Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-26 23:06 | 2023-04-24 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $15.00 | 3,200 | $48,000 | 463,268 |
| 2023-04-26 00:51 | 2023-04-21 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $1.74 | 14,828 | $25,756 | 4,302,323 |
| 2023-04-21 23:19 | 2023-04-19 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $1.68 | 35,948 | $60,508 | 4,317,151 |
| 2023-04-20 23:15 | 2023-03-24 | KNWN | USBC, Inc. | Takesako Ichiro John Paul | Director | SELL | $0.89 | 36,000 | $32,029 | 20,000 |
| 2023-04-19 23:30 | 2023-04-17 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $15.18 | 3,200 | $48,587 | 448,268 |
| 2023-04-19 23:55 | 2023-04-17 | RIOT | Riot Platforms, Inc. | D'Ambrosio Lance Varro | Director | SELL | $12.51 | 26,000 | $325,260 | 43,441 |
| 2023-04-18 23:32 | 2023-04-14 | LDI | loanDepot, Inc. | Binowitz Dan | Officer | SELL | $1.71 | 14,516 | $24,866 | 393,329 |
| 2023-04-18 23:05 | 2023-04-14 | BKKT | Bakkt, Inc. | VPC Impact Acquisition Holdings Sponsor, LLC | Director | SELL | $1.53 | 22,488 | $34,418 | 7,456,557 |
| 2023-04-18 23:33 | 2023-04-14 | LDI | loanDepot, Inc. | FLANAGAN PATRICK J | Officer | SELL | $1.73 | 48,914 | $84,411 | 495,465 |
| 2023-04-17 20:34 | 2023-04-10 | RKFL | RocketFuel Blockchain Inc. | Jensen Peter Michael | Director, Officer | BUY | $0.13 | 5,000 | $650 | 2,576,620 |
| 2023-04-14 23:19 | 2023-04-12 | LDI | loanDepot, Inc. | Binowitz Dan | Officer | SELL | $1.74 | 19,998 | $34,725 | 407,845 |
| 2023-04-14 23:58 | 2023-04-13 | LMFA | LM FUNDING AMERICA, INC. | Graham Andrew L. | Director | BUY | $0.93 | 10,900 | $10,137 | 43,816 |
| 2023-04-13 00:02 | 2023-04-10 | LDI | loanDepot, Inc. | Binowitz Dan | Officer | SELL | $1.55 | 19,998 | $31,067 | 427,843 |
| 2023-04-12 23:27 | 2023-04-10 | LDI | loanDepot, Inc. | Lee John Hoon | Director | SELL | $1.50 | 48,774 | $73,161 | 305,660 |
| 2023-04-12 23:17 | 2023-04-10 | COIN | Coinbase Global, Inc. | Armstrong Brian | Director, Officer, 10% owner | SELL | $62.58 | 29,730 | $1,860,444 | 0 |
| 2023-04-12 23:14 | 2023-04-10 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $16.69 | 3,200 | $53,412 | 448,268 |
| 2023-04-11 23:30 | 2023-04-10 | BTCS | BTCS Inc. | Allen Charles W | Director, Officer, 10% owner | SELL | $1.20 | 100,000 | $120,390 | 4,096,521 |
| 2023-04-12 00:01 | 2023-04-11 | WULF | TERAWULF INC. | Prager Paul B. | Director, Officer, 10% owner | BUY | $1.37 | 100,000 | $137,300 | 475,000 |
| 2023-04-08 01:28 | 2023-04-05 | LDI | loanDepot, Inc. | Lee John Hoon | Director | SELL | $1.50 | 28,164 | $42,246 | 354,434 |
| 2023-04-07 01:39 | 2023-04-05 | LDI | loanDepot, Inc. | Binowitz Dan | Officer | SELL | $1.47 | 19,998 | $29,345 | 447,841 |
| 2023-04-06 01:30 | 2023-04-03 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $1.52 | 13,509 | $20,574 | 4,353,099 |
| 2023-04-05 23:21 | 2023-04-03 | LDI | loanDepot, Inc. | Lee John Hoon | Director | SELL | $1.51 | 123,062 | $185,627 | 382,598 |
| 2023-04-05 23:49 | 2023-04-03 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $15.75 | 3,200 | $50,406 | 448,268 |
| 2023-04-03 16:14 | 2023-03-24 | RKFL | RocketFuel Blockchain Inc. | Jensen Peter Michael | Director, Officer | BUY | $0.08 | 5,000 | $419 | 2,521,748 |
| 2023-04-03 23:54 | 2023-03-30 | LDI | loanDepot, Inc. | Carrillo Nicole | Officer | SELL | $1.61 | 20,000 | $32,158 | 199,149 |
