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Sector Analysis

Finance Services

Standard Industrial Classification: SIC 6199

Industry Insider Sentiment Analysis

The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.

Filing Date Trade Date Ticker Company Reporting Person Relationship Type Price Qty Total, $ Owned After
2022-06-10 01:17 2022-06-07 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.31 21,713 $71,868 188,194
2022-06-10 01:15 2022-06-07 OPFI OppFi Inc. Vennettilli David Director BUY $3.31 1,086 $3,595 9,423
2022-06-09 23:03 2022-06-09 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $6.30 47,625 $299,918 3,433,546
2022-06-10 01:20 2022-06-07 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.31 21,713 $71,868 188,194
2022-06-09 00:32 2022-06-07 CMPO GPGI, Inc. Gourbault Amanda Mandy Officer BUY $6.48 7,732 $50,111 14,397
2022-06-08 23:14 2022-06-08 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $6.65 16,907 $112,416 3,385,921
2022-06-07 23:58 2022-06-03 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.17 23,384 $74,174 166,481
2022-06-07 23:55 2022-06-03 OPFI OppFi Inc. Vennettilli David Director BUY $3.17 1,171 $3,714 8,337
2022-06-07 23:05 2022-06-06 FGF FG Nexus Inc. BAQAR HASSAN Officer BUY $2.69 8,271 $22,286 8,271
2022-06-07 23:18 2022-05-26 KNWN USBC, Inc. Takesako Ichiro John Paul Director SELL $1.45 24,000 $34,877 56,000
2022-06-08 00:03 2022-06-03 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.17 23,384 $74,174 166,481
2022-06-06 15:03 2022-06-02 CORZ Core Scientific, Inc./tx Feinstein Darin Director, Officer, 10% owner SELL $2.74 3,409,679 $9,332,973 30,483,592
2022-06-06 23:30 2022-06-02 CMPO GPGI, Inc. Gourbault Amanda Mandy Officer BUY $7.50 6,665 $49,988 6,665
2022-06-06 23:17 2022-06-06 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $6.90 21,750 $150,021 3,369,014
2022-06-07 00:32 2022-06-03 AXP AMERICAN EXPRESS CO Leonsis Theodore Director SELL $166.63 4,005 $667,355 0
2022-06-04 03:39 2022-06-01 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.30 23,947 $78,925 143,097
2022-06-04 03:36 2022-06-01 OPFI OppFi Inc. Vennettilli David Director BUY $3.30 1,200 $3,955 7,166
2022-06-03 23:09 2022-06-01 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $48.08 7,500 $360,637 412,983
2022-06-03 23:51 2022-06-01 CPSS CONSUMER PORTFOLIO SERVICES, INC. Fritz Jeffrey P Officer SELL $13.75 25,000 $343,750 193,437
2022-06-04 00:45 2022-06-02 OPRT Oportun Financial Corp ALVAREZ AIDA Director OPT+S $11.46 18,181 $208,354 18,874
2022-06-04 03:38 2022-06-01 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.30 23,947 $78,925 143,097
2022-06-02 03:52 2022-05-27 CORZ Core Scientific, Inc./tx Feinstein Darin Director, Officer, 10% owner SELL $3.47 2,590,321 $8,979,348 33,893,271
2022-06-02 03:00 2022-05-27 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.53 14,016 $49,496 119,150
2022-06-02 02:42 2022-05-27 OPFI OppFi Inc. Vennettilli David Director BUY $3.53 702 $2,479 5,966
2022-06-01 23:20 2022-06-01 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $7.07 21,215 $150,018 3,347,264
2022-06-02 01:19 2022-05-31 GDOT GREEN DOT CORP Date Rajeev V Director SELL $29.20 6,214 $181,466 19,440
2022-06-01 23:30 2022-05-31 KNWN USBC, Inc. Conley Peter J Officer BUY $1.51 10,000 $15,120 10,000
2022-06-02 02:52 2022-05-27 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.53 14,016 $49,496 119,150
2022-05-28 01:39 2022-05-25 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.46 11,468 $39,732 105,134
2022-05-28 01:37 2022-05-25 OPFI OppFi Inc. Vennettilli David Director BUY $3.46 576 $1,995 5,264
2022-05-28 00:16 2022-05-25 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $40.32 7,500 $302,417 412,983
2022-05-27 23:13 2022-05-26 CPSS CONSUMER PORTFOLIO SERVICES, INC. Fritz Jeffrey P Officer SELL $13.30 25,000 $332,500 218,437
2022-05-28 01:41 2022-05-25 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.46 11,468 $39,732 105,134
2022-05-27 02:58 2022-05-24 COIN Coinbase Global, Inc. Ehrsam Frederick Ernest III Director BUY $60.60 30,030 $1,819,830 1,121,844
2022-05-27 01:05 2022-05-24 UPST Upstart Holdings, Inc. Mirgorodskaya Natalia Officer SELL $36.15 283 $10,231 25,966
2022-05-26 03:39 2022-05-23 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.49 2,089 $7,281 93,666
2022-05-26 03:38 2022-05-23 OPFI OppFi Inc. Vennettilli David Director BUY $3.49 105 $366 4,688
2022-05-26 03:41 2022-05-23 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.49 2,089 $7,281 93,666
2022-05-25 02:58 2022-05-23 COIN Coinbase Global, Inc. Grewal Paul Officer OPT+S $67.26 1,090 $73,313 43,220
2022-05-25 00:05 2022-05-24 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $6.72 37,056 $249,027 3,276,895
2022-05-25 00:00 2022-05-20 LDI loanDepot, Inc. Martell Frank Director, Officer BUY $2.71 30,000 $81,312 283,285
2022-05-24 03:41 2022-05-19 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $3.20 19,674 $63,024 91,577
2022-05-24 03:40 2022-05-19 OPFI OppFi Inc. Vennettilli David Director BUY $3.20 984 $3,152 4,583
2022-05-23 23:37 2022-05-19 LMFA LM FUNDING AMERICA, INC. Graham Andrew L. Director BUY $1.23 23,680 $29,238 23,716
2022-05-23 18:41 2022-05-19 BKKT Bakkt, Inc. VPC Impact Acquisition Holdings Sponsor, LLC Director, 10% owner SELL $2.73 16,000 $43,680 8,320,190
2022-05-23 21:36 2022-05-20 MGLD Marygold Companies, Inc. Neibert David Wayne Director, Officer BUY $1.11 7,000 $7,804 44,448
2022-05-23 22:00 2022-05-20 MGLD Marygold Companies, Inc. Gerber Nicholas Daniel Director, Officer, 10% owner BUY $1.07 120,000 $128,412 18,250,015
2022-05-24 03:43 2022-05-19 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $3.20 19,674 $63,024 91,577
2022-05-21 00:06 2022-05-20 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $7.32 27,000 $197,589 3,239,839
2022-05-20 02:59 2022-05-17 COIN Coinbase Global, Inc. Ehrsam Frederick Ernest III Director BUY $64.93 385,260 $25,013,660 1,091,814
SHOW ENTRIES

Sector-Wide Insider Alpha

Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.

SEC Filings in Finance Services

Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.

UNDERSTANDING THE DATA

FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.

TRADE DATE: The actual day the insider executed the purchase or sale in the market.

INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.

OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.

CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.

TRADE TYPES DEFINITIONS

BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.

SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.

OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.