing insider transactions within the Asset Management sector provides critical insights into institutional sentiment. When multiple executives across different companies in the same industry exhibit similar buying patterns (cluster buying), it often signals an upcoming sector-wide recovery or undervalued market conditions.
Regulatory Transparency
Our platform tracks SEC Form 4 filings in real-time. We differentiate between routine option exercises and open-market purchases to give you a clear view of "Skin in the Game". Understanding the roles of Directors vs. 10% Owners helps prioritize signals that carry the most predictive weight.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.