Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-07-30 03:34 | 2010-07-27 | GDOT | GREEN DOT CORP | Ricci John C | Officer | OPT+S | $33.48 | 59,072 | $1,977,731 | 0 |
| 2010-07-30 03:33 | 2010-07-27 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $33.48 | 75,300 | $2,521,044 | 0 |
| 2010-07-30 03:31 | 2010-07-27 | GDOT | GREEN DOT CORP | Greenleaf Timothy R | Director | SELL | $33.48 | 58,087 | $1,944,753 | 0 |
| 2010-07-30 03:30 | 2010-07-27 | GDOT | GREEN DOT CORP | Aldrich Kenneth C | Director | SELL | $33.48 | 132,714 | $4,443,265 | 0 |
| 2010-07-28 19:59 | 2010-07-27 | AXP | AMERICAN EXPRESS CO | Glenn William H | Officer | OPT+S | $44.42 | 82,881 | $3,681,723 | 36,891 |
| 2010-07-28 20:00 | 2010-07-27 | AXP | AMERICAN EXPRESS CO | SCHICK THOMAS A | Officer | OPT+S | $44.46 | 188,496 | $8,380,608 | 79,853 |
| 2010-07-27 16:02 | 2010-07-26 | AXP | AMERICAN EXPRESS CO | GILLIGAN EDWARD P | Officer | SELL | $44.87 | 150,000 | $6,730,860 | 257,274 |
| 2010-07-27 16:43 | 2010-07-26 | APPY | Riot Platforms, Inc. | MCGONEGAL JEFFREY | Officer | BUY | $0.71 | 15,000 | $10,694 | 239,031 |
| 2010-07-12 22:50 | 2010-07-08 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.65 | 5,150 | $34,229 | 388,494 |
| 2010-06-23 21:55 | 2010-06-09 | PCFHF | OCEANIC IRON ORE CORP | Raffa David John | Director | BUY | $0.08 | 200,000 | $15,000 | 200,000 |
| 2010-06-16 00:30 | 2010-06-09 | PCF | OCEANIC IRON ORE CORP | REYNOLDS MICHAEL WILLIAM | Director | BUY | $0.04 | 6,400,000 | $240,000 | 3,200,000 |
| 2010-06-16 00:27 | 2010-06-09 | PCF | OCEANIC IRON ORE CORP | PRESSELLO THOMAS | Director, Officer | BUY | $0.04 | 400,000 | $15,000 | 200,000 |
| 2010-06-15 20:02 | 2010-06-11 | IKNX | TERAWULF INC. | HARRIS DAVID O | Director | BUY | $7.00 | 350 | $2,450 | 89,362 |
| 2010-06-14 22:48 | 2010-06-10 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.94 | 2,750 | $19,075 | 383,344 |
| 2010-06-10 02:11 | 2010-06-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Fritz Jeffrey P | Officer | BUY | $1.42 | 10,000 | $14,214 | 10,000 |
| 2010-06-10 02:19 | 2010-06-08 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | RIEDL ROBERT E | Officer | BUY | $1.40 | 2,000 | $2,790 | 6,225 |
| 2010-06-10 02:27 | 2010-06-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BRADLEY CHARLES E JR | Director, Officer | BUY | $1.46 | 5,000 | $7,300 | 7,600 |
| 2010-06-03 22:10 | 2010-06-01 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $7.10 | 1,500 | $10,650 | 380,594 |
| 2010-05-27 22:38 | 2010-05-27 | TAXI | MEDALLION FINANCIAL CORP | WEICKER LOWELL P JR | Director | BUY | $7.11 | 1,000 | $7,108 | 2,600 |
| 2010-05-25 22:07 | 2010-05-25 | TAXI | MEDALLION FINANCIAL CORP | WEICKER LOWELL P JR | Director | BUY | $7.11 | 300 | $2,133 | 2,000 |
| 2010-05-18 18:19 | 2010-05-14 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $7.08 | 4,894 | $34,636 | 379,094 |
| 2010-05-04 23:53 | 2010-04-30 | AXP | AMERICAN EXPRESS CO | KELLY ALFRED F JR | Officer | OPT+S | $48.00 | 142,720 | $6,850,560 | 418,143 |
| 2010-05-01 00:42 | 2010-04-29 | AXP | AMERICAN EXPRESS CO | Linville Judson C | Officer | OPT+S | $47.63 | 103,419 | $4,925,692 | 70,966 |
| 2010-05-01 00:39 | 2010-04-29 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Officer | OPT+S | $47.60 | 138,134 | $6,575,565 | 120,437 |
