Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-11 00:37 | 2022-03-08 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Lavin Michael T. | Officer | SELL | $11.57 | 65,000 | $751,849 | 240,000 |
| 2022-03-11 02:13 | 2022-03-10 | WULF | TERAWULF INC. | Prager Paul B. | Director, Officer, 10% owner | BUY | $6.45 | 150,000 | $967,755 | 216,000 |
| 2022-03-09 16:08 | 2022-03-07 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $3.88 | 75,000 | $290,655 | 93,403 |
| 2022-03-09 16:08 | 2022-03-07 | LDI | loanDepot, Inc. | FLANAGAN PATRICK J | Officer | SELL | $3.88 | 75,000 | $290,633 | 0 |
| 2022-03-09 02:31 | 2022-03-04 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | GROUNDS WILLIAM WARWICK | Director | BUY | $10.90 | 1,500 | $16,350 | 4,600 |
| 2022-03-09 00:56 | 2022-03-04 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $11.19 | 60,877 | $681,159 | 4,647,042 |
| 2022-03-08 17:10 | 2022-03-07 | MFIN | MEDALLION FINANCIAL CORP | Munson Thomas J. | Officer | BUY | $8.55 | 1,100 | $9,405 | 3,447 |
| 2022-03-08 00:23 | 2022-03-07 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $9.73 | 15,350 | $149,300 | 2,913,176 |
| 2022-03-05 01:02 | 2022-03-02 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $146.64 | 7,500 | $1,099,782 | 186,367 |
| 2022-03-05 00:59 | 2022-03-04 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $9.96 | 15,000 | $149,459 | 2,897,826 |
| 2022-03-05 03:33 | 2022-03-02 | GDOT | GREEN DOT CORP | Bridgforth-Hodges Glinda | Director | OPT+S | $27.25 | 3,910 | $106,549 | 21,268 |
| 2022-03-04 02:11 | 2022-03-01 | UPST | Upstart Holdings, Inc. | Girouard Dave | Director, Officer, 10% owner | SELL | $158.33 | 133,038 | $21,064,226 | 552,750 |
| 2022-03-04 02:10 | 2022-03-01 | UPST | Upstart Holdings, Inc. | Gu Paul | Director, Officer | OPT+S | $160.01 | 2,000 | $320,028 | 459,294 |
| 2022-03-04 00:20 | 2022-03-02 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $40.00 | 4,141 | $165,640 | 16,486 |
| 2022-03-04 00:19 | 2022-03-02 | SYF | Synchrony Financial | MOTHNER JONATHAN S | Officer | SELL | $40.00 | 20,000 | $800,000 | 126,410 |
| 2022-03-04 00:19 | 2022-03-01 | SYF | Synchrony Financial | Casellas Alberto | Officer | SELL | $42.47 | 15,702 | $666,864 | 66,939 |
| 2022-03-04 00:27 | 2022-03-02 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Robinson Teri | Officer | SELL | $11.50 | 20,707 | $238,131 | 341,800 |
| 2022-03-04 00:03 | 2022-02-22 | KNWN | USBC, Inc. | Takesako Ichiro John Paul | Director | SELL | $2.00 | 50,000 | $99,820 | 80,000 |
| 2022-03-02 16:33 | 2022-03-01 | MFIN | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | BUY | $8.36 | 10,000 | $83,633 | 90,118 |
| 2022-03-02 02:32 | 2022-02-25 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer | SELL | $173.87 | 1,207 | $209,864 | 36,306 |
| 2022-03-02 01:06 | 2022-02-25 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Robinson Teri | Officer | SELL | $12.00 | 4,293 | $51,516 | 362,507 |
| 2022-02-26 00:55 | 2022-02-23 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $118.47 | 7,500 | $888,523 | 186,367 |
| 2022-02-26 00:36 | 2021-11-18 | WTCG | Crisp Momentum Inc. | Balance Labs, Inc. | 10% owner | SELL | $0.00 | 112,409,652 | $0 | 7,175,084 |
| 2022-02-25 22:19 | 2022-02-23 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Fritz Jeffrey P | Officer | SELL | $11.46 | 50,000 | $572,790 | 330,000 |
