Financial Services
Exclusive insider sentiment analysis for the Financial Services sector. Track real-time Director purchases and institutional money flow to identify high-conviction opportunities before the market reacts.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-24 22:32 | 2026-07-22 | RSVB | RIVERVIEW BANCORP INC | Nierenberg Investment Management Company, LLC | 10% owner | Banks - Regional | SALE | $5.27 | 15,000 | $79,050 | 79,388 | -15.9% |
| 2026-07-24 21:50 | 2026-07-23 | FMAO | FARMERS & MERCHANTS BANCORP INC | Briggs Andrew J | Director | Banks - Regional | SALE | $30.20 | 6,000 | $181,170 | 99,550 | -5.7% |
| 2026-07-24 21:21 | 2026-07-22 | RVI | Robinhood Ventures Fund I | Robinhood Markets, Inc. | 10% owner | Asset Management | SALE | $26.90 | 28,431 | $764,859 | 13,181,275 | -0.2% |
| 2026-07-24 20:44 | 2026-07-23 | PEBK | PEOPLES BANCORP OF NORTH CAROLINA INC | Abernethy Robert C. JR | Director | Banks - Regional | SALE | $41.75 | 1,200 | $50,100 | 59,716 | -2.0% |
| 2026-07-24 20:31 | 2026-07-22 | FSBC | FIVE STAR BANCORP | Ramos Kevin Francis | Director | Banks - Regional | BUY | $44.00 | 5,682 | $250,008 | 177,546 | +3.3% |
| 2026-07-24 20:31 | 2026-07-22 | FSBC | FIVE STAR BANCORP | Riggs Judson Teichert | Director | Banks - Regional | BUY | $44.00 | 2,273 | $100,012 | 87,531 | +2.7% |
| 2026-07-24 20:32 | 2026-07-22 | FSBC | FIVE STAR BANCORP | Lucas Donna | Director | Banks - Regional | BUY | $44.00 | 1,136 | $49,984 | 14,254 | +8.7% |
| 2026-07-24 20:32 | 2026-07-22 | FSBC | FIVE STAR BANCORP | Deary-Bell Shannon | Director | Banks - Regional | BUY | $44.00 | 5,682 | $250,008 | 85,244 | +7.1% |
| 2026-07-24 20:33 | 2026-07-22 | FSBC | FIVE STAR BANCORP | Perry-Smith Robert Truxtun | Director | Banks - Regional | BUY | $44.00 | 31,363 | $1,379,972 | 258,898 | +13.8% |
| 2026-07-24 20:34 | 2026-07-22 | FSBC | FIVE STAR BANCORP | Allbaugh Larry Eugene | Director, 10% owner | Banks - Regional | BUY | $44.00 | 96,591 | $4,250,004 | 1,101,687 | +9.6% |
| 2026-07-24 20:34 | 2026-07-23 | USB | US BANCORP DE | CHOSY JAMES L | Officer; Senior EVP and General Counsel | Banks - Regional | OPT+S | $63.28 | 22,968 | $1,453,415 | 252,684 | -8.3% |
| 2026-07-24 20:00 | 2026-07-22 | SWZ | Total Return Securities Fund | SELL MORITZ A | Director | Asset Management | BUY | $5.87 | 2,517 | $14,770 | 24,246 | +11.6% |
| 2026-07-24 20:02 | 2026-07-24 | GREE | Greenidge Generation Holdings Inc. | Mulvihill Christian | Officer; Chief Financial Officer | Capital Markets | SALE | $2.45 | 14,738 | $36,108 | 175,996 | -7.7% |
| 2026-07-24 20:04 | 2026-07-22 | TRV | TRAVELERS COMPANIES, INC. | BESSETTE ANDY F | Officer; EVP and Chief Admin Officer | Insurance - Property & Casualty | SALE | $368.11 | 3,000 | $1,104,337 | 21,284 | -12.4% |
| 2026-07-24 20:05 | 2026-07-23 | MRSH | MARSH & MCLENNAN COMPANIES, INC. | Yates Lloyd M | Director | Insurance Brokers | SALE | $175.65 | 12,000 | $2,107,800 | 12,001 | -50.0% |
| 2026-07-24 20:05 | 2026-07-24 | GREE | Greenidge Generation Holdings Inc. | Kovler Jordan | Director, Officer; Chief Executive Officer | Capital Markets | SALE | $2.45 | 35,721 | $87,516 | 325,406 | -9.9% |
| 2026-07-24 20:05 | 2026-07-24 | GREE | Greenidge Generation Holdings Inc. | Irwin Dale | Officer; President | Capital Markets | SALE | $2.45 | 21,154 | $51,827 | 202,476 | -9.5% |