| 2010-04-30 23:56 | 2010-04-28 | AXP | AMERICAN EXPRESS CO | JORDAN VERNON E JR | SELL | $45.76 | 3,427 | $156,820 | 42,783 | |
| 2010-04-29 00:40 | 2010-04-26 | AXP | AMERICAN EXPRESS CO | SCHICK THOMAS A | Officer | OPT+S | $46.90 | 188,496 | $8,840,462 | 79,853 |
| 2010-04-29 00:42 | 2010-04-26 | AXP | AMERICAN EXPRESS CO | PARENT LOUISE M | Officer | OPT+S | $47.21 | 188,496 | $8,898,727 | 230,144 |
| 2010-04-21 02:08 | 2010-04-16 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | POWELL CURTIS K | Officer | SELL | $1.60 | 20,000 | $32,000 | 148,000 |
| 2010-04-15 00:10 | 2010-04-12 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Quist George R. | Director, Officer, 10% owner | BUY | $3.10 | 1,281 | $3,971 | 1,012,636 |
| 2010-04-07 19:53 | 2010-04-05 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.88 | 1,390 | $9,559 | 0 |
| 2010-04-07 20:46 | 2010-04-05 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.88 | 1,390 | $9,559 | 374,200 |
| 2010-04-01 22:19 | 2010-03-30 | APPY | Riot Platforms, Inc. | HEPLER DOUGLAS I | Director | OPT+S | $2.17 | 17,700 | $38,409 | 41,300 |
| 2010-03-16 23:52 | 2010-03-12 | AXP | AMERICAN EXPRESS CO | WALTER ROBERT D | Director | BUY | $40.82 | 20,000 | $816,400 | 230,300 |
| 2010-03-16 19:15 | 2010-03-12 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.75 | 9,200 | $62,083 | 372,810 |
| 2010-03-11 19:03 | 2010-03-09 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.80 | 2,270 | $15,436 | 363,610 |
| 2010-03-09 19:49 | 2010-03-05 | IKNX | TERAWULF INC. | HARRIS DAVID O | Director | BUY | $6.89 | 400 | $2,755 | 89,012 |
| 2010-03-06 02:20 | 2010-02-09 | VSUL | USBC, Inc. | KAWAHATA MASAHIRO | Director | BUY | $0.07 | 75,000 | $5,250 | 626,875 |
| 2010-03-06 01:21 | 2010-02-09 | VSUL | USBC, Inc. | ARAI YOSHITAMI | Director | BUY | $0.07 | 75,000 | $5,250 | 175,000 |
| 2010-03-06 01:15 | 2010-02-09 | VSUL | USBC, Inc. | PEPPER JON | Director | BUY | $0.07 | 75,000 | $5,250 | 325,000 |
| 2010-03-06 01:00 | 2010-02-09 | VSUL | USBC, Inc. | HEGYI MARCO | Director | BUY | $0.07 | 75,000 | $5,250 | 325,000 |
| 2010-03-03 01:35 | 2010-02-26 | AXP | AMERICAN EXPRESS CO | SCHICK THOMAS A | Officer | OPT+S | $38.28 | 188,496 | $7,215,815 | 79,853 |
| 2010-03-01 23:42 | 2010-02-25 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.43 | 1,100 | $7,071 | 361,340 |
| 2010-02-03 23:59 | 2010-02-01 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.35 | 200 | $1,269 | 360,240 |
| 2010-01-27 23:05 | 2010-01-25 | AXP | AMERICAN EXPRESS CO | AKERSON DANIEL F | Director | BUY | $38.00 | 10,000 | $380,000 | 85,541 |
| 2010-01-20 23:39 | 2010-01-15 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.37 | 1,200 | $7,647 | 360,040 |
| 2010-01-05 23:19 | 2009-12-31 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.30 | 869 | $5,475 | 358,840 |
| 2010-01-05 02:08 | 2009-12-30 | APPY | Riot Platforms, Inc. | HEPLER DOUGLAS I | Director | SELL | $1.76 | 5,000 | $8,800 | 9,000 |
| 2009-12-23 23:17 | 2009-12-21 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $6.33 | 5,300 | $33,553 | 357,971 |
| 2009-12-18 19:59 | 2009-12-16 | AXP | AMERICAN EXPRESS CO | Linville Judson C | Officer | OPT+S | $41.32 | 47,091 | $1,945,800 | 54,974 |
| 2009-12-17 22:30 | 2009-12-16 | ATAXZ | Greystone Housing Impact Investors LP | JUNG PATRICK J | BUY | $5.55 | 1,000 | $5,550 | 4,000 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.