Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-20 20:33 | 2026-05-19 | HUMA | Humacyte, Inc. | Sebelius Kathleen | Director | Biological Products, (No Diagnostic Substances) | BUY | $0.88 | 56,818 | $50,000 | 148,025 | +62.3% |
| 2026-05-20 20:33 | 2026-05-19 | NEOV | NeoVolta Inc. | Bond Steve | Director, Officer - Executive Vice President | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $2.09 | 47,000 | $98,131 | 797,000 | +6.3% |
| 2026-05-20 20:15 | 2026-05-19 | WIT | WIPRO LTD | Iyer Aparna Chandrasekhar | Officer - Chief Financial Officer | Services-Computer Programming Services | SELL | $2.00 | 45,000 | -$90,000 | 3,678 | -92.4% |
| 2026-05-20 20:15 | 2026-05-19 | HAO | Haoxi Health Technology Ltd | Fan Zhen | Director, Officer, 10% owner - CEO & Chairman | Services-Advertising Agencies | BUY | $0.02 | 40,000,000 | $720,000 | 40,690,800 | +5,790.4% |
| 2026-05-20 20:15 | 2026-05-06 | UCAR | U Power Ltd | Jia Li | Director, Officer - Chief Executive Officer | Motor Vehicle Parts & Accessories | BUY | $1.64 | 1,829,269 | $3,000,001 | 1,829,269 | +100.0% |
| 2026-05-20 20:15 | 2025-05-18 | AVIR | Atea Pharmaceuticals, Inc. | Murphy Polly A. | Director | Pharmaceutical Preparations | BUY | $4.17 | 6,100 | $25,446 | 92,145 | +7.1% |
| 2026-05-20 20:15 | 2026-05-08 | WIT | WIPRO LTD | Pallia Srinivas | Director, Officer - Chief Executive Officer | Services-Computer Programming Services | SELL | $1.90 | 420,707 | -$800,479 | 893,805 | -32.0% |
| 2026-05-20 20:16 | 2026-05-18 | OPAL | OPAL Fuels Inc. | Nisar Nadeem | Director | Gas & Other Services Combined | BUY | $2.02 | 5,000 | $10,100 | 232,785 | +2.2% |
| 2026-05-20 20:17 | 2026-05-18 | OPAL | OPAL Fuels Inc. | Dols Scott V. | Director | Gas & Other Services Combined | BUY | $2.04 | 37,708 | $76,924 | 233,380 | +19.3% |
| 2026-05-20 20:18 | 2026-05-18 | NRDY | Nerdy Inc. | Swenson Christopher C. | Officer - Chief Legal Officer | Services-Educational Services | SELL | $0.80 | 22,796 | -$18,237 | 1,911,784 | -1.2% |
| 2026-05-20 20:02 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Puylaert Kevin | Officer - Chief Sales Officer | Services-Computer Processing & Data Preparation | SELL | $4.54 | 33 | -$150 | 148,164 | 0.0% |
| 2026-05-20 20:02 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Valente Manuela | Officer - Chief People Officer | Services-Computer Processing & Data Preparation | SELL | $4.60 | 380 | -$1,747 | 214,691 | -0.2% |
| 2026-05-20 20:02 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Van Well Daan | Officer - Chief Legal Officer | Services-Computer Processing & Data Preparation | SELL | $4.60 | 684 | -$3,149 | 345,052 | -0.2% |
| 2026-05-20 20:02 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Menu Philippe | Officer - Chief Medical Officer | Services-Computer Processing & Data Preparation | SELL | $4.61 | 608 | -$2,800 | 255,780 | -0.2% |
| 2026-05-20 20:02 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Camblong Jurgi | Director, Officer - Chief Executive Officer | Services-Computer Processing & Data Preparation | SELL | $4.60 | 4,486 | -$20,658 | 3,629,495 | -0.1% |
| 2026-05-20 20:02 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Xu Zhenyu | Officer - Chief Scientific Officer | Services-Computer Processing & Data Preparation | SELL | $4.60 | 608 | -$2,798 | 626,280 | -0.1% |
