Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-13 23:56 | 2023-09-11 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $1.98 | 17,864 | $35,431 | 4,226,949 |
| 2023-09-14 00:15 | 2023-09-11 | JNVR | DeFi Development Corp. | LEMOS MARCELO | Director | BUY | $1.53 | 8,370 | $12,769 | 8,795 |
| 2023-09-14 03:12 | 2023-09-11 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | SELL | $31.09 | 1,000 | $31,090 | 397,764 |
| 2023-09-13 00:00 | 2023-09-08 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $81.13 | 20,000 | $1,622,682 | 197,000 |
| 2023-09-12 04:47 | 2023-09-07 | DAVE | Dave Inc./DE | Wilk Jason | Director, Officer | SELL | $6.53 | 1,263 | $8,247 | 108,770 |
| 2023-09-12 04:29 | 2023-09-07 | DAVE | Dave Inc./DE | Beilman Kyle | Officer | SELL | $6.27 | 2,350 | $14,741 | 193,331 |
| 2023-09-12 00:29 | 2023-09-11 | JNVR | DeFi Development Corp. | JANOVER BLAKE | Director, Officer, 10% owner | BUY | $1.45 | 5,000 | $7,250 | 5,834,042 |
| 2023-09-12 00:32 | 2023-09-11 | JNVR | DeFi Development Corp. | Caragol William J | Director | BUY | $1.40 | 10,000 | $14,000 | 10,000 |
| 2023-09-08 00:11 | 2023-09-06 | UPST | Upstart Holdings, Inc. | Gu Paul | Director, Officer | OPT+S | $35.02 | 5,000 | $175,100 | 867,576 |
| 2023-09-08 00:19 | 2023-09-06 | UPST | Upstart Holdings, Inc. | Darling Scott | Officer | OPT+S | $35.08 | 200 | $7,017 | 184,588 |
| 2023-09-08 00:56 | 2023-09-05 | LDI | loanDepot, Inc. | Martell Frank | Director, Officer | BUY | $1.99 | 50,000 | $99,570 | 333,402 |
| 2023-09-07 23:44 | 2023-09-05 | OPRT | Oportun Financial Corp | Institutional Venture Management XIV, LLC | 10% owner | SELL | $7.31 | 50,000 | $365,500 | 3,358,691 |
| 2023-09-06 23:23 | 2023-09-01 | COIN | Coinbase Global, Inc. | Brock Lawrence J | Officer | SELL | $78.34 | 19,814 | $1,552,201 | 11,019 |
| 2023-09-07 02:45 | 2023-09-05 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | SELL | $32.53 | 1,000 | $32,530 | 398,764 |
| 2023-09-05 23:04 | 2023-09-01 | SOFI | SoFi Technologies, Inc. | Rishel Jeremy | Officer | SELL | $8.88 | 53,532 | $475,364 | 160,597 |
| 2023-09-06 02:51 | 2023-09-01 | UPST | Upstart Holdings, Inc. | Gu Paul | Director, Officer | OPT+S | $32.33 | 20,000 | $646,600 | 867,576 |
| 2023-09-02 02:11 | 2023-08-31 | MARA | MARA Holdings, Inc. | SWAMI ASHU | Director | SELL | $13.80 | 11,000 | $151,833 | 7,491 |
| 2023-08-31 23:01 | 2023-08-23 | COEP | Coeptis Therapeutics Holdings, Inc. | Calise Chris | Director | BUY | $0.94 | 11,582 | $10,879 | 1,464,897 |
| 2023-08-31 23:20 | 2023-08-29 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer | SELL | $77.03 | 2,402 | $185,035 | 61,665 |
| 2023-09-01 03:16 | 2023-08-30 | UPST | Upstart Holdings, Inc. | Mirgorodskaya Natalia | Officer | OPT+S | $32.16 | 5,604 | $180,225 | 34,714 |
| 2023-08-30 22:15 | 2023-08-25 | COEP | Coeptis Therapeutics Holdings, Inc. | Salkind Gene | Director | BUY | $0.92 | 32,644 | $30,108 | 4,046 |
| 2023-08-31 03:00 | 2023-08-28 | UPST | Upstart Holdings, Inc. | Darling Scott | Officer | SELL | $29.92 | 1,670 | $49,966 | 184,588 |
| 2023-08-30 23:05 | - | INTV | MedWellAI, Inc. | Rubakh Steve | Director, Officer, 10% owner | BUY | $1.61 | 10,000 | $16,084 | 4,020,557 |
| 2023-08-29 23:12 | 2023-08-25 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer | SELL | $74.07 | 2,402 | $177,923 | 64,067 |
| 2023-08-28 23:17 | 2023-08-24 | COIN | Coinbase Global, Inc. | Jones Jennifer N. | Officer | SELL | $77.76 | 1,704 | $132,503 | 27,417 |
