Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-24 17:00 | 2022-01-21 | KNWN | USBC, Inc. | ERICKSON RONALD P | Director | BUY | $1.32 | 20,000 | $26,488 | 540,934 |
| 2022-01-22 02:04 | 2022-01-19 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $108.27 | 7,500 | $812,006 | 179,280 |
| 2022-01-22 01:29 | 2022-01-19 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.63 | 36,246 | $385,288 | 4,156,351 |
| 2022-01-22 00:05 | 2022-01-20 | ATAX | Greystone Housing Impact Investors LP | Wilson Deborah A | Director | BUY | $6.68 | 1,497 | $10,000 | 8,253 |
| 2022-01-21 01:42 | 2022-01-18 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $34.06 | 500 | $17,030 | 65,115 |
| 2022-01-20 01:13 | 2022-01-14 | EMLDU | Fold Holdings, Inc. | Emerald ESG Sponsor, LLC | 10% owner | BUY | $0.00 | 86,081 | $0 | 976,081 |
| 2022-01-20 00:29 | 2022-01-14 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.63 | 24,043 | $255,560 | 4,120,105 |
| 2022-01-20 01:12 | 2022-01-14 | EMLDU | Fold Holdings, Inc. | COHEN BETSY Z | Director, 10% owner | BUY | $0.00 | 86,081 | $0 | 976,081 |
| 2022-01-14 23:22 | 2021-12-04 | KERN | Gryphon Digital Mining, Inc | Thompson Cecil Ray JR | Officer, 10% owner | BUY | $2.23 | 1,120 | $2,500 | 50,311 |
| 2022-01-15 00:56 | 2022-01-12 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $121.74 | 7,500 | $913,079 | 179,280 |
| 2022-01-14 03:14 | 2022-01-11 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $10.59 | 24,562 | $260,048 | 4,096,062 |
| 2022-01-08 01:43 | 2022-01-05 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $132.75 | 7,500 | $995,589 | 179,280 |
| 2022-01-08 00:33 | 2022-01-05 | CMPO | GPGI, Inc. | Doll Dixon R Jr. | 10% owner | BUY | $7.57 | 3,980 | $30,116 | 1,330 |
| 2022-01-07 00:59 | 2022-01-05 | LDI | loanDepot, Inc. | Walsh Jeff Alexander | Officer | SELL | $5.32 | 75,000 | $398,940 | 93,403 |
| 2022-01-07 03:10 | 2022-01-04 | COIN | Coinbase Global, Inc. | Chatterjee Surojit | Officer | OPT+S | $253.41 | 10,000 | $2,534,100 | 84 |
| 2022-01-07 01:01 | 2022-01-05 | LDI | loanDepot, Inc. | FLANAGAN PATRICK J | Officer | SELL | $5.32 | 75,000 | $398,903 | 0 |
| 2022-01-05 23:52 | 2021-12-30 | RKFL | RocketFuel Blockchain Inc. | Jensen Peter Michael | Director, Officer | BUY | $0.22 | 15,959 | $3,511 | 1,194,632 |
| 2022-01-06 02:30 | 2022-01-03 | COIN | Coinbase Global, Inc. | Jones Jennifer N. | Officer | OPT+S | $256.23 | 796 | $203,959 | 19,535 |
| 2022-01-06 04:46 | 2022-01-03 | UPST | Upstart Holdings, Inc. | Girouard Dave | Director, Officer, 10% owner | SELL | $148.66 | 91,665 | $13,626,561 | 563,165 |
| 2021-12-31 02:08 | 2021-12-29 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $146.41 | 7,500 | $1,098,062 | 179,280 |
| 2021-12-31 02:54 | 2021-12-28 | MARA | MARA Holdings, Inc. | OKAMOTO MERRICK D | Director, Officer | SELL | $37.02 | 83,333 | $3,084,988 | 5,486,480 |
| 2021-12-30 04:46 | 2021-12-27 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 10% owner | BUY | $9.49 | 17,523 | $166,237 | 4,071,500 |
| 2021-12-28 03:13 | 2021-12-23 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $268.34 | 23,628 | $6,340,316 | 1,133,465 |
| 2021-12-24 00:18 | 2021-12-22 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $145.88 | 7,500 | $1,094,084 | 179,280 |
| 2021-12-24 04:26 | 2021-12-23 | BKKT | Bakkt, Inc. | VPC Impact Acquisition Holdings Sponsor, LLC | Director, 10% owner | SELL | $10.14 | 14,115 | $143,126 | 8,963,551 |
