OTC Markets Insiders (Pink Sheets)
Real-time Form 4 Activity for Unlisted Securities & Micro-Caps
OTC markets (Pink Sheets) Intelligence
Insider trading on the Pink Sheets OTC markets provides a unique lens into the micro-cap universe. Because unlisted stocks often lack broad analyst coverage, SEC Form 4 filings are critical indicators of fundamental conviction.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-14 18:09 | 2024-11-06 | BLTH | AMERICAN BATTERY MATERIALS, INC. | CABO AGUSTIN | Officer - Chief Financial Officer | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | BUY | $0.05 | 50,000 | $2,650 | 50,000 | +100.0% |
| 2025-01-15 03:33 | 2025-01-10 | ILLR | Triller Group Inc. | Diamond Robert E. Jr. | Director | Investment Advice | SELL | $2.67 | 284,395 | $759,448 | 956,749 | -22.9% |
| 2025-01-14 23:53 | 2025-01-13 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $1.69 | 77,500 | $130,882 | 4,194,000 | +1.9% |
| 2025-01-14 22:12 | 2024-12-20 | LSMG | FinTrade Sherpa, Inc. | WALMESLEY MARK | Director, Officer - President | Gold and Silver Ores | BUY | $0.00 | 100,000 | $300 | 8,710,545 | +1.2% |
| 2025-01-15 02:32 | 2024-12-02 | DFCO | Dalrada Technology Group, Inc. | BONAR BRIAN | Director, Officer - Chief Executive Officer | Services-Help Supply Services | BUY | $0.06 | 16,600 | $955 | 6,458,525 | +0.3% |
| 2025-01-15 03:32 | 2025-01-10 | MODV | Modivcare Inc. | Coliseum Capital Management, LLC | 10% owner | Transportation Services | BUY | $6.65 | 1,502,424 | $9,995,927 | 4,485,175 | +50.4% |
| 2025-01-14 02:35 | 2025-01-10 | MODV | Modivcare Inc. | Q Global Capital Management, L.P. | 10% owner | Transportation Services | SELL | $7.21 | 749,002 | $5,400,230 | 1,221,933 | -38.0% |
| 2025-01-14 02:35 | 2025-01-10 | MODV | Modivcare Inc. | Q Global Capital Management, L.P. | 10% owner | Transportation Services | BUY | $12.61 | 3,837 | $48,385 | 1,970,935 | +0.2% |
| 2025-01-13 22:03 | 2025-01-10 | LBSR | LIBERTY STAR URANIUM & METALS CORP. | MADARIS PATRICIA | Officer - CFO & VP Finance/Acting CEO | Metal Mining | BUY | $0.11 | 1,133,574 | $124,693 | 1,133,574 | +100.0% |
| 2025-01-11 03:25 | 2025-01-08 | GTI | GRAPHJET TECHNOLOGY | SURIA SUKSES ENGINEERING SDN BHD | 10% owner | Electrical Industrial Apparatus | SELL | $0.46 | 4,145,916 | $1,923,705 | 4,490,517 | -48.0% |
| 2025-01-11 00:49 | 2025-01-08 | GTI | GRAPHJET TECHNOLOGY | Hoo Swee Guan | Director | Electrical Industrial Apparatus | SELL | $0.46 | 521,788 | $240,022 | 0 | -100.0% |
| 2025-01-11 01:41 | 2025-01-07 | TTSH | TILE SHOP HOLDINGS, INC. | Fund 1 Investments, LLC | 10% owner | Retail-Home Furniture, Furnishings & Equipment Stores | BUY | $6.75 | 91,359 | $616,600 | 10,434,960 | +0.9% |
| 2025-01-11 02:25 | 2025-01-08 | ETST | Earth Science Tech, Inc. | Cazeau Jeff P. H. | Other | Pharmaceutical Preparations | BUY | $0.15 | 72,555 | $10,520 | 318,860 | +29.5% |
| 2025-01-11 02:21 | 2024-08-27 | ETST | Earth Science Tech, Inc. | Cazeau Jeff P. H. | Other | Pharmaceutical Preparations | BUY | $0.22 | 45,409 | $9,990 | 96,014 | +89.7% |
| 2025-01-11 02:19 | 2025-01-07 | ETST | Earth Science Tech, Inc. | Cazeau Jeff P. H. | Other | Pharmaceutical Preparations | BUY | $0.12 | 79,200 | $9,504 | 246,305 | +47.4% |
| 2025-01-11 02:17 | 2024-11-01 | ETST | Earth Science Tech, Inc. | Cazeau Jeff P. H. | Other | Pharmaceutical Preparations | BUY | $0.14 | 71,091 | $9,953 | 167,105 | +74.0% |
