Financial Services / Asset Management
Exclusive insider sentiment analysis for the Asset Management sector. Track real-time Director purchases and institutional money flow to identify high-conviction opportunities before the market reacts.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-03 20:56 | 2026-04-01 | VINP | Vinci Compass Investments Ltd. | Ribeiro Sergio Passos | Officer; Chief Financial Officer | Asset Management | SALE | $10.55 | 1,984 | $20,925 | 332,275 | -0.6% |
| 2026-04-03 20:55 | 2026-04-01 | VINP | Vinci Compass Investments Ltd. | Zaremba Bruno Augusto Sacchi | Officer; Pres. of Finance & Operations | Asset Management | SALE | $10.61 | 7,113 | $75,482 | 1,278,667 | -0.6% |
| 2026-04-03 20:42 | 2026-04-01 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $13.87 | 303,392 | $4,208,047 | 21,762,781 | +1.4% |
| 2026-04-03 21:11 | 2026-04-01 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $10.53 | 73,863 | $777,718 | 2,669,003 | +2.8% |
| 2026-04-03 21:15 | 2026-04-02 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $21.28 | 10,800 | $229,824 | 1,775,132 | +0.6% |
| 2026-04-03 21:19 | 2026-04-01 | MFJ | Virtus Dividend, Interest & Premium Strategy Fund | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $12.65 | 3,509 | $44,389 | 10,216,703 | +0.0% |
| 2026-04-03 21:04 | 2026-04-01 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.55 | 5,508 | $58,093 | 1,188,500 | -0.5% |
| 2026-04-02 20:30 | 2026-03-31 | MSIF | MSC INCOME FUND, INC. | Gilbert Cory | Officer; CFO and Treasurer | Asset Management | BUY | $12.20 | 825 | $10,065 | 5,393 | +18.1% |
| 2026-04-02 17:04 | 2026-04-01 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner; President/Co-Portfolio Manager | Asset Management | BUY | $3.25 | 1,134 | $3,686 | 68,352 | +1.7% |
| 2026-04-01 20:08 | 2026-03-31 | RPC | Ridgepost Capital, Inc. | Stewart Robert B Jr | Director | Asset Management | BUY | $7.27 | 7,000 | $50,890 | 156,525 | +4.7% |
| 2026-04-01 23:38 | 2026-03-31 | VINP | Vinci Compass Investments Ltd. | Zaremba Bruno Augusto Sacchi | Officer; Pres. of Finance & Operations | Asset Management | SALE | $10.53 | 3,050 | $32,117 | 1,285,780 | -0.2% |
| 2026-04-01 23:41 | 2026-03-26 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.19 | 19,760 | $201,299 | 1,194,008 | -1.6% |
| 2026-04-01 23:36 | 2026-03-26 | VINP | Vinci Compass Investments Ltd. | Ribeiro Sergio Passos | Officer; Chief Financial Officer | Asset Management | SALE | $10.18 | 6,934 | $70,585 | 334,259 | -2.0% |
| 2026-04-01 16:02 | 2026-03-31 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner; President/Co-Portfolio Manager | Asset Management | BUY | $3.24 | 1,134 | $3,674 | 68,270 | +1.7% |
| 2026-04-01 15:10 | 2026-03-30 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $20.46 | 1,151 | $23,551 | 1,764,332 | +0.1% |
| 2026-04-01 15:12 | 2026-03-30 | NFJ | Virtus Dividend, Interest & Premium Strategy Fund | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $12.39 | 30,502 | $377,920 | 10,213,194 | +0.3% |
| 2026-04-01 15:06 | 2026-03-31 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $10.29 | 5,888 | $60,588 | 2,595,140 | +0.2% |
