Financial Services / Asset Management
Exclusive insider sentiment analysis for the Asset Management sector. Track real-time Director purchases and institutional money flow to identify high-conviction opportunities before the market reacts.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-24 21:21 | 2026-07-22 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $26.90 | 28,431 | $764,859 | 13,181,275 | -0.2% |
| 2026-07-24 20:00 | 2026-07-22 | SWZ | Total Return Securities Fund | SELL MORITZ A | Director | Asset Management | BUY | $5.87 | 2,517 | $14,770 | 24,246 | +11.6% |
| 2026-07-24 17:09 | 2026-07-23 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.06 | 756 | $2,313 | 940,224 | +0.1% |
| 2026-07-24 15:14 | 2026-07-23 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.13 | 40,830 | $617,758 | 16,651,985 | -0.2% |
| 2026-07-24 15:10 | 2026-07-23 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.11 | 414 | $8,740 | 2,285,543 | +0.0% |
| 2026-07-24 15:12 | 2026-07-23 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $11.18 | 38 | $425 | 3,669,721 | +0.0% |
| 2026-07-23 21:09 | 2026-07-21 | PML | PIMCO MUNICIPAL INCOME FUND II | Morris Sonya | Director | Asset Management | BUY | $7.50 | 5,000 | $37,500 | 10,000 | +100.0% |
| 2026-07-23 20:15 | 2026-07-22 | BXSY | BEXIL INVESTMENT TRUST | WINMILL & CO. INC | Other | Asset Management | BUY | $17.16 | 8,387 | $143,923 | 257,443 | +3.4% |
| 2026-07-23 20:12 | 2026-07-21 | STT | STATE STREET CORP | O HANLEY RONALD P | Director, Officer; Chairman, CEO and President | Asset Management | SALE | $184.17 | 14,553 | $2,680,226 | 240,959 | -5.7% |
| 2026-07-23 20:12 | 2026-07-21 | STT | STATE STREET CORP | Horgan Kathryn M | Officer; Executive Vice President | Asset Management | SALE | $184.17 | 5,523 | $1,017,171 | 103,171 | -5.1% |
| 2026-07-23 19:56 | 2026-07-21 | AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Wrapp Emilie D. | Director | Asset Management | BUY | $10.19 | 3,432 | $34,971 | 5,825 | +143.4% |
| 2026-07-23 17:37 | 2026-07-21 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.47 | 172,506 | $2,668,168 | 16,692,815 | -1.0% |
| 2026-07-23 17:40 | 2026-07-21 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.79 | 7,823 | $170,485 | 2,285,129 | +0.3% |
| 2026-07-23 16:40 | 2026-07-22 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.06 | 756 | $2,313 | 939,468 | +0.1% |
| 2026-07-23 12:08 | 2026-07-17 | IQI | Invesco Quality Municipal Income Trust | O'Reilly Timothy M | Other | Asset Management | BUY | $10.21 | 780 | $7,965 | 6,282 | +14.2% |
| 2026-07-22 20:43 | 2026-07-20 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $26.55 | 22,546 | $598,504 | 13,209,706 | -0.2% |
| 2026-07-22 20:22 | 2026-07-20 | SWZ | Total Return Securities Fund | SELL MORITZ A | Director | Asset Management | BUY | $5.92 | 1,483 | $8,780 | 21,729 | +7.3% |
| 2026-07-22 18:02 | 2026-07-22 | BTO | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | Bacic William K | Other | Asset Management | BUY | $40.62 | 184 | $7,474 | 472 | +63.9% |
| 2026-07-22 18:07 | 2026-07-22 | HEQ | John Hancock Diversified Income Fund | Bacic William K | Other | Asset Management | BUY | $11.48 | 308 | $3,536 | 1,294 | +31.2% |
| 2026-07-22 14:22 | 2026-07-21 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.07 | 756 | $2,321 | 938,712 | +0.1% |
| 2026-07-21 21:15 | 2026-07-20 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.39 | 85,688 | $1,318,738 | 16,865,321 | -0.5% |
| 2026-07-21 21:00 | 2026-07-20 | EQH | Equitable Holdings, Inc. | Pearson Mark | Director, Officer; President and CEO | Asset Management | OPT+S | $48.54 | 39,700 | $1,926,971 | 753,403 | -5.0% |
| 2026-07-21 21:11 | 2026-07-20 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.49 | 7,631 | $163,990 | 2,277,306 | +0.3% |
| 2026-07-21 21:13 | 2026-07-20 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $11.41 | 22,681 | $258,790 | 3,669,683 | +0.6% |
| 2026-07-21 20:03 | 2026-07-20 | CNS | COHEN & STEERS, INC. | Dulik Elena | Officer; Chief Accounting Officer, SVP | Asset Management | SALE | $83.16 | 1,100 | $91,476 | 22,146 | -4.7% |
| 2026-07-21 17:11 | 2026-07-21 | MGF | ABERDEEN GOVERNMENT MARKETS INCOME FUND | Reit Todd | Director | Asset Management | BUY | $2.85 | 3,900 | $11,115 | 3,900 | +100.0% |
| 2026-07-21 17:12 | 2026-07-21 | MIN | ABERDEEN INTERMEDIATE INCOME FUND | Reit Todd | Director | Asset Management | BUY | $2.49 | 4,400 | $10,956 | 4,400 | +100.0% |