| 2023-04-04 01:07 | 2023-04-03 | BKKT | Bakkt, Inc. | VPC Impact Acquisition Holdings Sponsor, LLC | Director | SELL | $1.67 | 20,000 | $33,320 | 7,479,045 |
| 2023-04-03 23:30 | 2023-03-31 | BKKT | Bakkt, Inc. | VPC Impact Acquisition Holdings Sponsor, LLC | Director | SELL | $1.70 | 74,495 | $126,642 | 7,499,045 |
| 2023-03-30 23:15 | 2023-03-29 | KNWN | USBC, Inc. | English Jessica | Officer | BUY | $0.92 | 5,000 | $4,593 | 5,000 |
| 2023-03-29 23:14 | 2023-03-27 | COIN | Coinbase Global, Inc. | Armstrong Brian | Director, Officer, 10% owner | SELL | $62.86 | 29,730 | $1,868,828 | 0 |
| 2023-03-29 23:56 | 2023-03-27 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $13.24 | 3,200 | $42,368 | 448,268 |
| 2023-03-29 03:10 | 2023-03-17 | DAVE | Dave Inc./DE | Wilk Jason | Director, Officer | SELL | $6.63 | 1,355 | $8,985 | 111,145 |
| 2023-03-23 04:53 | 2023-03-20 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer | SELL | $77.01 | 2,325 | $179,056 | 62,410 |
| 2023-03-21 23:15 | 2023-03-17 | COIN | Coinbase Global, Inc. | Armstrong Brian | Director, Officer, 10% owner | SELL | $75.50 | 29,732 | $2,244,701 | 0 |
| 2023-03-22 00:46 | 2023-03-20 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $15.16 | 3,200 | $48,512 | 448,268 |
| 2023-03-21 00:36 | 2023-03-16 | OPRT | Oportun Financial Corp | COBLENTZ JONATHAN AARON | Officer | BUY | $3.26 | 100,000 | $326,100 | 195,939 |
| 2023-03-20 23:17 | 2023-03-15 | UPXI | UPEXI, INC. | MARSHALL ALLAN | Director, Officer, 10% owner | BUY | $4.41 | 13,001 | $57,308 | 2,588,082 |
| 2023-03-17 02:29 | 2023-03-15 | LDI | loanDepot, Inc. | Binowitz Dan | Officer | SELL | $1.74 | 14,515 | $25,234 | 257,821 |
| 2023-03-16 23:26 | 2023-03-16 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $5.39 | 45,000 | $242,712 | 6,300,539 |
| 2023-03-17 00:07 | 2023-03-14 | PWP | Perella Weinberg Partners | COHEN DANIEL G | Director | SELL | $9.08 | 26,818 | $243,507 | 524,873 |
| 2023-03-17 02:11 | 2023-03-15 | LDI | loanDepot, Inc. | FLANAGAN PATRICK J | Officer | SELL | $1.73 | 48,914 | $84,474 | 544,379 |
| 2023-03-17 04:40 | 2023-03-16 | KNWN | USBC, Inc. | OWENS WILLIAM ARTHUR | Director | BUY | $0.82 | 24,300 | $19,928 | 654,720 |
| 2023-03-17 03:21 | 2023-03-16 | KNWN | USBC, Inc. | PEPPER JON | Director | BUY | $0.81 | 5,000 | $4,063 | 393,000 |
| 2023-03-16 16:01 | 2023-03-15 | KNWN | USBC, Inc. | ERICKSON RONALD P | Director | BUY | $0.85 | 5,000 | $4,245 | 545,934 |
| 2023-03-16 16:01 | 2023-03-15 | KNWN | USBC, Inc. | Trautwein Leonardo Mouta | Officer | BUY | $0.84 | 6,000 | $5,039 | 19,980 |
| 2023-03-15 23:27 | 2023-03-13 | LDI | loanDepot, Inc. | Binowitz Dan | Officer | SELL | $1.74 | 19,998 | $34,805 | 272,336 |
| 2023-03-15 23:17 | 2023-03-13 | COIN | Coinbase Global, Inc. | Armstrong Brian | Director, Officer, 10% owner | SELL | $57.53 | 29,732 | $1,710,420 | 0 |
| 2023-03-15 23:04 | 2023-03-13 | UPST | Upstart Holdings, Inc. | Datta Sanjay | Officer | OPT+S | $15.14 | 3,200 | $48,448 | 280,670 |
| 2023-03-15 02:19 | 2023-03-14 | DAVE | Dave Inc./DE | Beilman Kyle | Officer | BUY | $6.90 | 1,500 | $10,350 | 197,669 |
| 2023-03-15 00:35 | 2023-03-14 | BKKT | Bakkt, Inc. | VPC Impact Acquisition Holdings Sponsor, LLC | Director, 10% owner | SELL | $1.32 | 50,000 | $66,000 | 7,573,540 |
| 2023-03-13 23:31 | 2023-03-09 | GREE | Greenidge Generation Holdings Inc. | Rothaupt Daniel | Director | SELL | $0.42 | 3,470 | $1,457 | 20,530 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.