Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-21 20:49 | 2026-10-19 | TENX | TENAX THERAPEUTICS, INC. | ADAR1 Capital Management, LLC | 10% owner | Pharmaceutical Preparations | BUY | $1.59 | 922,849 | $1,463,454 | 7,447,000 | +14.1% |
| 2026-10-21 20:10 | 2026-10-20 | VRXA | Veraxa Biotech AG - Post de-SPAC | Ziegler Christoph Samuel | Director | Pharmaceutical Preparations | BUY | $1.09 | 30,000 | $32,700 | 37,932 | +378.2% |
| 2026-10-21 20:20 | 2026-10-19 | BLND | Blend Labs, Inc. | Ghamsari Nima | Director, Officer - HEAD OF BLEND | Services-Computer Programming, Data Processing, Etc. | SELL | $0.92 | 27,775 | -$25,664 | 7,750,693 | -0.4% |
| 2026-10-21 20:23 | 2026-10-13 | PETV | PetVivo Holdings, Inc. | A.L. Sarroff Fund, LLC | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.71 | 78,855 | $56,129 | 10,577,186 | +0.8% |
| 2026-10-21 16:52 | 2026-10-19 | DAIC | CID Holdco, Inc. | LHT I, LLC | 10% owner | Services-Computer Integrated Systems Design | SELL | $1.08 | 120,000 | -$129,528 | 1,762,767 | -6.4% |
| 2026-10-21 12:00 | 2026-10-20 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.95 | 5,541 | $5,260 | 106,229 | +5.5% |
| 2026-10-21 11:31 | 2026-10-19 | OWLS | OBOOK HOLDINGS INC. | WANG CHUN KAI | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $4.27 | 12,192 | $52,037 | 3,137,000 | +0.4% |
| 2026-10-21 11:34 | 2026-10-19 | VLN | Valens Semiconductor Ltd. | Rozenberg Haine Yael | Officer - VP Finance | Semiconductors & Related Devices | SELL | $1.62 | 1,458 | -$2,364 | 135,859 | -1.1% |
| 2026-10-20 21:56 | 2026-10-20 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Soares Karen | Officer - Chief Legal Officer | Hospital & Medical Service Plans | SELL | $4.66 | 19,275 | -$89,822 | 1,573,423 | -1.2% |
| 2026-10-20 21:57 | 2026-10-16 | AASP | Agassi Sports Entertainment Corp. | AGASSI ANDRE K | 10% owner | Retail-Miscellaneous Retail | BUY | $0.00 | 500,000 | $0 | 2,154,354 | +30.2% |
| 2026-10-20 21:41 | 2026-10-16 | JCTC | JEWETT CAMERON TRADING CO LTD | AJB Investment Fund II, LP | 10% owner | Retail-Lumber & Other Building Materials Dealers | BUY | $2.91 | 7,305 | $21,221 | 543,799 | +1.4% |
| 2026-10-20 21:42 | 2026-10-15 | BCDA | BioCardia, Inc. | Altman Peter | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | BUY | $0.95 | 500 | $475 | 385,385 | +0.1% |
| 2026-10-20 21:49 | 2026-10-16 | BOLD | Boundless Bio, Inc. | TANG KEVIN | 10% owner | Pharmaceutical Preparations | BUY | $2.34 | 149,474 | $349,590 | 2,990,109 | +5.3% |
| 2026-10-20 21:31 | 2026-10-16 | INM | InMed Pharmaceuticals Inc. | ADAR1 Capital Management, LLC | 10% owner | Pharmaceutical Preparations | BUY | $1.32 | 1,087 | $1,435 | 956,580 | +0.1% |
| 2026-10-20 20:43 | 2026-10-19 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Reynoso Jamie L. | Officer - CEO, Medicare Advantage | Hospital & Medical Service Plans | SELL | $4.41 | 4,066 | -$17,931 | 2,770,351 | -0.1% |
| 2026-10-20 20:47 | 2026-10-20 | AHNRF | ATHENA GOLD CORP | POWER JOHN C /CA/ | Director, Officer - Secretary | Gold and Silver Ores | BUY | $0.12 | 10,000 | $1,150 | 1,278,611 | +0.8% |
| 2026-10-20 20:32 | 2026-10-16 | NVA | Nova Minerals Corp | Gerteisen Christopher | Director, Officer - Chief Executive Officer | Gold and Silver Ores | BUY | $3.26 | 6,737 | $21,932 | 150,440 | +4.7% |
| 2026-10-20 20:32 | 2026-10-16 | NVA | Nova Minerals Corp | Geller Avi | Director | Gold and Silver Ores | BUY | $3.13 | 1,600 | $5,000 | 1,600 | +100.0% |
| 2026-10-20 20:05 | 2026-10-16 | CRGO | Freightos Ltd | Indave Sesma Andrea | Officer - VP, Human Resources | Arrangement of Transportation of Freight & Cargo | SELL | $0.79 | 1,659 | -$1,311 | 23,234 | -6.7% |
| 2026-10-20 20:06 | 2026-10-16 | CRGO | Freightos Ltd | Alventosa Abril Enric | Officer - Chief Technology Officer | Arrangement of Transportation of Freight & Cargo | SELL | $0.79 | 1,350 | -$1,067 | 15,424 | -8.0% |
| 2026-10-20 20:07 | 2026-10-16 | FBYD | Falcon's Beyond Global, Inc. | Brass Ring Trust | Other | Services-Miscellaneous Amusement & Recreation | SELL | $0.00 | 2,328,473 | $0 | 100,000 | -95.9% |
