Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-05-02 21:41 | 2006-05-01 | AXP | AMERICAN EXPRESS CO | BURNS URSULA M | Director | BUY | $53.25 | 2,000 | $106,500 | 8,000 |
| 2006-05-02 23:19 | 2006-05-01 | TAXI | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | SELL | $13.16 | 15,000 | $197,471 | 70,000 |
| 2006-05-02 00:31 | 2006-04-27 | AXP | AMERICAN EXPRESS CO | PARENT LOUISE M | Officer | OPT+S | $52.72 | 417,989 | $22,036,589 | 267,852 |
| 2006-05-02 00:42 | 2006-04-28 | AXP | AMERICAN EXPRESS CO | LESCHLY JAN | Director | BUY | $53.93 | 15,000 | $808,950 | 99,222 |
| 2006-04-28 19:27 | 2006-03-07 | APNB | Riot Platforms, Inc. | HURST ROGER | 10% owner | BUY | $1.79 | 124,000 | $221,960 | 1,881,000 |
| 2006-04-27 23:15 | 2006-04-21 | MKTY | Soluna Holdings, Inc | CHURCH DALE W | Director | OPT+S | $4.50 | 70,000 | $315,000 | 14,764 |
| 2006-04-18 22:46 | 2006-04-17 | APNB | Riot Platforms, Inc. | HEPLER DOUGLAS I | Director | BUY | $1.40 | 20,000 | $28,000 | 21,100 |
| 2006-04-14 20:50 | 2006-04-12 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS II LP | 10% owner | SELL | $7.15 | 300,000 | $2,145,000 | 3,986,558 |
| 2006-04-10 22:56 | 2006-04-06 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS II LP | 10% owner | SELL | $8.04 | 28,367 | $228,071 | 4,286,558 |
| 2006-04-07 22:24 | 2006-03-29 | APNB | Riot Platforms, Inc. | HEPLER DOUGLAS I | Director | BUY | $1.63 | 1,100 | $1,793 | 1,100 |
| 2006-04-06 23:33 | 2006-04-05 | MKTY | Soluna Holdings, Inc | CHURCH DALE W | Director | OPT+S | $4.00 | 58,000 | $232,000 | 64,764 |
| 2006-04-06 23:53 | 2006-04-04 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS II LP | 10% owner | SELL | $8.04 | 12,230 | $98,341 | 4,314,925 |
| 2006-04-05 23:04 | 2006-03-30 | MKTY | Soluna Holdings, Inc | DOHRING EDWARD A | Director | OPT+S | $3.83 | 36,312 | $138,901 | 28,689 |
| 2006-04-05 23:03 | 2006-03-31 | MKTY | Soluna Holdings, Inc | CHURCH DALE W | Director | OPT+S | $3.81 | 272,083 | $1,036,092 | 114,764 |
| 2006-04-05 23:52 | 2006-04-03 | APNB | Riot Platforms, Inc. | Talon Opportunity Partners, L.P. | 10% owner | SELL | $1.40 | 2,339,338 | $3,275,073 | 0 |
| 2006-04-04 20:24 | 2006-03-31 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS II LP | 10% owner | SELL | $8.05 | 88,631 | $713,506 | 4,237,155 |
| 2006-04-04 23:07 | 2006-04-03 | TAXI | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | SELL | $13.44 | 15,000 | $201,635 | 85,000 |
| 2006-04-04 02:35 | 2006-03-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | MCCONNAUGHY JOHN E JR | Director | SELL | $7.11 | 190,337 | $1,352,630 | 12,340 |
| 2006-03-31 19:42 | 2006-03-29 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS II LP | 10% owner | SELL | $8.06 | 83,119 | $669,906 | 4,415,786 |
| 2006-03-29 19:11 | 2006-03-27 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS II LP | 10% owner | SELL | $8.15 | 53,595 | $437,019 | 4,498,905 |
| 2006-03-17 03:50 | 2006-03-14 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | MCCONNAUGHY JOHN E JR | Director | SELL | $7.81 | 12,340 | $96,380 | 0 |
| 2006-03-15 00:21 | 2006-03-10 | MSTR | Strategy Inc | KLEIN JONATHAN F | Officer | OPT+S | $99.85 | 717 | $71,592 | 0 |
| 2006-03-15 02:01 | 2006-03-10 | MSTR | Strategy Inc | FOWLER F DAVID | Director | SELL | $97.52 | 100 | $9,752 | 0 |
| 2006-03-15 02:00 | 2006-03-10 | MSTR | Strategy Inc | FOWLER F DAVID | Director | OPT+S | $96.64 | 14,900 | $1,439,870 | 100 |
| 2006-03-14 20:38 | 2006-03-10 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | ROBERTS WILLIAM B | Director | SELL | $7.90 | 92,400 | $729,960 | 865,107 |
