OTC Markets Insiders (Pink Sheets)
Real-time Form 4 Activity for Unlisted Securities & Micro-Caps
OTC markets (Pink Sheets) Intelligence
Insider trading on the Pink Sheets OTC markets provides a unique lens into the micro-cap universe. Because unlisted stocks often lack broad analyst coverage, SEC Form 4 filings are critical indicators of fundamental conviction.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-27 19:05 | 2025-08-26 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $38.00 | 21 | $798 | 5 | +100.0% |
| 2025-08-27 23:33 | 2025-08-27 | TSNDF | TerrAscend Corp. | JW Asset Management, LLC | Director, Officer, 10% owner - Executive Chairman | Agricultural Production-Crops | SELL | $0.00 | 8,415,414 | $0 | 83,940,245 | -9.1% |
| 2025-08-27 01:36 | 2025-08-25 | PLNH | Planet 13 Holdings Inc. | Groesbeck Robert | Director, Officer, 10% owner - Co-CEO | Agricultural Production-Crops | SELL | $0.29 | 637,000 | $182,755 | 6,635,294 | -8.8% |
| 2025-08-27 02:15 | 2025-08-21 | SODI | SOLITRON DEVICES INC | Olesen Value Fund L.P. | 10% owner | Semiconductors & Related Devices | SELL | $16.40 | 8,400 | $137,736 | 237,387 | -3.4% |
| 2025-08-26 21:47 | 2025-08-25 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $38.00 | 21 | $798 | 3 | +100.0% |
| 2025-08-27 00:17 | 2025-08-22 | ELTP | ELITE PHARMACEUTICALS INC /NV/ | ELITE PHARMACEUTICALS INC /NV/ | Officer - EVP Operations | Pharmaceutical Preparations | OPT+S | $0.52 | 500,000 | $262,150 | 1,800,000 | 0.0% |
| 2025-08-26 22:56 | 2025-08-26 | CBKM | CONSUMERS BANCORP INC /OH/ | Lober Ralph J II | Director, Officer - CEO & President | National Commercial Banks | BUY | $20.70 | 3,000 | $62,100 | 74,298 | +4.2% |
| 2025-08-26 03:50 | 2025-08-21 | RAKR | Rainmaker Worldwide Inc. | O'CONNOR MICHAEL JOHN | Director, Officer, 10% owner - CEO | Bottled & Canned Soft Drinks & Carbonated Waters | SELL | $0.03 | 611,330 | $21,213 | 15,907,102 | -3.7% |
| 2025-08-25 23:30 | 2025-08-21 | PLNH | Planet 13 Holdings Inc. | Groesbeck Robert | Director, Officer, 10% owner - Co-CEO | Agricultural Production-Crops | SELL | $0.28 | 641,000 | $181,211 | 7,264,294 | -8.1% |
| 2025-08-25 21:03 | 2025-08-21 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.05 | 36,000 | $1,973 | 2,586,296 | +1.4% |
| 2025-08-25 20:01 | 2025-08-22 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $37.63 | 20 | $753 | 1 | +100.0% |
| 2025-08-25 22:45 | 2025-08-25 | CBKM | CONSUMERS BANCORP INC /OH/ | Bickerton David R | Director | National Commercial Banks | BUY | $20.87 | 250 | $5,218 | 3,778 | +7.1% |
| 2025-08-22 22:44 | 2025-08-22 | JUVF | JUNIATA VALLEY FINANCIAL CORP | Sliver Steven C. | Director | State Commercial Banks | BUY | $13.98 | 1,300 | $18,174 | 3,184 | +69.0% |
| 2025-08-22 18:47 | 2025-08-21 | FKYS | FIRST KEYSTONE CORP | Karas Michelle M. | Officer - SVP & COO | State Commercial Banks | BUY | $17.50 | 200 | $3,500 | 200 | +100.0% |
| 2025-08-22 20:11 | 2025-07-19 | HYEX | HEALTHY EXTRACTS INC. | Swanson Donald William | Director, Officer, 10% owner - President | Medicinal Chemicals & Botanical Products | BUY | $23,536,656.00 | 13,075,920 | $307,763,430,923,520 | 13,075,920 | +100.0% |
| 2025-08-22 22:09 | 2025-04-09 | NINE | Nine Energy Service, Inc. | MONROE WILLIAM | 10% owner | Oil & Gas Field Services, NEC | SELL | $0.91 | 750,000 | $682,500 | 4,113,000 | -15.4% |
| 2025-08-22 22:32 | 2025-08-22 | EMYB | Embassy Bancorp, Inc. | Lobach David M Jr | Director, Officer - Chairman, President & CEO | State Commercial Banks | BUY | $16.38 | 350 | $5,733 | 54,000 | +0.7% |