| 2026-07-21 17:13 | 2026-07-21 | MMT | ABERDEEN MULTI-MARKET INCOME FUND | Reit Todd | Director | Asset Management | BUY | $4.47 | 2,500 | $11,175 | 2,500 | +100.0% |
| 2026-07-21 15:42 | 2026-07-20 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.03 | 756 | $2,291 | 937,956 | +0.1% |
| 2026-07-21 14:33 | 2026-07-20 | SRV | NXG Cushing Midstream Energy Fund | Alban John | Director | Asset Management | SALE | $47.92 | 500 | $23,962 | 634 | -44.1% |
| 2026-07-21 14:27 | 2026-07-20 | NXG | NXG NextGen Infrastructure Income Fund | Alban John | Director | Asset Management | SALE | $59.02 | 500 | $29,508 | 577 | -46.4% |
| 2026-07-20 22:31 | 2026-07-20 | ZSTK | ZeroStack Corp. | Heinrich Michael | Director, Officer; Executive Chairman | Asset Management | BUY | $0.75 | 4,608,575 | $3,479,013 | 4,608,575 | +100.0% |
| 2026-07-20 21:03 | 2026-07-16 | PMM | PUTNAM MANAGED MUNICIPAL INCOME TRUST | BANK OF AMERICA CORP /DE/ | 10% owner | Asset Management | SALE | $6.54 | 437 | $2,856 | 0 | -100.0% |
| 2026-07-20 21:03 | 2026-07-17 | PMM | PUTNAM MANAGED MUNICIPAL INCOME TRUST | BANK OF AMERICA CORP /DE/ | 10% owner | Asset Management | BUY | $6.54 | 437 | $2,858 | 437 | +100.0% |
| 2026-07-20 20:42 | 2026-07-16 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $26.05 | 33,289 | $867,202 | 13,232,252 | -0.3% |
| 2026-07-20 20:20 | 2026-07-17 | BXSY | BEXIL INVESTMENT TRUST | WINMILL & CO. INC | Other | Asset Management | BUY | $17.02 | 9,000 | $153,180 | 249,056 | +3.7% |
| 2026-07-20 18:31 | 2026-07-16 | THQ | abrdn Healthcare Opportunities Fund | Mahai Chris LaVictoire | Director | Asset Management | BUY | $18.49 | 568 | $10,502 | 568 | +100.0% |
| 2026-07-20 18:33 | 2026-07-16 | THW | abrdn World Healthcare Fund | Mahai Chris LaVictoire | Director | Asset Management | BUY | $13.20 | 796 | $10,507 | 796 | +100.0% |
| 2026-07-20 18:34 | 2026-07-16 | HQH | abrdn Healthcare Investors | Mahai Chris LaVictoire | Director | Asset Management | BUY | $20.96 | 501 | $10,501 | 501 | +100.0% |
| 2026-07-20 18:36 | 2026-07-16 | HQL | abrdn Life Sciences Investors | Mahai Chris LaVictoire | Director | Asset Management | BUY | $19.92 | 527 | $10,498 | 527 | +100.0% |
| 2026-07-20 15:58 | 2026-07-17 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.02 | 756 | $2,283 | 937,200 | +0.1% |
| 2026-07-20 14:31 | 2026-07-16 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.59 | 2,252 | $48,619 | 2,269,675 | +0.1% |
| 2026-07-20 14:24 | 2026-07-16 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.43 | 115,941 | $1,788,564 | 16,951,009 | -0.7% |
| 2026-07-20 14:26 | 2026-07-17 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $11.23 | 500 | $5,615 | 3,647,002 | +0.0% |
| 2026-07-17 20:01 | 2026-07-15 | GMCG | GCM Grosvenor Inc. | CANTOR FITZGERALD, L. P. | 10% owner | Asset Management | SALE | $13.63 | 557,106 | $7,595,527 | 5,894,429 | -8.6% |
| 2026-07-17 22:17 | 2026-07-16 | BLK | BlackRock, Inc. | Meade Christopher J. | Officer; General Counsel and CLO | Asset Management | OPT+S | $1,102.09 | 18,095 | $19,942,340 | 14,059 | -56.3% |
| 2026-07-17 22:26 | 2026-07-16 | BLK | BlackRock, Inc. | FINK LAURENCE | Director, Officer; Chairman and CEO | Asset Management | SALE | $1,080.57 | 1,905 | $2,058,486 | 223,831 | -0.8% |
| 2026-07-17 21:57 | 2026-07-15 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.01 | 790 | $7,907 | 986,251 | -0.1% |
| 2026-07-17 20:48 | 2026-07-15 | PDI | PIMCO Dynamic Income Fund | STRACKE THIBAULT CHRISTIAN | Other | Asset Management | BUY | $16.40 | 100,000 | $1,640,000 | 179,512 | +125.8% |
| 2026-07-17 20:19 | 2026-07-15 | EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Officer; Chief Operating Officer | Asset Management | OPT+S | $48.86 | 14,358 | $701,581 | 69,748 | -17.1% |
Strategic Analysis
Analyzing insider transactions within the Asset Management sector provides critical insights into institutional sentiment. When multiple executives across different companies in the same industry exhibit similar buying patterns (cluster buying), it often signals an upcoming sector-wide recovery or undervalued market conditions.
Regulatory Transparency
Our platform tracks SEC Form 4 filings in real-time. We differentiate between routine option exercises and open-market purchases to give you a clear view of "Skin in the Game". Understanding the roles of Directors vs. 10% Owners helps prioritize signals that carry the most predictive weight.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.