Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-11-26 00:19 | 2020-11-24 | GDOT | GREEN DOT CORP | Brewster J Chris | Director | SELL | $56.47 | 5,000 | $282,333 | 62,401 |
| 2020-11-26 00:10 | 2020-11-23 | RIOT | Riot Platforms, Inc. | YI SOO IL BENJAMIN | Director | SELL | $7.00 | 140,000 | $979,300 | 23,000 |
| 2020-11-26 00:10 | 2020-11-24 | RIOT | Riot Platforms, Inc. | Les Jason | Director | SELL | $7.38 | 68,500 | $505,530 | 286,402 |
| 2020-11-26 00:22 | 2020-11-24 | MSTR | Strategy Inc | GRAHAM STEPHEN X | Director | OPT+S | $236.40 | 6,250 | $1,477,511 | 200 |
| 2020-11-26 00:20 | 2020-11-24 | MSTR | Strategy Inc | RICKERTSEN CARL J | Director | OPT+S | $238.74 | 10,000 | $2,387,416 | 5,000 |
| 2020-11-26 00:17 | 2020-11-24 | MSTR | Strategy Inc | Le Phong | Officer | OPT+S | $238.14 | 65,000 | $15,478,814 | 0 |
| 2020-11-26 00:12 | 2020-11-25 | MSTR | Strategy Inc | Patten Jarrod M | Director | OPT+S | $269.22 | 4,183 | $1,126,147 | 0 |
| 2020-11-26 00:09 | 2020-11-24 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $234.90 | 1,000 | $234,900 | 5 |
| 2020-11-26 00:04 | 2020-11-23 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $228.48 | 20,000 | $4,569,520 | 0 |
| 2020-11-25 00:48 | 2020-11-20 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $220.48 | 1,500 | $330,725 | 0 |
| 2020-11-24 05:11 | 2020-11-20 | QLGN | Qualigen Therapeutics Inc. | Kruger Kurt H | Director | BUY | $3.48 | 6,000 | $20,894 | 6,000 |
| 2020-11-20 01:45 | 2020-11-18 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $220.68 | 1,000 | $220,680 | 0 |
| 2020-11-19 00:20 | 2020-11-16 | SYF | Synchrony Financial | GREIG HENRY F | Officer | OPT+S | $31.00 | 35,000 | $1,085,000 | 164,770 |
| 2020-11-19 01:01 | 2020-11-17 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | SELL | $79.28 | 23,288 | $1,846,326 | 114,796 |
| 2020-11-19 01:00 | 2020-11-16 | WD | Walker & Dunlop, Inc. | Pryor Paula A. | Officer | SELL | $81.09 | 982 | $79,625 | 7,691 |
| 2020-11-18 02:04 | 2020-11-16 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $54.34 | 500 | $27,170 | 65,901 |
| 2020-11-17 00:14 | 2020-11-12 | SYF | Synchrony Financial | GREIG HENRY F | Officer | OPT+S | $29.00 | 35,000 | $1,015,000 | 164,770 |
| 2020-11-17 00:12 | 2020-11-12 | SYF | Synchrony Financial | Whynott Paul | Officer | SELL | $28.92 | 20,000 | $578,400 | 63,270 |
| 2020-11-14 01:40 | 2020-11-12 | GDOT | GREEN DOT CORP | Bridgforth-Hodges Glinda | Director | OPT+S | $55.14 | 5,012 | $276,362 | 15,054 |
| 2020-11-14 00:21 | 2020-11-10 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $187.97 | 4,000 | $751,860 | 0 |
| 2020-11-12 22:06 | 2020-11-10 | AXP | AMERICAN EXPRESS CO | Marrs Anna | Officer | SELL | $119.56 | 2,064 | $246,772 | 0 |
| 2020-11-13 00:03 | 2020-11-09 | SYF | Synchrony Financial | MELITO DAVID P | Officer | OPT+S | $30.00 | 40,175 | $1,205,250 | 19,554 |
| 2020-11-12 23:28 | 2020-11-09 | ATNF | FORUM MARKETS Inc | Woody James N. | Director, Officer | BUY | $3.29 | 1,000 | $3,290 | 25,252 |
| 2020-11-13 03:11 | 2020-11-09 | GDOT | GREEN DOT CORP | Date Rajeev V | Director | SELL | $56.08 | 2,578 | $144,561 | 17,276 |
| 2020-11-13 03:08 | 2020-11-09 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $185.60 | 10,000 | $1,855,979 | 0 |