| 2025-08-22 18:51 | 2025-08-21 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $38.00 | 14 | $532 | 8,216,573 | +0.0% |
| 2025-08-22 23:30 | 2025-08-18 | RHEP | REGIONAL HEALTH PROPERTIES, INC | O'sullivan Paul Jason | Officer - Senior Vice President | Lessors of Real Property, NEC | BUY | $1.86 | 20,000 | $37,202 | 33,500 | +148.1% |
| 2025-08-22 00:05 | 2025-08-19 | NNUP | NOCOPI TECHNOLOGIES INC/MD/ | Westenburg Kevin Camerer | Director, Officer - President | Games, Toys & Children's Vehicles (No Dolls & Bicycles) | BUY | $1.60 | 7,500 | $12,000 | 136,700 | +5.8% |
| 2025-08-22 03:19 | 2025-08-19 | ECIA | ENCISION INC | Shepard Brandon Jason | Officer - VP of Finance | Surgical & Medical Instruments & Apparatus | BUY | $0.10 | 1,000,000 | $100,000 | 1,000,000 | +100.0% |
| 2025-08-22 02:41 | 2025-08-19 | PLNH | Planet 13 Holdings Inc. | Wren Chris | Officer - VP of Operations | Agricultural Production-Crops | SELL | $0.30 | 146,000 | $43,245 | 5,214,829 | -2.7% |
| 2025-08-22 03:27 | 2025-08-19 | ECIA | ENCISION INC | Trudel Gregory J. | Officer - CEO | Surgical & Medical Instruments & Apparatus | BUY | $0.10 | 1,000,000 | $100,000 | 1,297,822 | +335.8% |
| 2025-08-21 21:21 | 2025-08-20 | ADMQ | Adm Endeavors Inc. | Johnson Marc | Director, Officer - CEO | Services-Advertising | BUY | $0.04 | 225,910 | $9,872 | 60,920,948 | +0.4% |
| 2025-08-22 03:24 | 2025-08-19 | ECIA | ENCISION INC | FRIES ROBERT H | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.10 | 750,000 | $75,000 | 1,340,000 | +127.1% |
| 2025-08-21 21:11 | 2025-08-20 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $38.15 | 15 | $572 | 952 | +1.6% |
| 2025-08-22 03:30 | 2025-08-19 | ECIA-PK | ENCISION INC | CMED PARTNERS LLLP | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.10 | 2,000,000 | $200,000 | 5,196,249 | +62.6% |
| 2025-08-21 23:52 | 2025-08-19 | OMCC | OLD MARKET CAPITAL Corp | Flott Dylan J. | Officer - CONTROLLER | Short-Term Business Credit Institutions | BUY | $5.61 | 500 | $2,805 | 500 | +100.0% |
| 2025-08-21 23:43 | 2025-08-19 | OMCC | OLD MARKET CAPITAL Corp | Krebs Charles | Officer - CHIEF FINANCIAL OFFICER | Short-Term Business Credit Institutions | BUY | $5.52 | 557 | $3,076 | 11,776 | +5.0% |
| 2025-08-20 15:01 | 2025-08-19 | TOFB | TOFUTTI BRANDS INC | A-6684 Ltd. | 10% owner | Ice Cream & Frozen Desserts | BUY | $0.80 | 1,433 | $1,146 | 615,000 | +0.2% |
| 2025-08-20 23:34 | 2025-08-18 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.05 | 33,000 | $1,736 | 2,550,296 | +1.3% |
| 2025-08-21 00:27 | 2025-08-19 | NLCP | NewLake Capital Partners, Inc. | Weinstein David L. | Director | Real Estate Investment Trusts | SELL | $14.08 | 14,000 | $197,175 | 40,314 | -25.8% |
| 2025-08-20 22:13 | 2025-08-19 | ENRT | Enertopia Corp. | McAllister Robert | Director, Officer - PRESIDENT CEO | Metal Mining | BUY | $0.10 | 150,000 | $15,000 | 1,607,750 | +10.3% |
| 2025-08-20 20:54 | 2025-08-18 | NWPP | NEW PEOPLES BANKSHARES INC | KEENE HAROLD L | Director, 10% owner | State Commercial Banks | BUY | $3.15 | 100 | $315 | 1,123,710 | +0.0% |
| 2025-08-20 23:58 | 2025-08-20 | CBKM | CONSUMERS BANCORP INC /OH/ | Goris Bradley | Director | National Commercial Banks | BUY | $21.49 | 400 | $8,596 | 22,389 | +1.8% |
| 2025-08-19 23:06 | 2025-07-17 | VXRT | Vaxart, Inc. | Finney Kevin | Director | Biological Products, (No Diagnostic Substances) | BUY | $0.37 | 166,668 | $61,934 | 204,771 | +437.4% |