| 2025-01-11 01:32 | 2024-11-12 | WYTC | WYTEC INTERNATIONAL INC | GRAY WILLIAM HENRY | Officer, 10% owner - CEO | Telegraph & Other Message Communications | BUY | $1.04 | 2,700 | $2,808 | 3,202,347 | +0.1% |
| 2025-01-11 03:12 | 2025-01-08 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $1.72 | 6,500 | $11,180 | 4,116,500 | +0.2% |
| 2025-01-11 01:26 | 2025-01-10 | TBTC | TABLE TRAC INC | Berger Andrew | Director | Services-Miscellaneous Amusement & Recreation | BUY | $3.95 | 27,000 | $106,650 | 27,000 | +100.0% |
| 2025-01-09 01:04 | 2025-01-06 | GTI | GRAPHJET TECHNOLOGY | Hoo Swee Guan | Director | Electrical Industrial Apparatus | SELL | $0.69 | 326,203 | $223,547 | 521,788 | -38.5% |
| 2025-01-09 01:03 | 2025-01-06 | GTI | GRAPHJET TECHNOLOGY | SURIA SUKSES ENGINEERING SDN BHD | 10% owner | Electrical Industrial Apparatus | SELL | $0.62 | 3,356,997 | $2,089,395 | 10,565,285 | -24.1% |
| 2025-01-08 22:50 | 2025-01-07 | ETST | Earth Science Tech, Inc. | Cazeau Jeff P. H. | Other | Pharmaceutical Preparations | BUY | $0.12 | 79,200 | $9,504 | 249,305 | +46.6% |
| 2025-01-08 05:15 | 2023-10-20 | MULN | BOLLINGER INNOVATIONS, INC. | WINTER MARY | Director | Motor Vehicles & Passenger Car Bodies | SELL | $158.23 | 689 | $109,022 | 1 | -99.9% |
| 2025-01-08 00:46 | 2025-01-07 | FMBM | F&M BANK CORP | Runion Christopher S. | Director | State Commercial Banks | BUY | $20.18 | 400 | $8,072 | 7,129 | +5.9% |
| 2025-01-08 00:37 | 2025-01-07 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $1.72 | 2,000 | $3,440 | 4,250,000 | +0.0% |
| 2025-01-08 01:00 | 2025-01-03 | BDCO | BLUE DOLPHIN ENERGY CO | CARROLL JONATHAN P | Director, Officer, 10% owner - CEO & President | Crude Petroleum & Natural Gas | BUY | $2.75 | 8,000 | $22,000 | 4,068,779 | +0.2% |
| 2025-01-06 22:23 | 2025-01-02 | GTI | GRAPHJET TECHNOLOGY | SURIA SUKSES ENGINEERING SDN BHD | 10% owner | Electrical Industrial Apparatus | SELL | $1.01 | 1,560,613 | $1,583,866 | 13,922,282 | -10.1% |
| 2025-01-06 14:00 | 2024-12-24 | ZCAR | Zoomcar Holdings, Inc. | Nishijima Hiroshi | Officer - Acting CEO | Services-Auto Rental & Leasing (No Drivers) | BUY | $1.56 | 32,052 | $50,001 | 32,052 | +100.0% |
| 2025-01-07 02:01 | 2025-01-02 | TTSH | TILE SHOP HOLDINGS, INC. | Fund 1 Investments, LLC | 10% owner | Retail-Home Furniture, Furnishings & Equipment Stores | BUY | $6.93 | 118,600 | $822,052 | 10,343,601 | +1.2% |
| 2025-01-06 14:13 | 2025-01-02 | ETST | Earth Science Tech, Inc. | Sanchez Yovan Arturo | Director | Pharmaceutical Preparations | BUY | $0.12 | 56,151 | $6,738 | 1,406,151 | +4.2% |
| 2025-01-07 00:21 | 2025-01-03 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $1.70 | 157,800 | $268,607 | 4,248,000 | +3.9% |
| 2025-01-03 21:01 | 2025-01-02 | QNBC | QNB CORP. | Gorski Gerald E | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 287 | +68.8% |
| 2025-01-03 21:09 | 2025-01-02 | QNBC | QNB CORP. | Ray-Chaudhuri Ranajoy | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 1,414 | +9.0% |
| 2025-01-03 20:52 | 2025-01-02 | QNBC | QNB CORP. | Bimes Randy S. | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 247,734 | +0.0% |
| 2025-01-04 00:01 | 2024-12-31 | GTII-GTBIF | Green Thumb Industries Inc. | Kravitz Bret | Officer - GENERAL COUNSEL AND SECRETARY | Agricultural Production-Crops | SELL | $7.85 | 3,000 | $23,550 | 669,379 | -0.4% |
| 2025-01-03 20:46 | 2025-01-02 | QNBC | QNB CORP. | Bergman Laurie | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 1,414 | +9.0% |