| 2021-12-24 02:01 | 2021-12-21 | WULF | TERAWULF INC. | Prager Paul B. | Director, Officer, 10% owner | BUY | $12.85 | 66,000 | $847,869 | 66,000 |
| 2021-12-23 01:33 | 2021-12-20 | EMLDU | Fold Holdings, Inc. | Emerald ESG Sponsor, LLC | 10% owner | BUY | $0.00 | 890,000 | $0 | 890,000 |
| 2021-12-23 01:34 | 2021-12-20 | EMLDU | Fold Holdings, Inc. | COHEN BETSY Z | Director, 10% owner | BUY | $0.00 | 890,000 | $0 | 890,000 |
| 2021-12-22 03:57 | 2021-12-16 | BKKT | Bakkt, Inc. | VPC Impact Acquisition Holdings Sponsor, LLC | Director, 10% owner | SELL | $9.81 | 113,996 | $1,117,970 | 8,977,666 |
| 2021-12-21 16:33 | 2021-12-20 | ATAX | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $6.50 | 10,000 | $65,000 | 100,081 |
| 2021-12-18 02:35 | 2021-12-14 | KERN | Gryphon Digital Mining, Inc | Kane Matthew Ryan | Director | BUY | $2.00 | 200,000 | $399,200 | 343,227 |
| 2021-12-18 02:55 | 2021-12-15 | COIN | Coinbase Global, Inc. | Ehrsam Frederick Ernest III | Director | SELL | $253.99 | 10,312 | $2,619,110 | 1,157,093 |
| 2021-12-18 00:51 | 2021-12-15 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $146.24 | 7,500 | $1,096,828 | 14,230 |
| 2021-12-18 01:40 | 2021-12-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $35.24 | 500 | $17,620 | 65,615 |
| 2021-12-17 01:00 | 2021-12-16 | ATNF | FORUM MARKETS Inc | Vu Quan Anh | Officer | BUY | $3.98 | 8,000 | $31,840 | 20,500 |
| 2021-12-17 02:34 | 2021-12-15 | RIOT | Riot Platforms, Inc. | Brooks Megan M. | Officer | SELL | $25.91 | 5,000 | $129,550 | 69,462 |
| 2021-12-16 03:32 | 2021-12-13 | RIOT | Riot Platforms, Inc. | D'Ambrosio Lance Varro | Director | SELL | $24.98 | 5,000 | $124,900 | 0 |
| 2021-12-16 03:29 | 2021-12-15 | RIOT | Riot Platforms, Inc. | Marleau Hubert | Director | SELL | $23.35 | 10,000 | $233,500 | 0 |
| 2021-12-15 01:30 | 2021-12-14 | RKFL | RocketFuel Blockchain Inc. | Yankowitz Bennett J. | Director, Officer | BUY | $0.29 | 2,000 | $580 | 1,419,583 |
| 2021-12-14 00:02 | 2021-12-10 | SOFI | SoFi Technologies, Inc. | Webster Aaron | Officer | BUY | $14.90 | 1,000 | $14,900 | 318,668 |
| 2021-12-14 00:18 | 2021-12-09 | ATNF | FORUM MARKETS Inc | Feldmann Marc | Director | BUY | $4.07 | 50,000 | $203,500 | 2,809,930 |
| 2021-12-13 16:31 | 2021-12-10 | ATNF | FORUM MARKETS Inc | Pamir Ozan | Officer | BUY | $3.87 | 3,800 | $14,706 | 76,408 |
| 2021-12-13 16:35 | 2021-12-09 | ATNF | FORUM MARKETS Inc | DeLuca Teresa | Director | BUY | $3.98 | 12,500 | $49,800 | 2,500 |
| 2021-12-14 03:45 | 2021-12-09 | FGF | FG Nexus Inc. | Fundamental Global GP, LLC | 10% owner | SELL | $24.50 | 385 | $9,433 | 8,973 |
| 2021-12-13 22:50 | 2021-11-18 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $3.45 | 7,281 | $25,091 | 67,931 |
| 2021-12-11 02:04 | 2021-12-10 | ATNF | FORUM MARKETS Inc | Vu Quan Anh | Officer | BUY | $3.90 | 4,500 | $17,550 | 12,500 |
| 2021-12-11 00:45 | 2021-12-08 | UPST | Upstart Holdings, Inc. | Nicoll Alison | Officer | OPT+S | $191.83 | 7,500 | $1,438,696 | 14,230 |
| 2021-12-11 02:39 | 2021-12-10 | ATNF | FORUM MARKETS Inc | Marrone Pamela G | Director | BUY | $4.10 | 1,000 | $4,100 | 1,000 |
| 2021-12-10 16:24 | 2021-12-09 | ATNF | FORUM MARKETS Inc | Woody James N. | Director, Officer | BUY | $4.27 | 12,500 | $53,375 | 37,752 |
| 2021-12-10 16:22 | 2021-12-09 | ATNF | FORUM MARKETS Inc | STEINMAN LAWRENCE | Director | BUY | $4.27 | 5,000 | $21,350 | 602,574 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.