Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-08 01:55 | 2021-07-02 | CLSK | CLEANSPARK, INC. | Schultz S. Matthew | Director, Officer | BUY | $0.20 | 83,333 | $16,667 | 83,333 |
| 2021-07-08 01:55 | 2021-07-02 | CLSK | CLEANSPARK, INC. | Bradford Zachary | Director, Officer | BUY | $0.20 | 83,333 | $16,667 | 83,333 |
| 2021-07-02 18:50 | 2021-06-30 | FGNA | OppFi Inc. | SWETS LARRY G JR | Director, Officer, 10% owner | BUY | $11.48 | 20,000 | $229,600 | 40,000 |
| 2021-06-30 23:13 | 2021-06-28 | SYF | Synchrony Financial | Juel Carol | Officer | OPT+S | $49.63 | 8,708 | $432,178 | 51,230 |
| 2021-06-30 23:13 | 2021-06-28 | SYF | Synchrony Financial | Schaller Bart | Officer | OPT+S | $49.63 | 41,227 | $2,046,096 | 37,752 |
| 2021-06-26 04:14 | 2021-06-22 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Grasso Louis M | Director | BUY | $4.51 | 200 | $902 | 5,300 |
| 2021-06-21 22:04 | 2021-06-17 | AXP | AMERICAN EXPRESS CO | Seeger Laureen | Officer | OPT+S | $165.44 | 20,625 | $3,412,247 | 47,408 |
| 2021-06-17 20:55 | 2020-09-08 | RKFL | RocketFuel Blockchain Inc. | Funk Gert | Director, Officer, 10% owner | SELL | $1.00 | 115,000 | $115,000 | 4,985,394 |
| 2021-06-18 00:38 | 2021-06-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $47.07 | 500 | $23,535 | 68,615 |
| 2021-06-16 20:01 | 2021-06-14 | SNPX | TAO Synergies Inc. | Alkon Daniel L. | Director, Officer | BUY | $8.26 | 10,000 | $82,600 | 11,484 |
| 2021-06-16 20:00 | 2021-06-14 | SNPX | TAO Synergies Inc. | Silverman Joshua | Director | BUY | $8.30 | 10,000 | $83,000 | 15,000 |
| 2021-06-15 01:04 | 2021-06-09 | GDMK | NetBrands Corp. | Adler Paul | Director, Officer, 10% owner | SELL | $2.00 | 1,200 | $2,394 | 11,793,122 |
| 2021-06-15 01:12 | 2021-06-10 | RIOT | Riot Platforms, Inc. | Les Jason | Director, Officer | SELL | $31.27 | 50,000 | $1,563,670 | 237,777 |
| 2021-06-12 02:02 | 2021-06-09 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Grasso Louis M | Director | BUY | $4.80 | 100 | $480 | 5,100 |
| 2021-06-11 22:33 | 2021-06-09 | AXP | AMERICAN EXPRESS CO | Joabar Raymond | Officer | OPT+S | $164.03 | 10,000 | $1,640,300 | 12,234 |
| 2021-06-12 03:05 | 2021-06-09 | GDMK | NetBrands Corp. | Adler Paul | Director, Officer, 10% owner | SELL | $2.00 | 1,200,000 | $2,394,000 | 10,594,322 |
| 2021-06-08 23:28 | 2021-06-08 | LDI | loanDepot, Inc. | Carrillo Nicole | Officer | SELL | $13.87 | 11,867 | $164,568 | 18,688 |
| 2021-06-04 00:03 | 2021-06-01 | GDOT | GREEN DOT CORP | Unruh Jess | Officer | SELL | $40.20 | 3,317 | $133,350 | 82,676 |
| 2021-05-28 21:26 | 2021-05-26 | FGF | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | SELL | $8.10 | 5,296 | $42,871 | 0 |
| 2021-05-28 21:26 | 2021-05-26 | FGF | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | BUY | $8.10 | 5,296 | $42,871 | 8,296 |
| 2021-05-28 02:12 | 2021-05-25 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Grasso Louis M | Director | BUY | $4.50 | 92 | $414 | 4,992 |
| 2021-05-27 00:41 | 2021-05-25 | BHSE | Coeptis Therapeutics Holdings, Inc. | GLAZER CAPITAL, LLC | 10% owner | SELL | $9.85 | 56,118 | $552,762 | 964,422 |
| 2021-05-26 01:55 | 2021-05-24 | COIN | Coinbase Global, Inc. | Haun Kathryn | Director | SELL | $225.30 | 10,000 | $2,253,027 | 57,376 |
| 2021-05-25 15:07 | 2021-05-24 | COIN | Coinbase Global, Inc. | a16z Seed-III, LLC | 10% owner | SELL | $226.65 | 17,473 | $3,960,294 | 0 |
| 2021-05-25 15:08 | 2021-05-24 | COIN | Coinbase Global, Inc. | Andreessen Horowitz LSV Fund I, L.P. | 10% owner | SELL | $226.65 | 17,473 | $3,960,294 | 0 |