| 2025-01-03 21:05 | 2025-01-02 | QNBC | QNB CORP. | Mann Jennifer L | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 8,754 | +1.4% |
| 2025-01-03 21:25 | 2025-01-02 | QNBC | QNB CORP. | Stevenson Scott R | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 1,701 | +7.4% |
| 2025-01-03 21:17 | 2025-01-02 | QNBC | QNB CORP. | Stauffer W Randall | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 54,299 | +0.2% |
| 2025-01-04 03:00 | 2025-01-02 | ZYXI | ZYNEX INC | MOORHEAD DANIEL J | Officer - CHIEF FINANCIAL OFFICER | Electromedical & Electrotherapeutic Apparatus | SELL | $7.88 | 10,000 | $78,800 | 26,299 | -27.5% |
| 2025-01-03 20:41 | 2025-01-02 | QNBC | QNB CORP. | BAYLES AUTUMN R | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 2,337 | +5.3% |
| 2025-01-03 20:56 | 2025-01-02 | QNBC | QNB CORP. | BROWN KENNETH F JR | Director | State Commercial Banks | BUY | $33.92 | 117 | $3,969 | 150,714 | +0.1% |
| 2025-01-04 00:17 | 2025-01-02 | BSPK | Bespoke Extracts, Inc. | FEINSOD MICHAEL | Director, Officer, 10% owner - CEO | Pharmaceutical Preparations | BUY | $0.11 | 13,000 | $1,385 | 2,479,612 | +0.5% |
| 2025-01-03 18:11 | 2025-01-01 | NA | Lake Area Corn Processors LLC | Hansen Randall Lloyd | Director, Officer - Secretary | Industrial Organic Chemicals | BUY | $5.42 | 10,000 | $54,200 | 9,000 | +100.0% |
| 2025-01-03 22:06 | 2024-12-31 | ACUT | Accustem Sciences Inc. | CERRONE GABRIELE M | Director, 10% owner | Pharmaceutical Preparations | BUY | $0.38 | 100,000 | $38,100 | 4,719,957 | +2.2% |
| 2025-01-04 00:16 | 2025-01-03 | FXBY | FOXBY CORP. | Winmill Woodworth Borst | Director | Other | BUY | $17.15 | 200 | $3,430 | 200 | +100.0% |
| 2025-01-04 04:03 | 2024-12-31 | WHLM | Wilhelmina International, Inc. | LICHTENSTEIN WARREN G | 10% owner, Other | Services-Management Consulting Services | BUY | $3.55 | 333,444 | $1,182,159 | 983,773 | +51.3% |
| 2025-01-02 14:12 | 2024-12-31 | GTI | GRAPHJET TECHNOLOGY | SURIA SUKSES ENGINEERING SDN BHD | 10% owner | Electrical Industrial Apparatus | SELL | $0.89 | 2,000,000 | $1,780,000 | 15,482,895 | -11.4% |
| 2025-01-02 14:10 | 2024-12-31 | GTI | GRAPHJET TECHNOLOGY | Hoo Swee Guan | Director | Electrical Industrial Apparatus | SELL | $0.87 | 175,000 | $152,250 | 847,991 | -17.1% |
| 2025-01-02 16:58 | 2024-12-24 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | He Junli | Director, Officer - CEO | Surgical & Medical Instruments & Apparatus | BUY | $2.87 | 2,299 | $6,598 | 262,000 | +0.9% |
Tracking Pink Sheets OTC markets Conviction
The Pink Sheets OTC markets represent the most agile segments of the financial ecosystem. Unlike blue-chip stocks, micro-cap stocks and unlisted stocks often trade with limited public data, making corporate insider transactions (SEC Form 4) the single most important transparency tool. When corporate leadership buys shares on the open market here, it frequently signals a major fundamental turning point.
OTC Markets Tiers & Hierarchy
The OTC landscape consists of several tiers: OTCQX (Premium tier), OTCQB (Venture tier), and the Pink Open Market (Pink Sheets). More speculative levels include the Expert Market and Grey Market. Tracking real-time insider activity across these tiers provides crucial Pink Sheets OTC markets intelligence into the capital shifts of emerging and unlisted companies.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.