| 2026-04-01 14:18 | 2026-03-30 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $13.70 | 262,345 | $3,594,048 | 22,022,163 | -1.2% |
| 2026-03-31 23:37 | 2026-03-27 | BANX | ArrowMark Financial Corp. | Marano Thompson Melissa | Director | Asset Management | BUY | $18.77 | 1,500 | $28,148 | 1,500 | +100.0% |
| 2026-03-31 20:30 | 2026-03-27 | MSIF | MSC INCOME FUND, INC. | Marks Nataly Michelle | Director | Asset Management | BUY | $12.61 | 1,000 | $12,610 | 1,000 | +100.0% |
| 2026-03-31 20:30 | 2026-03-27 | HERZ | Herzfeld Credit Income Fund, Inc | HERZFELD THOMAS J | Other | Asset Management | BUY | $15.50 | 2,974 | $46,097 | 193,638 | +1.6% |
| 2026-03-31 20:05 | 2026-03-27 | SWZ | Total Return Securities Fund | Dakos Andrew | Director, Officer, Other; President and CEO | Asset Management | BUY | $5.91 | 11,200 | $66,240 | 83,319 | +15.5% |
| 2026-03-31 18:19 | 2026-03-30 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner; President/Co-Portfolio Manager | Asset Management | BUY | $3.25 | 1,128 | $3,666 | 68,188 | +1.7% |
| 2026-03-31 14:48 | 2026-03-27 | FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Director, 10% owner, Other | Asset Management | BUY | $8.96 | 135,086 | $1,209,871 | 2,626,673 | +5.4% |
| 2026-03-30 23:55 | 2026-03-26 | HTGC | Hercules Capital, Inc. | BADAVAS ROBERT P | Director | Asset Management | BUY | $14.35 | 3,658 | $52,492 | 5,070 | +259.1% |
| 2026-03-30 23:45 | 2026-03-26 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Director | Asset Management | BUY | $14.30 | 7,300 | $104,390 | 157,669 | +4.9% |
| 2026-03-30 23:46 | 2026-03-26 | HTGC | Hercules Capital, Inc. | Loo Wade | Director | Asset Management | BUY | $14.35 | 7,317 | $104,999 | 14,050 | +108.7% |
| 2026-03-30 21:37 | 2026-03-27 | GAM | GENERAL AMERICAN INVESTORS CO INC | Stark Eugene S | Officer; VP Administration/CCO/PFO | Asset Management | BUY | $24.94 | 838 | $20,902 | 27,849 | +3.1% |
| 2026-03-30 21:29 | 2026-03-26 | CYPH | CYPHERPUNK TECHNOLOGIES INC. | Mirabelli Christopher | Director | Asset Management | SALE | $0.71 | 60,000 | $42,630 | 130,376 | -31.5% |
| 2026-03-30 19:55 | 2026-03-26 | NFJ | Virtus Dividend, Interest & Premium Strategy Fund | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $12.42 | 160,831 | $1,997,955 | 10,182,692 | +1.6% |
| 2026-03-30 19:56 | 2026-03-26 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $20.37 | 3,749 | $76,382 | 1,763,181 | +0.2% |
| 2026-03-30 19:56 | 2026-03-26 | HTGC | Hercules Capital, Inc. | Aguirre DeAnne | Director | Asset Management | BUY | $14.35 | 7,317 | $104,999 | 10,749 | +213.2% |
| 2026-03-30 19:56 | 2026-03-26 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $10.21 | 3,158 | $32,243 | 2,589,252 | +0.1% |
| 2026-03-30 19:57 | 2026-03-26 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $13.67 | 126,025 | $1,723,215 | 22,284,508 | -0.6% |
| 2026-03-30 19:37 | 2026-03-26 | HTGC | Hercules Capital, Inc. | Theodosopoulos Nikos | Director | Asset Management | BUY | $14.35 | 7,317 | $104,999 | 29,362 | +33.2% |
| 2026-03-30 19:38 | 2026-03-26 | HTGC | Hercules Capital, Inc. | CROWELL GAYLE A | Director | Asset Management | BUY | $14.35 | 7,317 | $104,999 | 97,589 | +8.1% |
| 2026-03-30 19:40 | 2026-03-26 | HTGC | Hercules Capital, Inc. | Randhawa Paramjeet K | Director | Asset Management | BUY | $14.35 | 2,926 | $41,988 | 22,486 | +15.0% |
