Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-31 00:50 | 2021-08-26 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $706.42 | 10,000 | $7,064,156 | 0 |
| 2021-08-28 02:56 | 2021-08-25 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $217.98 | 22,500 | $4,904,458 | 14,230 |
| 2021-08-28 02:55 | 2021-08-25 | UPST | Upstart Holdings, Inc. | Mirgorodskaya Natalia | Officer | SELL | $218.80 | 271 | $59,295 | 23,007 |
| 2021-08-28 00:03 | 2021-08-26 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $14.31 | 7,150 | $102,290 | 2,433,152 |
| 2021-08-27 04:25 | 2021-08-24 | SOFI | SoFi Technologies, Inc. | Heavener Micah | Officer | SELL | $14.86 | 25,000 | $371,450 | 96,412 |
| 2021-08-26 04:48 | 2021-08-25 | RKFL | RocketFuel Blockchain Inc. | Jensen Peter Michael | Director, Officer | BUY | $1.05 | 5,000 | $5,244 | 869,443 |
| 2021-08-26 03:01 | 2021-08-23 | SOFI | SoFi Technologies, Inc. | Webster Aaron | Officer | BUY | $14.34 | 1,000 | $14,340 | 273,763 |
| 2021-08-26 01:31 | 2021-08-23 | COIN | Coinbase Global, Inc. | Jones Jennifer N. | Officer | SELL | $263.00 | 1,029 | $270,627 | 19,009 |
| 2021-08-26 03:43 | 2021-08-25 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $0.95 | 1,000 | $950 | 1,355,500 |
| 2021-08-26 01:03 | 2021-07-16 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Overbaugh Jason G. | Director, Officer | OPT+S | $8.48 | 2,950 | $25,016 | 104,533 |
| 2021-08-25 04:18 | 2021-04-15 | COIN | Coinbase Global, Inc. | Choi Emilie | Officer | OPT+S | $349.00 | 12,012 | $4,192,188 | 62,143 |
| 2021-08-25 01:39 | 2021-08-23 | COIN | Coinbase Global, Inc. | Haun Kathryn | Director | OPT+S | $263.00 | 2,417 | $635,671 | 0 |
| 2021-08-25 02:59 | 2021-08-20 | UPST | Upstart Holdings, Inc. | Mirgorodskaya Natalia | Officer | SELL | $195.64 | 267 | $52,236 | 23,278 |
| 2021-08-25 00:05 | 2021-08-20 | UPST | Upstart Holdings, Inc. | Loeb Daniel S | 10% owner | SELL | $202.03 | 981,222 | $198,231,375 | 12,400,000 |
| 2021-08-24 02:49 | 2021-08-19 | UPST | Upstart Holdings, Inc. | Counselman Anna M. | Officer | OPT+S | $201.73 | 608,355 | $122,725,218 | 12,230 |
| 2021-08-24 03:49 | 2021-08-23 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $1.00 | 2,000 | $2,000 | 1,354,500 |
| 2021-08-21 01:18 | 2021-08-18 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $213.93 | 22,500 | $4,813,441 | 14,230 |
| 2021-08-20 22:05 | 2021-08-19 | QLGN | Qualigen Therapeutics Inc. | Kruger Kurt H | Director | BUY | $1.23 | 8,000 | $9,800 | 18,000 |
| 2021-08-19 23:18 | 2021-08-19 | SOFI | SoFi Technologies, Inc. | Lapointe Christopher | Officer | BUY | $14.02 | 3,500 | $49,070 | 270,497 |
| 2021-08-20 02:54 | 2021-08-19 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $13.93 | 7,150 | $99,617 | 2,224,402 |
| 2021-08-19 03:06 | 2021-08-16 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $257.93 | 10,312 | $2,659,793 | 2,004,878 |
| 2021-08-19 03:18 | 2021-08-16 | UPST | Upstart Holdings, Inc. | Gu Paul | Director, Officer | OPT+S | $201.88 | 155,000 | $31,291,261 | 255,412 |
| 2021-08-19 02:45 | 2021-08-18 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $14.46 | 7,150 | $103,422 | 2,217,252 |
| 2021-08-18 13:06 | 2021-08-17 | SOFI | SoFi Technologies, Inc. | Noto Anthony | Director, Officer | BUY | $13.78 | 7,150 | $98,535 | 2,210,102 |
| 2021-08-19 00:05 | 2021-08-16 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $45.77 | 500 | $22,885 | 67,615 |