| 2026-05-20 20:03 | 2026-05-19 | SOPH | SOPHiA GENETICS SA | Muken Ross | Officer - President | Services-Computer Processing & Data Preparation | SELL | $4.60 | 761 | -$3,501 | 680,911 | -0.1% |
| 2026-05-20 19:13 | 2026-05-18 | AHNRF | ATHENA GOLD CORP | POWER JOHN C /CA/ | Director, Officer, 10% owner - President and CEO | Gold and Silver Ores | BUY | $0.33 | 10,102 | $3,321 | 7,500 | +100.0% |
| 2026-05-20 18:37 | 2026-05-19 | MTEX | MANNATECH INC | Robbins Kevin Andrew | Director | Medicinal Chemicals & Botanical Products | BUY | $4.17 | 7,100 | $29,607 | 33,333 | +27.1% |
| 2026-05-20 18:39 | 2026-05-20 | NTWK | NETSOL TECHNOLOGIES INC | GHAURI NAJEEB | Director, Officer - CEO | Services-Prepackaged Software | BUY | $4.02 | 5,000 | $20,120 | 983,999 | +0.5% |
| 2026-05-20 18:49 | 2026-05-19 | MTEX | MANNATECH INC | JOBE LARRY A | Director | Medicinal Chemicals & Botanical Products | BUY | $4.20 | 5,000 | $21,000 | 67,197 | +8.0% |
| 2026-05-20 17:52 | 2026-05-18 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.18 | 4,100 | $4,838 | 480,140 | +0.9% |
| 2026-05-20 16:39 | 2026-05-19 | STIM | Neuronetics, Inc. | Chernett Jorey | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.17 | 100,000 | $117,000 | 10,553,988 | +1.0% |
| 2026-05-20 16:41 | 2026-05-15 | MERC | MERCER INTERNATIONAL INC. | KELLOGG PETER R | 10% owner | Pulp Mills | BUY | $0.96 | 700,000 | $672,420 | 1,957,000 | +55.7% |
| 2026-05-20 16:25 | 2026-05-19 | TOI | Oncology Institute, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $4.09 | 30,000 | $122,700 | 10,529,358 | +0.3% |
| 2026-05-20 14:34 | 2026-05-18 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.50 | 9,829 | -$14,792 | 2,195,153 | -0.4% |
| 2026-05-20 14:39 | 2026-05-18 | FOSL | Fossil Group, Inc. | Schoppert Wendy Lee | Director | Watches, Clocks, Clockwork Operated Devices/Parts | BUY | $4.14 | 24,331 | $100,730 | 120,625 | +25.3% |
| 2026-05-20 13:09 | 2026-05-18 | SMWB | SIMILARWEB LTD. | Offer Or | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $3.56 | 56,105 | $199,588 | 4,694,396 | +1.2% |
| 2026-05-20 13:03 | 2026-05-18 | CNSP | CNS Pharmaceuticals, Inc. | Charles Faith L. | Director | Pharmaceutical Preparations | BUY | $4.79 | 7,100 | $34,002 | 7,100 | +100.0% |
| 2026-05-20 12:00 | 2026-05-18 | OBIO | Orchestra BioMed Holdings, Inc. | Aryeh Jason | Director | Surgical & Medical Instruments & Apparatus | BUY | $3.75 | 665 | $2,494 | 118,118 | +0.6% |
| 2026-05-20 10:02 | 2026-05-18 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - CFO and COO | Services-Educational Services | SELL | $0.37 | 1,900 | -$699 | 3,097,130 | -0.1% |
| 2026-05-19 20:30 | 2026-05-15 | OTH | OFF THE HOOK YS INC. | Ruegg Jason Daniel | Director, Officer, 10% owner - President and Chairman | Ship & Boat Building & Repairing | SELL | $2.01 | 480,000 | -$963,216 | 10,775,000 | -4.3% |
| 2026-05-19 20:29 | 2026-05-12 | AVD | AMERICAN VANGUARD CORP | Gottschalk Patrick E | Director | Agricultural Chemicals | BUY | $2.94 | 40,000 | $117,400 | 166,705 | +31.6% |
| 2026-05-19 20:08 | 2026-05-15 | TLSI | TriSalus Life Sciences, Inc. | Marshak Richard | Officer - Chief Commercial Officer | Surgical & Medical Instruments & Apparatus | SELL | $2.67 | 543 | -$1,450 | 125,101 | -0.4% |
