Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-18 04:00 | 2021-11-15 | UPST | Upstart Holdings, Inc. | Hentges Mary | Director | OPT+S | $245.89 | 30,000 | $7,376,562 | 1,491 |
| 2021-11-17 20:04 | 2021-11-16 | ATAX | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $6.58 | 20,000 | $131,600 | 90,081 |
| 2021-11-18 01:39 | 2021-11-15 | UPST | Upstart Holdings, Inc. | Loeb Daniel S | 10% owner | SELL | $238.54 | 2,150,000 | $512,865,085 | 10,250,000 |
| 2021-11-18 01:03 | 2021-11-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $43.73 | 500 | $21,865 | 66,115 |
| 2021-11-17 00:05 | 2021-11-12 | ATAX | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $6.67 | 25,000 | $166,708 | 70,081 |
| 2021-11-16 01:58 | 2021-11-11 | UPST | Upstart Holdings, Inc. | Terry Hilliard C. III | Director | OPT+S | $251.15 | 60,000 | $15,069,192 | 1,491 |
| 2021-11-15 17:18 | 2021-11-11 | OPRT | Oportun Financial Corp | COBLENTZ JONATHAN AARON | Officer | OPT+S | $27.50 | 10,400 | $286,000 | 60,856 |
| 2021-11-16 03:57 | 2021-11-11 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | CREATURA MARK | Officer | SELL | $8.07 | 7,000 | $56,510 | 338,616 |
| 2021-11-13 00:10 | 2021-11-10 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $255.20 | 22,500 | $5,742,014 | 14,230 |
| 2021-11-12 14:06 | 2021-11-11 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $0.49 | 2,000 | $970 | 1,394,750 |
| 2021-11-12 19:10 | 2021-11-09 | MSTR | Strategy Inc | RICKERTSEN CARL J | Director | OPT+S | $880.52 | 500 | $440,260 | 0 |
| 2021-11-11 02:31 | 2021-11-08 | COIN | Coinbase Global, Inc. | Chatterjee Surojit | Officer | OPT+S | $355.29 | 20,000 | $7,105,758 | 84 |
| 2021-11-11 02:27 | 2021-11-08 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer | OPT+S | $350.00 | 10,900 | $3,815,000 | 3,892 |
| 2021-11-11 01:46 | 2021-11-09 | GDOT | GREEN DOT CORP | Date Rajeev V | Director | SELL | $44.53 | 6,276 | $279,480 | 17,214 |
| 2021-11-11 01:50 | 2021-11-08 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $861.55 | 1,500 | $1,292,330 | 5 |
| 2021-11-11 01:47 | 2021-11-08 | MSTR | Strategy Inc | RECHAN LESLIE J | Director | OPT+S | $860.38 | 7,500 | $6,452,869 | 0 |
| 2021-11-11 01:44 | 2021-11-08 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $853.87 | 5,000 | $4,269,367 | 0 |
| 2021-11-11 01:40 | 2021-11-08 | MSTR | Strategy Inc | GRAHAM STEPHEN X | Director | OPT+S | $857.50 | 2,000 | $1,715,000 | 200 |
| 2021-11-10 05:50 | 2021-11-05 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $352.67 | 19,819 | $6,989,553 | 1,363,645 |
| 2021-11-10 00:26 | 2021-11-08 | LDI | loanDepot, Inc. | Hsieh Anthony Li | Director, Officer, 10% owner | BUY | $6.98 | 182,150 | $1,271,407 | 1,477,171 |
| 2021-11-06 01:40 | 2021-11-03 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $344.33 | 193,709 | $66,699,742 | 1,383,464 |
| 2021-11-06 03:58 | 2021-11-03 | LDI | loanDepot, Inc. | Hsieh Anthony Li | Director, Officer | BUY | $6.74 | 1,295,021 | $8,727,017 | 1,295,021 |
| 2021-11-06 00:16 | 2021-11-03 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $328.93 | 22,500 | $7,400,824 | 14,230 |
| 2021-11-05 01:53 | 2021-11-02 | COIN | Coinbase Global, Inc. | Chatterjee Surojit | Officer | OPT+S | $337.47 | 40,000 | $13,498,748 | 84 |
| 2021-11-05 04:21 | 2021-11-02 | MSTR | Strategy Inc | RICKERTSEN CARL J | Director | OPT+S | $806.31 | 12,000 | $9,675,766 | 0 |
