Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-04 20:27 | 2026-06-03 | UIS | UNISYS CORP | Richardson Troy | Director | Services-Computer Integrated Systems Design | SELL | $4.40 | 110,000 | -$484,374 | 106,451 | -50.8% |
| 2026-06-04 20:11 | 2026-06-02 | OPAL | OPAL Fuels Inc. | Nisar Nadeem | Director | Gas & Other Services Combined | BUY | $2.30 | 15,000 | $34,451 | 247,785 | +6.4% |
| 2026-06-04 20:08 | 2026-06-02 | NIVF | NewGenIvf Group Ltd | HRT FINANCIAL LP | 10% owner | Services-Misc Health & Allied Services, NEC | BUY | $0.92 | 34,756 | $32,000 | 83,079 | +71.9% |
| 2026-06-05 01:29 | 2026-06-02 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | CEPEDA MAYORGA LUIS FELIPE | Officer - Dev & Cap Projects Senior Mgr | Real Estate | SELL | $3.44 | 8,366 | -$28,779 | 0 | -100.0% |
| 2026-06-05 00:35 | 2026-06-03 | GNLX | GENELUX Corp | Smalling Ralph | Officer - Head of Regulatory | Pharmaceutical Preparations | SELL | $2.93 | 192 | -$563 | 67,611 | -0.3% |
| 2026-06-05 00:43 | 2026-06-01 | DNUT | Krispy Kreme, Inc. | Hees Bernardo | Director | Retail-Food Stores | BUY | $3.36 | 630,111 | $2,116,732 | 1,549,633 | +68.5% |
| 2026-06-04 23:47 | 2026-06-02 | OPAD | Offerpad Solutions Inc. | Bair Brian | Director, Officer - Chief Executive Officer | Real Estate Agents & Managers (For Others) | BUY | $0.82 | 125,000 | $102,600 | 184,534 | +210.0% |
| 2026-06-04 21:41 | 2026-06-02 | FVRR | Fiverr International Ltd. | Fisher Adam Ralph | Director | Services-Business Services, NEC | SELL | $0.00 | 0 | $0 | 0 | -100.0% |
| 2026-06-04 21:20 | 2026-06-02 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $0.45 | 210,000 | $95,214 | 3,510,000 | +6.4% |
| 2026-06-04 21:04 | 2026-06-02 | RXRX | RECURSION PHARMACEUTICALS, INC. | Borgeson Blake | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.68 | 30,000 | -$110,400 | 6,169,863 | -0.5% |
| 2026-06-04 21:04 | 2026-06-03 | RXRX | RECURSION PHARMACEUTICALS, INC. | Bumpus Namandje | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.54 | 4,386 | -$15,526 | 43,171 | -9.2% |
| 2026-06-04 20:53 | 2026-06-02 | NAUT | Nautilus Biotechnology, Inc. | AH Equity Partners Bio II, L.L.C. | 10% owner | Laboratory Analytical Instruments | SELL | $2.35 | 5,000,000 | -$11,750,000 | 971,885 | -83.7% |
| 2026-06-04 21:00 | 2026-06-02 | IBATF | INTERNATIONAL BATTERY METALS LTD. | RUTLEDGE MICHAEL A | Officer - Chief Financial Officer | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | OPT+S | $0.09 | 197,292 | -$18,545 | 252,708 | 0.0% |
| 2026-06-04 20:31 | 2026-06-02 | HKIT | HiTek Global Inc. | JANE STREET GROUP, LLC | 10% owner | Services-Prepackaged Software | BUY | $1.74 | 1,093 | $1,904 | 237,578 | +0.5% |
| 2026-06-04 20:31 | 2026-06-02 | HKIT | HiTek Global Inc. | JANE STREET GROUP, LLC | 10% owner | Services-Prepackaged Software | SELL | $0.35 | 172,431 | -$60,523 | 67,718 | -71.8% |
| 2026-06-04 20:15 | 2026-06-03 | TPET | Trio Petroleum Corp | Ross Robin A. | Director, Officer - Chief Executive Officer | Crude Petroleum & Natural Gas | SELL | $0.00 | 25,000 | $0 | 625,000 | -3.8% |