| 2026-03-30 16:58 | 2026-03-27 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner; President/Co-Portfolio Manager | Asset Management | BUY | $3.25 | 1,134 | $3,686 | 68,106 | +1.7% |
| 2026-03-28 00:23 | 2025-05-28 | KBDC | Kayne Anderson BDC, Inc. | Rabil Albert | Director | Asset Management | SALE | $15.84 | 164,706 | $2,608,943 | 0 | -100.0% |
| 2026-03-28 00:11 | 2025-05-28 | KBDC | Kayne Anderson BDC, Inc. | ROBO JAMES L | Director | Asset Management | BUY | $15.84 | 164,706 | $2,608,943 | 1,738,175 | +10.5% |
| 2026-03-27 23:20 | 2026-03-16 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.31 | 29,564 | $304,941 | 1,213,768 | -2.4% |
| 2026-03-27 23:25 | 2026-03-16 | VINP | Vinci Compass Investments Ltd. | Ribeiro Sergio Passos | Officer; Chief Financial Officer | Asset Management | SALE | $10.11 | 18,567 | $187,675 | 341,193 | -5.2% |
| 2026-03-27 23:32 | 2026-03-25 | VINP | Vinci Compass Investments Ltd. | Zaremba Bruno Augusto Sacchi | Officer; Pres. of Finance & Operations | Asset Management | SALE | $10.59 | 1,057 | $11,194 | 1,288,830 | -0.1% |
| 2026-03-27 23:18 | 2026-03-25 | PML | PIMCO MUNICIPAL INCOME FUND II | Morris Sonya | Director | Asset Management | BUY | $7.48 | 5,000 | $37,390 | 5,000 | +100.0% |
| 2026-03-27 18:54 | 2026-03-27 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | Baker James C | Director, Officer; President | Asset Management | BUY | $14.38 | 25,000 | $359,500 | 936,040 | +2.7% |
| 2026-03-27 18:33 | 2026-03-24 | RMT | ROYCE MICRO-CAP TRUST, INC. | CLARK CHRISTOPHER D | Director, Officer, Other; President | Asset Management | BUY | $11.48 | 6,500 | $74,620 | 68,648 | +10.5% |
| 2026-03-27 16:16 | 2026-03-26 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner; President/Co-Portfolio Manager | Asset Management | BUY | $3.29 | 1,134 | $3,731 | 68,024 | +1.7% |
| 2026-03-26 20:25 | 2026-03-24 | SWZ | Total Return Securities Fund | Dakos Andrew | Director, Officer, Other; President and CEO | Asset Management | BUY | $5.96 | 6,000 | $35,750 | 73,119 | +8.9% |
| 2026-03-26 16:23 | 2026-03-25 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner; President/Co-Portfolio Manager | Asset Management | BUY | $3.28 | 1,134 | $3,720 | 67,942 | +1.7% |
| 2026-03-26 16:05 | 2026-03-24 | NFJ | Virtus Dividend, Interest & Premium Strategy Fund | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $12.59 | 58,171 | $732,111 | 10,021,861 | +0.6% |
Strategic Analysis
Analyzing insider transactions within the Asset Management sector provides critical insights into institutional sentiment. When multiple executives across different companies in the same industry exhibit similar buying patterns (cluster buying), it often signals an upcoming sector-wide recovery or undervalued market conditions.
Regulatory Transparency
Our platform tracks SEC Form 4 filings in real-time. We differentiate between routine option exercises and open-market purchases to give you a clear view of "Skin in the Game". Understanding the roles of Directors vs. 10% Owners helps prioritize signals that carry the most predictive weight.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.