| 2022-02-25 00:39 | 2022-02-24 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $0.22 | 5,000 | $1,100 | 1,453,417 |
| 2022-02-24 04:46 | 2022-02-23 | UPST | Upstart Holdings, Inc. | Mirgorodskaya Natalia | Officer | SELL | $116.68 | 208 | $24,270 | 26,249 |
| 2022-02-23 04:10 | 2022-02-17 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.77 | 17,451 | $187,937 | 4,586,165 |
| 2022-02-19 01:55 | 2022-02-16 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $144.05 | 7,500 | $1,080,352 | 179,454 |
| 2022-02-19 01:25 | 2022-02-16 | CLSK | CLEANSPARK, INC. | Vecchiarelli Gary Anthony | Officer | BUY | $10.65 | 7,757 | $82,631 | 77,757 |
| 2022-02-18 00:31 | 2022-02-16 | WD | Walker & Dunlop, Inc. | Pryor Paula A. | Director, Officer | SELL | $137.96 | 5,561 | $767,172 | 6,789 |
| 2022-02-18 00:06 | 2022-02-15 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.78 | 4,480 | $48,294 | 4,568,714 |
| 2022-02-18 02:34 | 2022-02-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $32.67 | 500 | $16,335 | 64,615 |
| 2022-02-17 01:00 | 2022-02-14 | CLSK | CLEANSPARK, INC. | Wood Thomas Leigh | Director | BUY | $8.70 | 15,000 | $130,500 | 60,196 |
| 2022-02-16 21:35 | 2022-02-16 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $0.25 | 4,000 | $1,000 | 1,448,417 |
| 2022-02-16 00:20 | 2022-02-14 | AXP | AMERICAN EXPRESS CO | Lieberman Quinn Jessica | Officer | SELL | $191.42 | 1,804 | $345,316 | 2,102 |
| 2022-02-16 00:51 | 2022-02-11 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.19 | 298,623 | $3,043,357 | 4,564,234 |
| 2022-02-12 03:38 | 2022-02-09 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $108.99 | 7,500 | $817,400 | 179,280 |
| 2022-02-11 00:27 | 2022-02-08 | LDI | loanDepot, Inc. | Hsieh Anthony Li | Director, Officer, 10% owner | BUY | $3.79 | 93,513 | $354,255 | 3,155,295 |
| 2022-02-10 03:21 | 2022-02-08 | AXP | AMERICAN EXPRESS CO | Joabar Raymond | Officer | SELL | $192.67 | 7,800 | $1,502,824 | 12,476 |
| 2022-02-10 03:20 | 2022-01-31 | AXP | AMERICAN EXPRESS CO | Seeger Laureen | Officer | OPT+S | $180.48 | 44,386 | $8,010,945 | 47,764 |
| 2022-02-10 03:44 | 2022-02-09 | AXP | AMERICAN EXPRESS CO | Williams Anre D | Officer | OPT+S | $196.82 | 139,909 | $27,536,694 | 114,168 |
| 2022-02-09 01:27 | 2022-02-07 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $3.64 | 75,000 | $273,218 | 93,403 |
| 2022-02-09 01:20 | 2022-02-04 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.78 | 7,362 | $79,362 | 4,265,611 |
| 2022-02-09 01:29 | 2022-02-07 | LDI | loanDepot, Inc. | FLANAGAN PATRICK J | Officer | SELL | $3.64 | 75,000 | $273,225 | 0 |
| 2022-02-08 00:59 | 2022-02-03 | LDI | loanDepot, Inc. | PATENAUDE PAMELA H. | Director | BUY | $3.79 | 6,053 | $22,959 | 11,778 |
| 2022-02-08 02:13 | 2022-01-31 | AXP | AMERICAN EXPRESS CO | Marrs Anna | Officer | OPT+S | $178.49 | 36,682 | $6,547,462 | 15,642 |
| 2022-02-08 02:42 | 2022-02-03 | AXP | AMERICAN EXPRESS CO | Pickett Denise | Officer | SELL | $183.96 | 7,000 | $1,287,685 | 15,806 |
| 2022-02-08 01:01 | 2022-02-03 | LDI | loanDepot, Inc. | Hsieh Anthony Li | Director, Officer, 10% owner | BUY | $3.68 | 1,584,611 | $5,832,953 | 3,061,782 |
| 2022-02-08 02:18 | 2022-02-01 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Director, Officer | OPT+S | $178.60 | 267,656 | $47,804,513 | 79,445 |
| 2022-02-05 03:25 | 2022-02-02 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $108.26 | 7,500 | $811,972 | 179,280 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.