| 2026-06-04 19:52 | 2026-06-03 | RCG | RENN Fund, Inc. | DOYLE PETER | Other | Other | BUY | $2.75 | 400 | $1,100 | 1,500 | +36.4% |
| 2026-06-04 20:02 | 2026-06-02 | BFLY | Butterfly Network, Inc. | Caezza Nicholas | Officer - Deputy General Counsel | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | SELL | $4.52 | 1,733 | -$7,831 | 310,307 | -0.6% |
| 2026-06-04 20:04 | 2026-06-02 | BOF | BranchOut Food Inc. | Kaufman Daniel Louis | 10% owner | Food and Kindred Products | SELL | $3.06 | 1,189,676 | -$3,640,409 | 500,000 | -70.4% |
| 2026-06-04 19:40 | 2023-10-23 | GIPL | Global Innovative Platforms Inc. | BROWN DAVID A B | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.03 | 6,682,800 | $201,821 | 3,775,612 | +100.0% |
| 2026-06-04 19:25 | 2026-06-02 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | SOTTIL ACHUTEGUI JUAN FELIPE | Officer - CHIEF FINANCIAL OFFICER | Real Estate | SELL | $3.44 | 150,000 | -$516,000 | 1,351,608 | -10.0% |
| 2026-06-04 19:18 | 2026-06-02 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Cueto Riestra Juan Carlos | Officer - VP NEW BUSINESS CENTRAL REGION | Real Estate | SELL | $3.44 | 74,017 | -$254,618 | 0 | -100.0% |
| 2026-06-04 17:51 | 2026-06-03 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.50 | 200 | -$300 | 2,077,566 | 0.0% |
| 2026-06-04 17:39 | 2026-06-02 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.52 | 16,631 | -$25,307 | 2,077,766 | -0.8% |
| 2026-06-04 17:44 | 2026-06-03 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.49 | 435 | -$647 | 2,275,291 | 0.0% |
| 2026-06-04 16:56 | 2026-06-03 | PFHO | PACIFIC HEALTH CARE ORGANIZATION INC | KUBOTA TOM | Director, Officer, 10% owner - CEO & President | Services-Misc Health & Allied Services, NEC | BUY | $1.00 | 24,742 | $24,742 | 8,500,000 | +0.3% |
| 2026-06-04 15:17 | 2026-06-03 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.75 | 756 | $2,079 | 914,520 | +0.1% |
| 2026-06-04 14:21 | 2026-06-02 | GROW | U S GLOBAL INVESTORS INC | Pilecki Derek Steven | Other | Investment Advice | BUY | $2.59 | 20,826 | $54,035 | 1,121,593 | +1.9% |
| 2026-06-04 14:18 | 2026-06-02 | GROW | U S GLOBAL INVESTORS INC | Gator Capital Management, LLC | 10% owner | Investment Advice | BUY | $2.59 | 20,826 | $54,035 | 1,121,593 | +1.9% |
| 2026-06-04 10:23 | 2026-06-02 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - Chief Financial Officer & COO | Services-Educational Services | SELL | $0.28 | 500 | -$139 | 2,975,330 | 0.0% |
| 2026-06-03 21:49 | 2026-06-01 | BZAI | Blaize Holdings, Inc. | Sehmi Harminder | Officer - Chief Financial Officer | Semiconductors & Related Devices | SELL | $1.82 | 40,609 | -$73,908 | 300,382 | -11.9% |
| 2026-06-03 20:05 | 2026-06-01 | SDST | Stardust Power Inc. | CORTEGOSO PABLO | Officer - Chief Technical Officer | Primary Smelting & Refining of Nonferrous Metals | SELL | $2.26 | 44,452 | -$100,462 | 586,587 | -7.0% |
| 2026-06-03 20:30 | 2026-06-01 | RCEL | AVITA Medical, Inc. | Woody Joseph Fralin | Director | Surgical & Medical Instruments & Apparatus | BUY | $4.25 | 20,000 | $84,936 | 20,000 | +100.0% |