| 2026-07-24 20:06 | 2026-07-22 | KEY | KEYCORP /NEW/ | Ramani Mohit | Officer; Chief Risk Officer | Banks - Regional | SALE | $22.74 | 25,000 | $568,500 | 29,855 | -45.6% |
| 2026-07-24 20:09 | 2026-07-22 | TRV | TRAVELERS COMPANIES, INC. | Munson Paul E. | Officer; SVP & Corp. Controller | Insurance - Property & Casualty | OPT+S | $369.91 | 1,525 | $564,105 | 735 | -67.5% |
| 2026-07-24 20:13 | 2026-07-22 | TRV | TRAVELERS COMPANIES, INC. | Rowland David Donnay | Officer; EVP & Co-Chief Invest. Officer | Insurance - Property & Casualty | OPT+S | $371.69 | 5,000 | $1,858,440 | 10,479 | -32.3% |
| 2026-07-24 19:17 | 2026-07-23 | PEBK | PEOPLES BANCORP OF NORTH CAROLINA INC | ABERNETHY ROBERT C | Director | Banks - Regional | SALE | $42.14 | 5,000 | $210,700 | 113,363 | -4.2% |
| 2026-07-24 17:09 | 2026-07-23 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $3.06 | 756 | $2,313 | 940,224 | +0.1% |
| 2026-07-24 16:13 | 2026-07-24 | PNFP | Pinnacle Financial Partners, Inc. | MCCABE ROBERT A JR | Director, Officer; Chief Banking Officer | Banks - Regional | BUY | $99.90 | 10,013 | $1,000,299 | 324,233 | +3.2% |
| 2026-07-24 16:09 | 2026-07-22 | PNC | PNC FINANCIAL SERVICES GROUP, INC. | Deborah Guild | Officer; Executive Vice President | Banks - Regional | SALE | $252.20 | 1,200 | $302,634 | 36,527 | -3.2% |
| 2026-07-24 15:14 | 2026-07-23 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.13 | 40,830 | $617,758 | 16,651,985 | -0.2% |
| 2026-07-24 15:10 | 2026-07-23 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.11 | 414 | $8,740 | 2,285,543 | +0.0% |
| 2026-07-24 15:12 | 2026-07-23 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $11.18 | 38 | $425 | 3,669,721 | +0.0% |
| 2026-07-24 01:30 | 2026-07-22 | FLD | Fold Holdings, Inc. | McManus Matt | Officer; Chief Operating Officer | Capital Markets | SALE | $0.45 | 2,109 | $949 | 382,879 | -0.5% |
| 2026-07-24 00:29 | 2026-07-22 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | Other | Capital Markets | OPT+S | $74.32 | 52,376 | $3,892,679 | 220,240 | -19.2% |
| 2026-07-24 00:29 | 2026-07-22 | SNEX | StoneX Group Inc. | Smith Philip Andrew | Director, Officer; Chief Executive Officer | Capital Markets | OPT+S | $74.32 | 45,000 | $3,344,481 | 738,216 | -5.7% |
| 2026-07-24 00:30 | 2026-07-22 | SNEX | StoneX Group Inc. | Dunaway William J | Officer; Chief Financial Officer | Capital Markets | OPT+S | $74.33 | 95,970 | $7,133,325 | 472,131 | -16.9% |
| 2026-07-24 00:30 | 2026-07-22 | SNEX | StoneX Group Inc. | OCONNOR SEAN MICHAEL | Director, Officer; Executive Vice-Chairman-Board | Capital Markets | OPT+S | $74.33 | 104,934 | $7,799,776 | 1,750,447 | -5.7% |
| 2026-07-24 00:31 | 2026-07-22 | SNEX | StoneX Group Inc. | Rotsztain Diego | Officer; Chief Governance/Legal Officer | Capital Markets | OPT+S | $74.32 | 29,995 | $2,229,282 | 55,500 | -35.1% |
| 2026-07-23 23:39 | 2026-07-21 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer; Chief Risk Officer | Capital Markets | OPT+S | $104.14 | 4,053 | $422,069 | 57,972 | -6.5% |
| 2026-07-23 21:09 | 2026-07-21 | PML | PIMCO MUNICIPAL INCOME FUND II | Morris Sonya | Director | Asset Management | BUY | $7.50 | 5,000 | $37,500 | 10,000 | +100.0% |
| 2026-07-23 20:47 | 2026-07-21 | LIFE | Ethos Technologies Inc. | GV 2019 GP, L.L.C. | 10% owner | Insurance Brokers | SALE | $19.17 | 72,482 | $1,389,835 | 0 | -100.0% |