| 2021-11-05 04:15 | 2021-11-02 | MSTR | Strategy Inc | Le Phong | Officer | OPT+S | $803.37 | 10,000 | $8,033,712 | 0 |
| 2021-11-05 04:11 | 2021-11-02 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $815.99 | 5,000 | $4,079,947 | 0 |
| 2021-11-04 01:01 | 2021-11-02 | RKFL | RocketFuel Blockchain Inc. | Jensen Peter Michael | Director, Officer | BUY | $0.55 | 5,000 | $2,750 | 1,029,258 |
| 2021-11-04 01:51 | 2021-11-01 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $333.35 | 77,562 | $25,854,998 | 1,577,173 |
| 2021-11-04 01:46 | 2021-11-01 | COIN | Coinbase Global, Inc. | Jones Jennifer N. | Officer | OPT+S | $324.60 | 796 | $258,382 | 19,009 |
| 2021-11-04 00:11 | 2021-11-01 | UPST | Upstart Holdings, Inc. | Girouard Dave | Director, Officer, 10% owner | SELL | $330.02 | 12,498 | $4,124,534 | 981,253 |
| 2021-11-04 00:09 | 2021-11-01 | UPST | Upstart Holdings, Inc. | Girouard Dave | Director, Officer, 10% owner | SELL | $336.95 | 125,000 | $42,119,338 | 53,308 |
| 2021-11-04 01:01 | 2021-11-02 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $0.52 | 6,000 | $3,133 | 1,392,750 |
| 2021-11-04 02:03 | 2021-11-01 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $764.62 | 6,000 | $4,587,700 | 5 |
| 2021-10-30 01:17 | 2021-10-27 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $320.78 | 22,500 | $7,217,453 | 14,230 |
| 2021-10-28 02:12 | 2021-10-25 | COIN | Coinbase Global, Inc. | Choi Emilie | Officer | SELL | $324.06 | 29,914 | $9,693,985 | 49,643 |
| 2021-10-28 02:07 | 2021-10-25 | COIN | Coinbase Global, Inc. | Jones Jennifer N. | Officer | OPT+S | $324.07 | 11,191 | $3,626,624 | 19,009 |
| 2021-10-26 01:37 | 2021-10-21 | OPFI | OppFi Inc. | Blackstone Holdings I L.P. | 10% owner | SELL | $7.05 | 45,866 | $323,282 | 1,074,134 |
| 2021-10-23 02:02 | 2021-10-20 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer | OPT+S | $309.00 | 49,873 | $15,410,622 | 3,808 |
| 2021-10-23 01:57 | 2021-10-20 | COIN | Coinbase Global, Inc. | Chatterjee Surojit | Officer | OPT+S | $313.01 | 10,000 | $3,130,066 | 0 |
| 2021-10-22 23:45 | 2021-10-20 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $359.87 | 22,500 | $8,096,983 | 14,230 |
| 2021-10-22 02:02 | 2021-10-19 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $310.18 | 180,000 | $55,832,742 | 1,654,735 |
| 2021-10-21 02:08 | 2021-10-18 | COIN | Coinbase Global, Inc. | Chatterjee Surojit | Officer | OPT+S | $295.01 | 10,000 | $2,950,076 | 0 |
| 2021-10-20 01:54 | 2021-10-15 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $273.69 | 87,649 | $23,988,471 | 1,834,735 |
| 2021-10-20 01:25 | 2021-10-15 | UPST | Upstart Holdings, Inc. | Gu Paul | Director, Officer | OPT+S | $390.73 | 155,000 | $60,562,980 | 277,412 |
| 2021-10-20 01:21 | 2021-10-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $46.07 | 500 | $23,035 | 66,615 |
| 2021-10-15 23:22 | 2021-10-13 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $337.34 | 22,500 | $7,590,078 | 14,230 |
| 2021-10-14 21:29 | 2021-10-13 | RKFL | RocketFuel Blockchain Inc. | Jensen Peter Michael | Director, Officer | BUY | $1.00 | 5,000 | $5,000 | 974,386 |
| 2021-10-14 00:44 | 2021-10-08 | KERN | Gryphon Digital Mining, Inc | Kane Matthew Ryan | Director | BUY | $2.70 | 11,299 | $30,507 | 145,081 |
| 2021-10-14 02:09 | 2021-10-11 | COIN | Coinbase Global, Inc. | Chatterjee Surojit | Officer | OPT+S | $263.00 | 10,000 | $2,630,001 | 0 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.