| 2021-08-17 02:57 | 2021-08-12 | COIN | Coinbase Global, Inc. | Haun Kathryn | Director | SELL | $259.43 | 19,000 | $4,929,252 | 91,000 |
| 2021-08-17 02:55 | 2021-08-12 | COIN | Coinbase Global, Inc. | Jones Jennifer N. | Officer | OPT+S | $259.38 | 4,918 | $1,275,616 | 18,483 |
| 2021-08-17 01:49 | 2021-08-12 | UPST | Upstart Holdings, Inc. | Mirgorodskaya Natalia | Officer | OPT+S | $167.62 | 16,351 | $2,740,755 | 21,908 |
| 2021-08-17 02:59 | 2021-08-12 | COIN | Coinbase Global, Inc. | Andreessen Marc L | Director | SELL | $259.60 | 726,487 | $188,594,718 | 211,643 |
| 2021-08-11 00:55 | 2021-08-06 | OPRT | Oportun Financial Corp | COBLENTZ JONATHAN AARON | Officer | OPT+S | $25.00 | 10,400 | $260,000 | 61,471 |
| 2021-08-09 16:01 | 2021-08-06 | LDI | loanDepot, Inc. | LINTON MICHAEL | Director | BUY | $9.43 | 7,520 | $70,944 | 7,520 |
| 2021-08-10 03:37 | 2021-08-05 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $721.86 | 2,000 | $1,443,712 | 5 |
| 2021-08-10 03:35 | 2021-08-05 | MSTR | Strategy Inc | Patten Jarrod M | Director | OPT+S | $688.30 | 1,350 | $929,204 | 0 |
| 2021-08-10 03:33 | 2021-08-06 | MSTR | Strategy Inc | Le Phong | Officer | OPT+S | $733.42 | 10,000 | $7,334,206 | 0 |
| 2021-08-10 03:32 | 2021-08-05 | MSTR | Strategy Inc | Montgomery Jeanine | Officer | OPT+S | $675.00 | 2,500 | $1,687,500 | 0 |
| 2021-08-06 03:03 | 2021-08-03 | GDOT | GREEN DOT CORP | Unruh Jess | Officer | SELL | $44.02 | 3,317 | $145,998 | 76,042 |
| 2021-08-05 01:03 | 2021-08-02 | AXP | AMERICAN EXPRESS CO | CAMPBELL JEFFREY C | Officer | OPT+S | $170.48 | 74,677 | $12,731,017 | 86,125 |
| 2021-08-05 03:06 | 2021-08-02 | MSTR | Strategy Inc | Patten Jarrod M | Director | OPT+S | $647.27 | 1,000 | $647,270 | 0 |
| 2021-08-05 03:04 | 2021-08-02 | MSTR | Strategy Inc | Le Phong | Officer | OPT+S | $643.08 | 10,000 | $6,430,762 | 0 |
| 2021-07-30 04:34 | - | VMNT | Vemanti Group, Inc. | Tran Tan | Director, Officer, 10% owner | SELL | $0.76 | 82,897 | $62,853 | 27,152,835 |
| 2021-07-24 01:52 | - | VMNT | Vemanti Group, Inc. | Tran Tan | Director, Officer, 10% owner | SELL | $0.75 | 58,194 | $43,715 | 27,235,732 |
| 2021-07-22 19:44 | - | VMNT | Vemanti Group, Inc. | Tran Tan | Director, Officer, 10% owner | SELL | $0.81 | 3,809 | $3,075 | 27,293,926 |
| 2021-07-20 18:24 | - | VMNT | Vemanti Group, Inc. | Tran Tan | Director, Officer, 10% owner | SELL | $0.94 | 1,315 | $1,236 | 27,297,735 |
| 2021-07-17 00:28 | 2021-07-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $45.45 | 500 | $22,725 | 68,115 |
| 2021-07-13 00:11 | - | VMNT | Vemanti Group, Inc. | Tran Tan | Director, Officer, 10% owner | SELL | $1.15 | 43,100 | $49,712 | 27,299,050 |
| 2021-07-09 19:15 | 2021-06-16 | CLSK | CLEANSPARK, INC. | McNeill Larry | Director | SELL | $18.86 | 15,000 | $282,830 | 148,256 |
| 2021-07-08 23:39 | 2021-07-07 | VIH | Bakkt, Inc. | Alpine Global Management, LLC | 10% owner | SELL | $9.97 | 1,800,000 | $17,946,000 | 1,013,820 |
| 2021-07-09 01:46 | 2021-07-06 | GDOT | GREEN DOT CORP | Unruh Jess | Officer | SELL | $46.24 | 3,317 | $153,366 | 79,359 |
| 2021-07-08 00:52 | 2021-07-02 | MKTY | Soluna Holdings, Inc | Binyamin Moshe | Officer | BUY | $7.35 | 1,000 | $7,350 | 12,921 |
| 2021-07-08 01:53 | 2021-07-02 | CLSK | CLEANSPARK, INC. | McNeill Larry | Director | BUY | $0.20 | 83,333 | $16,667 | 83,333 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.