| 2026-05-19 20:26 | 2026-05-15 | UIS | UNISYS CORP | Germond Philippe | Director | Services-Computer Integrated Systems Design | SELL | $3.02 | 16,080 | -$48,618 | 256,453 | -5.9% |
| 2026-05-19 20:21 | 2026-05-15 | CDLX | Cardlytics, Inc. | Evans David Thomas | Officer - Chief Financial Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $0.65 | 200,000 | $129,000 | 317,930 | +169.6% |
| 2026-05-19 20:10 | 2026-05-18 | LAW | CS Disco, Inc. | Antoon Melanie | Officer - EVP, Chief Customer Officer | Services-Prepackaged Software | SELL | $3.61 | 8,590 | -$31,010 | 276,021 | -3.0% |
| 2026-05-19 20:09 | 2026-05-18 | LAW | CS Disco, Inc. | Crum Richard Francis | Officer - EVP, Chief Prod & Tech Officer | Services-Prepackaged Software | SELL | $3.61 | 7,492 | -$27,046 | 341,609 | -2.1% |
| 2026-05-19 20:09 | 2026-05-18 | LAW | CS Disco, Inc. | Garcia Susan | Officer - GC & Chief Compliance Officer | Services-Prepackaged Software | SELL | $3.61 | 6,972 | -$25,169 | 145,949 | -4.6% |
| 2026-05-19 20:08 | 2026-05-18 | LAW | CS Disco, Inc. | Herckis Karen | Officer - EVP, Chief HR Officer | Services-Prepackaged Software | SELL | $3.61 | 8,562 | -$30,909 | 189,311 | -4.3% |
| 2026-05-19 20:01 | 2026-05-19 | BLNE | Beeline Holdings, Inc. | Milton Tiffany | Officer - Chief Accounting Officer | Mortgage Bankers & Loan Correspondents | BUY | $1.02 | 15,000 | $15,300 | 10,003 | +100.0% |
| 2026-05-19 20:30 | 2026-05-15 | OTH | OFF THE HOOK YS INC. | John Brian | Director, Officer - CEO and Director | Ship & Boat Building & Repairing | SELL | $2.41 | 120,000 | -$289,200 | 1,133,350 | -9.6% |
| 2026-05-19 20:30 | 2026-05-19 | RCEL | AVITA Medical, Inc. | O'Toole David D | Officer - CFO | Surgical & Medical Instruments & Apparatus | BUY | $4.24 | 2,000 | $8,480 | 143,927 | +1.4% |
| 2026-05-19 21:35 | 2026-05-15 | PCSA | Processa Pharmaceuticals, Inc. | SKIBSTED RUSSELL | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $2.97 | 1,984 | $5,892 | 8,466 | +30.6% |
| 2026-05-19 20:24 | 2026-05-14 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $2.84 | 90,600 | $257,304 | 6,516,775 | +1.4% |
| 2026-05-19 20:05 | 2026-05-19 | FWDI | Forward Industries, Inc. | Pruitt Michael D | Director, Officer - Chief Executive Officer | Plastics Products, NEC | BUY | $4.16 | 500 | $2,080 | 1,500 | +50.0% |
| 2026-05-19 20:24 | 2026-05-19 | AMC | AMC ENTERTAINMENT HOLDINGS, INC. | ARON ADAM M | Director, Officer - CHAIRMAN, CEO & PRESIDENT | Services-Motion Picture Theaters | BUY | $1.38 | 250,000 | $344,350 | 2,437,020 | +11.4% |
| 2026-05-20 01:30 | 2026-05-18 | FLD | Fold Holdings, Inc. | Young Bracebridge H Jr | Director | Finance Services | BUY | $1.24 | 8,500 | $10,552 | 40,100 | +26.9% |
| 2026-05-20 01:30 | 2026-05-15 | NLST | NETLIST INC | SASAKI GAIL M | Officer - EVP and CFO | Semiconductors & Related Devices | SELL | $2.63 | 8,876 | -$23,312 | 484,594 | -1.8% |
| 2026-05-20 01:08 | 2026-05-15 | OM | Outset Medical, Inc. | Brottem John L. | Officer - General Counsel | Electromedical & Electrotherapeutic Apparatus | SELL | $3.70 | 2,638 | -$9,761 | 30,277 | -8.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.