| 2021-05-25 15:10 | 2021-05-24 | COIN | Coinbase Global, Inc. | Andreessen Marc L | Director, 10% owner | SELL | $226.65 | 17,473 | $3,960,294 | 0 |
| 2021-05-25 04:11 | 2021-05-18 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Grasso Louis M | Director | BUY | $4.12 | 1,000 | $4,120 | 4,900 |
| 2021-05-22 01:37 | 2021-05-18 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | BUY | $4.19 | 3,346 | $14,025 | 106,803 |
| 2021-05-20 00:54 | 2021-05-17 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $40.11 | 500 | $20,055 | 62,901 |
| 2021-05-15 04:05 | 2021-05-12 | TUGC | SAIHEAT Ltd | Li Jianwei | Director, Officer, 10% owner | BUY | $10.00 | 9,780 | $97,800 | 1,074,780 |
| 2021-05-14 16:41 | 2021-05-12 | ATAX | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $5.95 | 2,173 | $12,929 | 45,081 |
| 2021-05-11 21:40 | 2021-05-07 | AXP | AMERICAN EXPRESS CO | Pickett Denise | Officer | SELL | $157.53 | 2,460 | $387,524 | 15,645 |
| 2021-05-11 15:00 | 2021-05-10 | ATAX | Greystone Housing Impact Investors LP | Wilson Deborah A | Director | BUY | $6.20 | 1,339 | $8,303 | 1,339 |
| 2021-05-10 23:30 | 2021-04-22 | DBDR | GPGI, Inc. | Doll Dixon R Jr. | Officer | BUY | $10.15 | 100 | $1,015 | 100 |
| 2021-05-07 01:21 | 2021-05-04 | GDOT | GREEN DOT CORP | Unruh Jess | Officer | SELL | $44.86 | 3,317 | $148,815 | 85,993 |
| 2021-05-06 04:53 | 2021-05-03 | TUGC | SAIHEAT Ltd | Li Jianwei | Director, Officer, 10% owner | BUY | $10.00 | 215,000 | $2,150,000 | 215,000 |
| 2021-05-06 00:00 | 2021-05-03 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $112.64 | 8,012 | $902,440 | 148,744 |
| 2021-05-06 01:18 | 2021-03-03 | OPRT | Oportun Financial Corp | Greylock XII GP LLC | 10% owner | SELL | $16.90 | 266,000 | $4,495,400 | 261,866 |
| 2021-05-05 00:06 | 2021-04-30 | AXP | AMERICAN EXPRESS CO | Pickett Denise | Officer | OPT+S | $153.11 | 5,260 | $805,359 | 18,105 |
| 2021-04-27 03:36 | 2021-04-22 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $296.51 | 70,685 | $20,959,092 | 2,015,190 |
| 2021-04-27 01:16 | 2021-04-26 | QLGN | Qualigen Therapeutics Inc. | BROIDRICK AMY S. | Director, Officer | BUY | $2.03 | 4,500 | $9,135 | 4,500 |
| 2021-04-23 19:22 | 2021-04-22 | BTCS | BTCS Inc. | Allen Charles W | Director, Officer | BUY | $5,700.00 | 7,009 | $39,951,300 | 2,007,009 |
| 2021-04-23 03:06 | 2021-04-20 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $319.72 | 135,000 | $43,161,755 | 2,085,875 |
| 2021-04-21 22:18 | 2021-04-20 | QLGN | Qualigen Therapeutics Inc. | Poirier Michael S. | Director, Officer | BUY | $1.80 | 11,005 | $19,809 | 11,005 |
| 2021-04-21 04:40 | 2021-04-19 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $339.02 | 770 | $261,048 | 2,220,875 |
| 2021-04-21 04:40 | 2021-04-16 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $335.05 | 128,730 | $43,131,360 | 2,221,645 |
| 2021-04-20 04:36 | 2021-04-15 | COIN | Coinbase Global, Inc. | Andreessen Horowitz LSV Fund I, L.P. | 10% owner | SELL | $329.70 | 19,249 | $6,346,474 | 103,075 |
| 2021-04-20 04:35 | 2021-04-15 | COIN | Coinbase Global, Inc. | a16z Seed-III, LLC | 10% owner | SELL | $329.70 | 19,249 | $6,346,474 | 103,075 |
| 2021-04-19 13:15 | 2021-04-16 | QLGN | Qualigen Therapeutics Inc. | Lotz Christopher L. | Officer | BUY | $1.86 | 2,700 | $5,022 | 12,541 |
| 2021-04-20 04:37 | 2021-04-15 | COIN | Coinbase Global, Inc. | AH Equity Partners III (Parallel), L.L.C. | 10% owner | SELL | $329.70 | 19,249 | $6,346,474 | 103,075 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.