Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-12-22 01:32 | 2020-12-18 | UPST | Upstart Holdings, Inc. | Counselman Anna M. | Officer | SELL | $18.60 | 121,645 | $2,262,597 | 0 |
| 2020-12-18 03:43 | 2020-12-15 | MARA | MARA Holdings, Inc. | Rudolph Michael | Director | SELL | $6.40 | 3,000 | $19,190 | 5,146 |
| 2020-12-18 01:59 | 2020-12-15 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | SELL | $4.05 | 51,976 | $210,425 | 127,000 |
| 2020-12-18 03:46 | 2020-12-16 | GDOT | GREEN DOT CORP | Lockwood Kristina S | Officer | SELL | $56.14 | 262 | $14,708 | 12,591 |
| 2020-12-18 03:42 | 2020-12-16 | GDOT | GREEN DOT CORP | Bibelheimer Jason | Officer | SELL | $56.19 | 951 | $53,432 | 73,919 |
| 2020-12-18 01:29 | 2020-12-14 | ATNF | FORUM MARKETS Inc | KRAUSS MARLENE | 10% owner | SELL | $2.44 | 44,383 | $108,286 | 2,561,553 |
| 2020-12-18 03:40 | 2020-12-15 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $54.09 | 500 | $27,045 | 65,401 |
| 2020-12-15 03:47 | 2020-12-10 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | SELL | $4.03 | 30,094 | $121,381 | 178,976 |
| 2020-12-14 16:20 | 2020-12-11 | ATAX | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $4.01 | 6,000 | $24,079 | 42,908 |
| 2020-12-11 01:51 | 2020-12-08 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | SELL | $4.06 | 41,674 | $169,371 | 209,070 |
| 2020-12-09 19:30 | 2020-12-07 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $8.17 | 250 | $2,043 | 416 |
| 2020-12-10 01:13 | 2020-12-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | CREATURA MARK | Officer | SELL | $4.05 | 30,650 | $124,160 | 378,016 |
| 2020-12-09 22:37 | 2020-12-08 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.80 | 5,125 | $4,100 | 60,650 |
| 2020-12-09 01:03 | 2020-12-07 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | OPT+S | $81.28 | 8,586 | $697,911 | 178,871 |
| 2020-12-07 23:02 | 2020-12-03 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.80 | 1,500 | $1,200 | 55,525 |
| 2020-12-08 05:09 | 2020-12-03 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $325.75 | 5,000 | $1,628,749 | 0 |
| 2020-12-05 00:30 | 2020-11-30 | MARA | MARA Holdings, Inc. | Rudolph Michael | Director | SELL | $6.15 | 3,000 | $18,450 | 8,146 |
| 2020-12-03 22:53 | 2020-11-30 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Sill Garrett S. | Officer | SELL | $8.14 | 2,500 | $20,350 | 47,755 |
| 2020-12-04 00:30 | 2020-12-01 | MARA | MARA Holdings, Inc. | Berg Michael Carroll | Director | SELL | $6.15 | 7,500 | $46,092 | 12,481 |
| 2020-12-03 18:22 | 2020-12-01 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.80 | 9,025 | $7,220 | 54,025 |
| 2020-12-03 05:21 | 2020-11-30 | MARA | MARA Holdings, Inc. | Rudolph Michael | Director | SELL | $6.09 | 9,000 | $54,821 | 11,146 |
| 2020-12-02 16:59 | 2020-12-01 | ATAX | Greystone Housing Impact Investors LP | Rogozinski Kenneth | Officer | BUY | $4.15 | 15,000 | $62,291 | 36,908 |
| 2020-12-03 00:12 | 2020-11-30 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $312.16 | 10,000 | $3,121,601 | 0 |
| 2020-12-02 03:30 | 2020-11-27 | GDOT | GREEN DOT CORP | Osher Jeffrey | Director | SELL | $51.96 | 690,000 | $35,855,643 | 353,296 |
| 2020-12-02 04:44 | 2020-12-01 | MARA | MARA Holdings, Inc. | LIEBERMAN DAVID PHILIP | Director, Officer | SELL | $6.15 | 7,500 | $46,092 | 137,574 |