| 2006-03-11 00:41 | 2006-03-09 | APNB | Riot Platforms, Inc. | Donnelly Richard G | Director, Officer | BUY | $1.58 | 5,000 | $7,900 | 175,823 |
| 2006-03-10 03:08 | 2006-03-07 | CPS | CONSUMER PORTFOLIO SERVICES, INC. | MCCONNAUGHY JOHN E JR | Director | SELL | $7.11 | 190,337 | $1,352,630 | 11,340 |
| 2006-03-10 03:24 | 2006-03-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | ROBERTS WILLIAM B | Director | SELL | $7.25 | 100,000 | $725,000 | 956,507 |
| 2006-03-04 01:07 | 2006-03-01 | MSTR | Strategy Inc | SANCHEZ EDUARDO S | Officer | OPT+S | $98.95 | 10,000 | $989,501 | 842 |
| 2006-03-02 02:29 | 2006-02-27 | AXP | AMERICAN EXPRESS CO | KELLY ALFRED F JR | Officer | OPT+S | $54.85 | 194,835 | $10,685,881 | 261,095 |
| 2006-02-28 00:02 | 2006-02-24 | APNB | Riot Platforms, Inc. | Donnelly Richard G | Director, Officer | BUY | $1.78 | 15,000 | $26,750 | 170,823 |
| 2006-02-28 00:46 | 2006-02-23 | IKNX | TERAWULF INC. | HARRIS DAVID O | Director | BUY | $7.66 | 353 | $2,704 | 80,000 |
| 2006-02-25 00:21 | 2006-02-22 | MSTR | Strategy Inc | SANCHEZ EDUARDO S | Officer | OPT+S | $93.95 | 10,000 | $939,500 | 842 |
| 2006-02-22 23:59 | 2006-02-21 | AXP | AMERICAN EXPRESS CO | CHENAULT KENNETH I | Director, Officer | SELL | $54.15 | 105,925 | $5,736,347 | 625,537 |
| 2006-02-22 23:09 | 2006-02-21 | AXP | AMERICAN EXPRESS CO | CHENAULT KENNETH I | Director, Officer | SELL | $53.99 | 169,300 | $9,140,863 | 731,462 |
| 2006-02-22 00:43 | 2006-02-16 | MSTR | Strategy Inc | SANCHEZ EDUARDO S | Officer | OPT+S | $91.94 | 10,000 | $919,414 | 842 |
| 2006-02-17 23:18 | 2006-02-17 | AXP | AMERICAN EXPRESS CO | CHERNIN PETER | Director | BUY | $54.31 | 3,600 | $195,513 | 4,000 |
| 2006-02-17 00:47 | 2006-02-14 | MSTR | Strategy Inc | McDonald Adam M | Officer | OPT+S | $91.55 | 1,500 | $137,332 | 0 |
| 2006-02-15 21:15 | 2006-02-13 | AXP | AMERICAN EXPRESS CO | HAYES JOHN D | Officer | OPT+S | $53.12 | 271,418 | $14,417,127 | 79,187 |
| 2006-02-14 00:19 | 2006-02-09 | MSTR | Strategy Inc | RICKERTSEN CARL J | Director | OPT+S | $93.67 | 5,000 | $468,372 | 0 |
| 2006-02-03 23:29 | 2006-02-01 | AXP | AMERICAN EXPRESS CO | MILLER EDWARD D | Director | BUY | $52.62 | 9,500 | $499,875 | 20,000 |
| 2006-02-03 23:33 | 2006-02-02 | AXP | AMERICAN EXPRESS CO | BURNS URSULA M | Director | BUY | $52.58 | 3,000 | $157,737 | 6,000 |
| 2006-01-31 23:21 | 2006-01-30 | AXP | AMERICAN EXPRESS CO | CRITTENDEN GARY L | Officer | OPT+S | $52.85 | 304,500 | $16,092,825 | 171,846 |
| 2006-01-31 02:11 | 2006-01-27 | AXP | AMERICAN EXPRESS CO | SCHICK THOMAS A | Officer | OPT+S | $53.35 | 161,288 | $8,604,537 | 134,181 |
| 2006-01-19 18:45 | 2006-01-13 | MGT | MGT CAPITAL INVESTMENTS, INC. | VAN HOOF HANS | 10% owner | BUY | $4.00 | 125,000 | $500,000 | 125,000 |
| 2006-01-17 19:19 | 2005-12-28 | APNB | Riot Platforms, Inc. | Donnelly Richard G | Director, Officer | BUY | $0.95 | 5,000 | $4,750 | 155,823 |
| 2006-01-17 16:11 | 2006-01-13 | MGT | MGT CAPITAL INVESTMENTS, INC. | PAINE CHRISTOPHER | Director | BUY | $4.00 | 2,200 | $8,800 | 2,200 |
| 2005-12-15 22:55 | 2005-12-14 | AXP | AMERICAN EXPRESS CO | AKERSON DANIEL F | Director | BUY | $51.45 | 5,000 | $257,225 | 62,906 |
| 2005-12-14 01:36 | 2005-12-09 | MSTR | Strategy Inc | Locke Arthur S III | Officer | OPT+S | $77.61 | 1,422 | $110,355 | 0 |
| 2005-12-14 01:31 | 2005-12-09 | MSTR | Strategy Inc | SANCHEZ EDUARDO S | Officer | OPT+S | $77.80 | 10,000 | $778,043 | 842 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.