| 2023-08-26 02:00 | 2023-08-23 | MARA | MARA Holdings, Inc. | Ouissal Said | Director | SELL | $11.80 | 5,000 | $59,000 | 10,217 |
| 2023-08-25 02:03 | 2023-08-22 | UPST | Upstart Holdings, Inc. | Mirgorodskaya Natalia | Officer | SELL | $32.88 | 2,153 | $70,788 | 37,318 |
| 2023-08-25 02:00 | 2023-08-22 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | SELL | $32.62 | 20,013 | $652,810 | 399,764 |
| 2023-08-25 01:59 | 2023-08-22 | UPST | Upstart Holdings, Inc. | Girouard Dave | Director, Officer, 10% owner | SELL | $32.64 | 3,620 | $118,171 | 76,293 |
| 2023-08-25 01:58 | 2023-08-22 | UPST | Upstart Holdings, Inc. | Gu Paul | Director, Officer | SELL | $32.63 | 18,003 | $587,395 | 867,576 |
| 2023-08-25 02:02 | 2023-08-22 | UPST | Upstart Holdings, Inc. | Darling Scott | Officer | SELL | $32.63 | 4,211 | $137,423 | 186,258 |
| 2023-08-24 04:25 | 2023-08-22 | MARA | MARA Holdings, Inc. | Ouissal Said | Director | SELL | $10.95 | 15,000 | $164,250 | 15,217 |
| 2023-08-21 23:16 | 2023-08-17 | COIN | Coinbase Global, Inc. | Rajaram Gokul | Director | SELL | $78.38 | 1,145 | $89,745 | 12,848 |
| 2023-08-22 03:18 | 2023-08-17 | RIOT | Riot Platforms, Inc. | Marleau Hubert | Director | SELL | $12.28 | 51,165 | $628,306 | 27,860 |
| 2023-08-18 23:41 | 2023-08-16 | CIFR | Cipher Digital Inc. | Kelly Patrick Arthur | Officer | SELL | $3.23 | 50,000 | $161,450 | 235,351 |
| 2023-08-19 00:00 | 2023-08-16 | WD | Walker & Dunlop, Inc. | THEOBALD STEPHEN P | Officer | OPT+S | $85.70 | 16,949 | $1,452,612 | 57,754 |
| 2023-08-18 22:39 | 2023-08-18 | WULF | TERAWULF INC. | Prager Paul B. | Director, Officer, 10% owner | BUY | $1.90 | 50,000 | $95,000 | 525,000 |
| 2023-08-16 00:00 | 2023-08-11 | WD | Walker & Dunlop, Inc. | Pryor Paula A. | Officer | SELL | $88.00 | 1,135 | $99,880 | 7,426 |
| 2023-08-15 00:38 | 2023-08-10 | CIFR | Cipher Digital Inc. | GROSSMAN CARY M | Director | SELL | $3.63 | 85,000 | $308,865 | 226,659 |
| 2023-08-12 00:04 | 2023-08-10 | CIFR | Cipher Digital Inc. | Iwaschuk William | Officer | SELL | $3.58 | 100,000 | $358,000 | 173,989 |
| 2023-08-11 23:55 | 2023-08-09 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $35.00 | 15,015 | $525,525 | 13,960 |
| 2023-08-11 23:30 | 2023-08-09 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $83.57 | 20,000 | $1,671,378 | 197,000 |
| 2023-08-10 23:30 | 2023-08-08 | DAVE | Dave Inc./DE | Section 32 Fund 1, LP | 10% owner | SELL | $5.73 | 297,771 | $1,707,657 | 2,588,232 |
| 2023-08-09 23:49 | 2023-08-08 | MSTR | Strategy Inc | Patten Jarrod M | Director | OPT+S | $385.30 | 900 | $346,770 | 0 |
| 2023-08-08 23:30 | 2023-08-07 | GHI | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $15.92 | 2,000 | $31,840 | 51,519 |
| 2023-08-07 23:02 | 2023-08-03 | MSTR | Strategy Inc | Patten Jarrod M | Director | OPT+S | $390.95 | 1,500 | $586,425 | 0 |
| 2023-08-03 23:00 | 2023-08-01 | AGRI | AVAX ONE TECHNOLOGY LTD. | Mueller Ingo Wilhelm | Director | SELL | $0.13 | 100,000 | $13,000 | 273,577 |
| 2023-08-03 23:16 | 2023-08-01 | COIN | Coinbase Global, Inc. | Armstrong Brian | Director, Officer, 10% owner | SELL | $92.20 | 29,725 | $2,740,707 | 0 |
| 2023-08-04 01:25 | 2023-08-01 | SYF | Synchrony Financial | DOUBLES BRIAN D | Director, Officer | OPT+S | $34.50 | 36,610 | $1,263,045 | 565,240 |
| 2023-08-01 22:55 | 2023-07-20 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | MOODY H. CRAIG | Director | SELL | $8.61 | 3,000 | $25,834 | 29,304 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.