| 2026-07-23 20:15 | 2026-07-22 | BXSY | BEXIL INVESTMENT TRUST | WINMILL & CO. INC | Other | Asset Management | BUY | $17.16 | 8,387 | $143,923 | 257,443 | +3.4% |
| 2026-07-23 20:15 | 2026-07-21 | TRV | TRAVELERS COMPANIES, INC. | Frey Daniel S. | Officer; EVP & Chief Financial Officer | Insurance - Property & Casualty | OPT+S | $368.24 | 14,037 | $5,169,002 | 27,535 | -33.8% |
| 2026-07-23 20:21 | 2026-07-22 | RBKB | Rhinebeck Bancorp, Inc. | Smith Matthew James | Director, Officer; President & CEO | Banks - Regional | BUY | $12.00 | 12,425 | $149,089 | 36,251 | +52.1% |
| 2026-07-23 20:22 | 2026-07-22 | RBKB | Rhinebeck Bancorp, Inc. | Patzwahl Nancy Koskey | Director | Banks - Regional | BUY | $11.94 | 25,000 | $298,500 | 27,270 | +1,101.3% |
| 2026-07-23 20:22 | 2026-07-21 | TRV | TRAVELERS COMPANIES, INC. | Klein Michael Frederick | Officer; EVP & President, Personal Ins. | Insurance - Property & Casualty | OPT+S | $366.09 | 6,000 | $2,196,562 | 45,125 | -11.7% |
| 2026-07-23 20:23 | 2026-07-22 | RBKB | Rhinebeck Bancorp, Inc. | Vitale Michael | Officer; EVP, Head of Comm Banking | Banks - Regional | BUY | $11.94 | 5,000 | $59,700 | 17,580 | +39.7% |
| 2026-07-23 20:24 | 2026-07-22 | RBKB | Rhinebeck Bancorp, Inc. | Loughlin Suzanne | Director | Banks - Regional | BUY | $11.93 | 12,500 | $149,120 | 46,828 | +36.4% |
| 2026-07-23 20:06 | 2026-07-21 | TRV | TRAVELERS COMPANIES, INC. | Lefebvre Mojgan M | Officer; EVP & Chief Tech & Ops Officer | Insurance - Property & Casualty | OPT+S | $368.38 | 16,313 | $6,009,327 | 0 | -100.0% |
| 2026-07-23 20:12 | 2026-07-21 | STT | STATE STREET CORP | O HANLEY RONALD P | Director, Officer; Chairman, CEO and President | Asset Management | SALE | $184.17 | 14,553 | $2,680,226 | 240,959 | -5.7% |
| 2026-07-23 20:12 | 2026-07-21 | STT | STATE STREET CORP | Horgan Kathryn M | Officer; Executive Vice President | Asset Management | SALE | $184.17 | 5,523 | $1,017,171 | 103,171 | -5.1% |
| 2026-07-23 19:56 | 2026-07-21 | AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Wrapp Emilie D. | Director | Asset Management | BUY | $10.19 | 3,432 | $34,971 | 5,825 | +143.4% |
| 2026-07-23 19:16 | 2026-07-21 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Capital Markets | SALE | $1.45 | 34,989 | $50,706 | 63,695 | -35.5% |
| 2026-07-23 17:37 | 2026-07-21 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.47 | 172,506 | $2,668,168 | 16,692,815 | -1.0% |
| 2026-07-23 17:40 | 2026-07-21 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.79 | 7,823 | $170,485 | 2,285,129 | +0.3% |
Strategic Analysis
Analyzing insider transactions within the Financial Services sector provides critical insights into institutional sentiment. When multiple executives across different companies in the same industry exhibit similar buying patterns (cluster buying), it often signals an upcoming sector-wide recovery or undervalued market conditions.
Regulatory Transparency
Our platform tracks SEC Form 4 filings in real-time. We differentiate between routine option exercises and open-market purchases to give you a clear view of "Skin in the Game". Understanding the roles of Directors vs. 10% Owners helps prioritize signals that carry the most predictive weight.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.