| 2025-08-19 18:09 | 2025-08-15 | PLNH | Planet 13 Holdings Inc. | Wren Chris | Officer - VP of Operations | Agricultural Production-Crops | SELL | $0.30 | 227,000 | $69,212 | 5,360,829 | -4.1% |
| 2025-08-20 00:19 | 2025-08-15 | AERG | Applied Energetics Inc. | Adamczyk Bradford Thomas | Director | Search, Detection, Navigation, Guidance, Aeronautical Sys | OPT+S | $1.76 | 10,000 | $17,600 | 671,482 | 0.0% |
| 2025-08-20 02:07 | 2025-08-15 | ADAP | Adaptimmune Therapeutics PLC | Behbahani Ali | Director | Biological Products, (No Diagnostic Substances) | SELL | $0.01 | 19,500,000 | $230,100 | 0 | -100.0% |
| 2025-08-20 00:18 | 2025-08-13 | NUGN | Livento Group, Inc. | Henriksen Michael Gregory Max | Officer, 10% owner - Chief Investment Officer | Services-Prepackaged Software | BUY | $0.00 | 1,000,000,000 | $1,000,000 | 1,006,896,111 | +14,500.9% |
| 2025-08-19 21:04 | - | MYCB | My City Builders, Inc. | Goodell Yolanda | Director, Officer, 10% owner - Chief Executive Officer | Real Estate | SELL | $0.15 | 10,499,026 | $1,574,854 | 5,249,513 | -66.7% |
| 2025-08-19 21:03 | - | MYCB | My City Builders, Inc. | Pittilloni Francis | Director, Officer, 10% owner - Chief Financial Officer | Real Estate | SELL | $0.15 | 10,499,026 | $1,574,854 | 5,249,513 | -66.7% |
| 2025-08-19 21:02 | - | MYCB | My City Builders, Inc. | Gonzalez Romero Jose Maria Eduardo | 10% owner, Other | Real Estate | SELL | $0.15 | 563,026 | $84,454 | 281,513 | -66.7% |
| 2025-08-19 22:29 | 2024-08-29 | VPLM | Voip-pal.com Inc | McDonald Austin | Director | Telephone & Telegraph Apparatus | BUY | $0.01 | 30,000 | $285 | 6,613,717 | +0.5% |
| 2025-08-19 20:37 | 2025-08-15 | NWPP | NEW PEOPLES BANKSHARES INC | COX JOHN D | Director | State Commercial Banks | BUY | $3.08 | 3,300 | $10,164 | 680,633 | +0.5% |
| 2025-08-19 21:04 | - | MYCB | My City Builders, Inc. | GILLEN FRANK | 10% owner | Real Estate | SELL | $0.15 | 10,505,428 | $1,575,814 | 5,252,714 | -66.7% |
| 2025-08-19 23:45 | 2025-08-19 | CBKM | CONSUMERS BANCORP INC /OH/ | Lober Ralph J II | Director, Officer - CEO & President | National Commercial Banks | BUY | $21.60 | 400 | $8,640 | 71,298 | +0.6% |
| 2025-08-18 23:24 | 2025-08-14 | SODI | SOLITRON DEVICES INC | Olesen Value Fund L.P. | 10% owner | Semiconductors & Related Devices | SELL | $16.27 | 51,204 | $832,833 | 239,487 | -17.6% |
| 2025-08-18 22:54 | 2025-08-18 | EMYB | Embassy Bancorp, Inc. | Lobach David M Jr | Director, Officer - Chairman, President and CEO | State Commercial Banks | BUY | $15.85 | 1,000 | $15,850 | 53,800 | +1.9% |
| 2025-08-16 03:12 | 2025-08-14 | LNW | Light & Wonder, Inc. | Throsby Timothy | Director | Services-Computer Integrated Systems Design | BUY | $89.37 | 20,000 | $1,787,312 | 42,082 | +90.6% |
Tracking Pink Sheets OTC markets Conviction
The Pink Sheets OTC markets represent the most agile segments of the financial ecosystem. Unlike blue-chip stocks, micro-cap stocks and unlisted stocks often trade with limited public data, making corporate insider transactions (SEC Form 4) the single most important transparency tool. When corporate leadership buys shares on the open market here, it frequently signals a major fundamental turning point.
OTC Markets Tiers & Hierarchy
The OTC landscape consists of several tiers: OTCQX (Premium tier), OTCQB (Venture tier), and the Pink Open Market (Pink Sheets). More speculative levels include the Expert Market and Grey Market. Tracking real-time insider activity across these tiers provides crucial Pink Sheets OTC markets intelligence into the capital shifts of emerging and unlisted companies.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.