| 2026-06-03 20:50 | 2026-06-02 | BIRD | Allbirds, Inc. | Mitchell Ann | Officer - Chief Financial Officer | Apparel & Other Finishd Prods of Fabrics & Similar Matl | SELL | $4.52 | 1,587 | -$7,174 | 76,188 | -2.0% |
| 2026-06-03 20:15 | 2026-06-02 | GLND | Greenland Energy Co | SWETS LARRY G JR | Director | Drilling Oil & Gas Wells | BUY | $3.05 | 15,000 | $45,705 | 560,000 | +2.8% |
| 2026-06-03 20:15 | 2026-06-01 | LUNG | Pulmonx Corp | French Glendon E. III | Director, Officer - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $1.55 | 56,149 | -$86,874 | 1,178,162 | -4.5% |
| 2026-06-03 20:27 | 2026-06-02 | GGB | GERDAU S.A. | Metz Mauricio | Other | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.85 | 7,000 | -$33,950 | 22,536 | -23.7% |
| 2026-06-03 20:54 | 2026-06-02 | GGB | GERDAU S.A. | Wang Chia Yuan | Other | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.49 | 30,935 | -$138,898 | 0 | -100.0% |
| 2026-06-03 20:11 | 2026-06-02 | AWRE | AWARE INC /MA/ | Traverse David K | Officer - Chief Financial Officer | Services-Prepackaged Software | BUY | $1.46 | 5,000 | $7,300 | 73,707 | +7.3% |
| 2026-06-04 01:30 | 2026-06-02 | FLD | Fold Holdings, Inc. | Repass Wolfe | Officer - Chief Financial Officer | Finance Services | OPT+S | $0.91 | 1,310 | -$1,186 | 731,094 | 0.0% |
| 2026-06-04 01:30 | 2026-06-02 | FLD | Fold Holdings, Inc. | Reeves William Brian Poppic | Officer, 10% owner - Chief Executive Officer | Finance Services | OPT+S | $0.91 | 5,639 | -$5,103 | 5,473,177 | 0.0% |
| 2026-06-04 01:30 | 2026-06-02 | FLD | Fold Holdings, Inc. | Dickman Thomas J | Officer - Chief Technology Officer | Finance Services | OPT+S | $0.91 | 6 | -$5 | 539,567 | 0.0% |
| 2026-06-04 00:59 | 2026-06-01 | TYGO | TIGO ENERGY, INC. | ALON ZVI | Director, Officer, 10% owner - CEO / Chairperson | Semiconductors & Related Devices | OPT+S | $3.66 | 214,435 | -$785,604 | 1,311,373 | 0.0% |
| 2026-06-04 00:30 | 2026-06-01 | WWR | WESTWATER RESOURCES, INC. | PAGLIARA TRACY D | Director | Metal Mining | SELL | $0.57 | 26,237 | -$15,050 | 923,888 | -2.8% |
| 2026-06-03 22:53 | 2026-06-01 | NXGL | NEXGEL, INC. | Levy Adam R. | Director, Officer - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | SELL | $0.59 | 2,000 | -$1,172 | 342,692 | -0.6% |
| 2026-06-03 22:58 | 2026-06-01 | BRCC | BRC Inc. | Hafer Evan | Director, Officer, 10% owner - Founder | Beverages | SELL | $1.49 | 2,000,000 | -$2,980,000 | 0 | -100.0% |
| 2026-06-03 22:42 | 2026-06-03 | LODE | Comstock Inc. | Drozdoff Leo M | Director | Industrial Organic Chemicals | BUY | $4.11 | 7,000 | $28,770 | 193,474 | +3.8% |
| 2026-06-03 22:42 | 2026-06-03 | LODE | Comstock Inc. | DEGASPERIS CORRADO | Director, Officer - CEO | Industrial Organic Chemicals | BUY | $3.98 | 10,682 | $42,461 | 181,500 | +6.3% |
| 2026-06-03 22:42 | 2026-06-01 | HOWL | Werewolf Therapeutics, Inc. | EVNIN LUKE | Director | Pharmaceutical Preparations | SELL | $0.46 | 139,803 | -$63,624 | 482,776 | -22.5% |
| 2026-06-03 22:43 | 2026-06-01 | LODE | Comstock Inc. | Pei Steven Yu-Tsung | Director | Industrial Organic Chemicals | BUY | $4.02 | 360,000 | $1,446,660 | 1,890,980 | +23.5% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.