| 2020-11-11 01:00 | 2020-11-06 | WD | Walker & Dunlop, Inc. | THEOBALD STEPHEN P | Officer | OPT+S | $68.90 | 28,548 | $1,966,997 | 69,247 |
| 2020-11-10 23:03 | 2020-11-06 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $96.85 | 14,827 | $1,435,995 | 81,806 |
| 2020-11-11 03:52 | 2020-08-07 | GDOT | GREEN DOT CORP | Date Rajeev V | Director | BUY | $51.65 | 5,000 | $258,250 | 19,854 |
| 2020-11-10 00:31 | 2020-10-21 | GWACU | Cipher Digital Inc. | GLAZER CAPITAL, LLC | 10% owner | SELL | $10.77 | 5,010 | $53,958 | 2,353,990 |
| 2020-11-10 00:51 | 2020-11-05 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $181.19 | 5,000 | $905,964 | 0 |
| 2020-11-06 00:37 | 2020-11-03 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $173.75 | 4,000 | $695,000 | 0 |
| 2020-11-04 01:00 | 2020-11-02 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $63.05 | 9,111 | $574,460 | 172,457 |
| 2020-11-04 02:36 | 2020-10-30 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $165.00 | 1,000 | $165,000 | 0 |
| 2020-10-31 00:00 | 2020-10-29 | WD | Walker & Dunlop, Inc. | THEOBALD STEPHEN P | Officer | SELL | $65.00 | 15,000 | $975,002 | 71,247 |
| 2020-10-16 23:46 | 2020-10-15 | WD | Walker & Dunlop, Inc. | THEOBALD STEPHEN P | Officer | SELL | $58.84 | 5,000 | $294,190 | 86,247 |
| 2020-10-17 01:09 | 2020-10-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $61.51 | 500 | $30,755 | 66,401 |
| 2020-10-07 23:30 | 2020-10-05 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $58.69 | 9,283 | $544,801 | 166,568 |
| 2020-10-06 02:20 | 2020-10-05 | GDOT | GREEN DOT CORP | Bibelheimer Jason | Officer | SELL | $60.73 | 9,813 | $595,957 | 75,374 |
| 2020-10-02 23:27 | 2020-10-02 | FGNA | OppFi Inc. | FG New America Investors LLC | Director, 10% owner | BUY | $10.00 | 462,500 | $4,625,000 | 462,500 |
| 2020-10-02 23:26 | 2020-10-02 | FGNA | OppFi Inc. | Cerminara Kyle | Director, Officer, 10% owner | BUY | $10.00 | 462,500 | $4,625,000 | 462,500 |
| 2020-10-03 00:20 | 2020-10-01 | OPRT | Oportun Financial Corp | Needham David Anthony | Officer | OPT+S | $11.63 | 40 | $465 | 46,903 |
| 2020-10-03 00:13 | 2020-10-01 | OPRT | Oportun Financial Corp | Aristei Joan | Officer | OPT+S | $11.66 | 297 | $3,463 | 48,674 |
| 2020-10-02 23:28 | 2020-10-02 | FGNA | OppFi Inc. | SWETS LARRY G JR | Director, Officer, 10% owner | BUY | $10.00 | 462,500 | $4,625,000 | 462,500 |
| 2020-10-02 23:27 | 2020-10-02 | FGNA | OppFi Inc. | MOGLIA JOSEPH H | Director, Officer, 10% owner | BUY | $10.00 | 462,500 | $4,625,000 | 462,500 |
| 2020-09-18 18:37 | 2020-09-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $51.35 | 500 | $25,675 | 66,901 |
| 2020-09-18 01:04 | 2020-09-14 | MCVT | SUI Group Holdings Ltd. | POLINSKY DOUGLAS MICHAEL | Director, Officer | BUY | $0.43 | 100,000 | $43,000 | 528,705 |
| 2020-09-17 20:08 | 2020-09-14 | MCVT | SUI Group Holdings Ltd. | GERACI JOSEPH ANTHONY II | Director, Officer | BUY | $0.43 | 100,000 | $43,000 | 702,500 |
| 2020-09-17 20:42 | 2020-09-14 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.43 | 25,000 | $10,750 | 45,000 |
| 2020-09-16 23:30 | 2020-09-14 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $52.41 | 9,060 | $474,871 | 160,851 |
| 2020-09-14 23:30 | 2020-09-11 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $52.06 | 2,000 | $104,114 | 64,403 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.