| 2020-12-02 01:43 | 2020-11-30 | MSTR | Strategy Inc | GRAHAM STEPHEN X | Director | OPT+S | $308.93 | 6,250 | $1,930,834 | 200 |
| 2020-12-02 01:20 | 2020-11-27 | MSTR | Strategy Inc | Le Phong | Officer | OPT+S | $270.39 | 40,000 | $10,815,696 | 0 |
| 2020-12-02 01:16 | 2020-11-27 | MSTR | Strategy Inc | RECHAN LESLIE J | Director | OPT+S | $266.28 | 11,250 | $2,995,601 | 0 |
| 2020-12-02 03:00 | 2020-11-17 | ATNF | FORUM MARKETS Inc | KRAUSS MARLENE | 10% owner | SELL | $2.80 | 116,260 | $325,249 | 2,684,516 |
| 2020-12-01 02:14 | 2020-11-25 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $271.11 | 10,000 | $2,711,128 | 0 |
| 2020-12-01 01:00 | 2020-11-25 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $273.89 | 10,100 | $2,766,313 | 5 |
| 2020-11-26 03:08 | 2020-11-25 | OPRT | Oportun Financial Corp | Needham David Anthony | Officer | SELL | $17.98 | 21,000 | $377,475 | 27,174 |
| 2020-11-26 00:45 | 2020-11-24 | OPRT | Oportun Financial Corp | Kirscht Patrick | Officer | SELL | $18.00 | 8,229 | $148,122 | 105,171 |
| 2020-11-26 00:19 | 2020-11-24 | GDOT | GREEN DOT CORP | Brewster J Chris | Director | SELL | $56.47 | 5,000 | $282,333 | 62,401 |
| 2020-11-26 00:10 | 2020-11-23 | RIOT | Riot Platforms, Inc. | YI SOO IL BENJAMIN | Director | SELL | $7.00 | 140,000 | $979,300 | 23,000 |
| 2020-11-26 00:10 | 2020-11-24 | RIOT | Riot Platforms, Inc. | Les Jason | Director | SELL | $7.38 | 68,500 | $505,530 | 286,402 |
| 2020-11-26 00:22 | 2020-11-24 | MSTR | Strategy Inc | GRAHAM STEPHEN X | Director | OPT+S | $236.40 | 6,250 | $1,477,511 | 200 |
| 2020-11-26 00:20 | 2020-11-24 | MSTR | Strategy Inc | RICKERTSEN CARL J | Director | OPT+S | $238.74 | 10,000 | $2,387,416 | 5,000 |
| 2020-11-26 00:17 | 2020-11-24 | MSTR | Strategy Inc | Le Phong | Officer | OPT+S | $238.14 | 65,000 | $15,478,814 | 0 |
| 2020-11-26 00:12 | 2020-11-25 | MSTR | Strategy Inc | Patten Jarrod M | Director | OPT+S | $269.22 | 4,183 | $1,126,147 | 0 |
| 2020-11-26 00:09 | 2020-11-24 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $234.90 | 1,000 | $234,900 | 5 |
| 2020-11-26 00:04 | 2020-11-23 | MSTR | Strategy Inc | Lang Timothy Edwin | Officer | OPT+S | $228.48 | 20,000 | $4,569,520 | 0 |
| 2020-11-25 00:48 | 2020-11-20 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $220.48 | 1,500 | $330,725 | 0 |
| 2020-11-24 05:11 | 2020-11-20 | QLGN | Qualigen Therapeutics Inc. | Kruger Kurt H | Director | BUY | $3.48 | 6,000 | $20,894 | 6,000 |
| 2020-11-20 01:45 | 2020-11-18 | MSTR | Strategy Inc | Shao Wei-Ming | Officer | OPT+S | $220.68 | 1,000 | $220,680 | 0 |
| 2020-11-19 00:20 | 2020-11-16 | SYF | Synchrony Financial | GREIG HENRY F | Officer | OPT+S | $31.00 | 35,000 | $1,085,000 | 164,770 |
| 2020-11-19 01:01 | 2020-11-17 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | SELL | $79.28 | 23,288 | $1,846,326 | 114,796 |
| 2020-11-19 01:00 | 2020-11-16 | WD | Walker & Dunlop, Inc. | Pryor Paula A. | Officer | SELL | $81.09 | 982 | $79,625 | 7,691 |
| 2020-11-18 02:04 | 2020-11-16 | GDOT | GREEN DOT CORP | JACOBS WILLIAM I | Director | SELL | $54.34 | 500 | $27,170 | 65,901 |
| 2020-11-17 00:14 | 2020-11-12 | SYF | Synchrony Financial | GREIG HENRY F | Officer | OPT+S | $29.00 | 35,000 | $1,015,000 | 164,770 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.