| 2026-10-20 18:31 | 2026-10-16 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.45 | 568 | -$824 | 1,963,775 | 0.0% |
| 2026-10-20 16:48 | 2026-10-12 | FBYD | Falcon's Beyond Global, Inc. | Tillman's Corner Trust | Other | Services-Miscellaneous Amusement & Recreation | SELL | $0.00 | 2,431,732 | $0 | 0 | -100.0% |
| 2026-10-20 15:20 | 2026-10-19 | ELPC | ENERGY CO OF PARANA | Sales Pedro Franco | Director | Electric Services | SELL | $3.48 | 50,000 | -$173,840 | 24,844 | -66.8% |
| 2026-10-20 13:11 | 2026-10-19 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.09 | 4,808 | -$19,665 | 1,131,625 | -0.4% |
| 2026-10-20 13:05 | 2026-10-16 | VTEX | VTEX | Gomes Andre Spolidoro Ferreira | Officer - Chief Strategy Officer | Services-Prepackaged Software | SELL | $4.19 | 6,000 | -$25,140 | 27,400 | -18.0% |
| 2026-10-20 13:09 | 2026-10-19 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.10 | 4,808 | -$19,713 | 904,313 | -0.5% |
| 2026-10-20 12:00 | 2026-10-19 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.98 | 6,211 | $6,086 | 100,688 | +6.6% |
| 2026-10-20 10:01 | 2026-10-19 | NNOX | Nano-X Imaging Ltd. | Meltzer Erez | Director, Officer - Chief Executive Officer | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | BUY | $0.45 | 25,000 | $11,250 | 90,443 | +38.2% |
| 2026-10-20 01:37 | 2026-10-15 | GRAB | Grab Holdings Ltd | Kandal Philipp Wolfgang Josef | Officer - Chief Product Officer | Services-Business Services, NEC | SELL | $3.00 | 30,000 | -$90,000 | 3,928,735 | -0.8% |
| 2026-10-20 01:39 | 2026-10-15 | GRAB | Grab Holdings Ltd | Oey Peter Henry | Officer - Chief Financial Officer | Services-Business Services, NEC | SELL | $2.98 | 50,000 | -$148,950 | 6,753,470 | -0.7% |
| 2026-10-20 00:32 | 2026-10-19 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer, 10% owner - Chief Executive Officer | Services-Personal Services | BUY | $1.05 | 4,700 | $4,916 | 578,542 | +0.8% |
| 2026-10-19 23:04 | 2026-10-16 | HIT | Health In Tech, Inc. | Hasan Zain Syed | Officer - Chief Growth Officer | Insurance Agents, Brokers & Service | SELL | $0.62 | 3,333 | -$2,066 | 173,660 | -1.9% |
| 2026-10-19 22:02 | 2026-10-09 | EP | EMPIRE PETROLEUM CORP | Mulacek Phil E | Director, 10% owner | Crude Petroleum & Natural Gas | BUY | $3.19 | 97,981 | $312,814 | 1,060,835 | +10.2% |
| 2026-10-19 21:44 | 2026-10-15 | CSHR | CoinShares PLC | Masters Daniel | Director, 10% owner | Security Brokers, Dealers & Flotation Companies | SELL | $3.96 | 109,392 | -$433,575 | 21,510,245 | -0.5% |
| 2026-10-19 21:37 | 2026-10-15 | GRSD | GRANDSTAND Ltd | McCrystle Kevin Ross | Director, Officer - CEO | Services-Miscellaneous Amusement & Recreation | BUY | $1.16 | 2,901 | $3,365 | 1,004,786 | +0.3% |
| 2026-10-19 21:38 | 2026-10-15 | SNES | SenesTech, Inc. | GLENBROOK CAPITAL MANAGEMENT | 10% owner | Agricultural Chemicals | BUY | $0.72 | 983,804 | $706,076 | 2,063,098 | +91.2% |
| 2026-10-19 21:12 | 2026-10-15 | RCAT | Red Cat Holdings, Inc. | Thompson Jeffrey M | Director, Officer - Chairman of the Board, CEO | Services-Prepackaged Software | SELL | $4.51 | 150,000 | -$676,500 | 11,562,202 | -1.3% |
| 2026-10-19 21:22 | 2026-10-15 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Director, Officer - CEO | Pharmaceutical Preparations | BUY | $0.06 | 2,000 | $114 | 9,436,656 | +0.0% |
| 2026-10-19 20:46 | 2026-10-15 | CNXU | Conexeu Sciences Inc. | Purcell Lynn Sebastian | Director, 10% owner | Orthopedic, Prosthetic & Surgical Appliances & Supplies | BUY | $3.00 | 166,666 | $499,998 | 3,118,514 | +5.6% |
| 2026-10-19 20:26 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Soares Karen | Officer - Chief Legal Officer | Hospital & Medical Service Plans | SELL | $4.68 | 14,673 | -$68,670 | 1,592,698 | -0.9% |
| 2026-10-19 20:29 | 2026-10-15 | PLUG | PLUG POWER INC | Haycraft Benjamin | Officer - CSO & GM EMEA | Electrical Industrial Apparatus | SELL | $1.41 | 9,375 | -$13,219 | 91,874 | -9.3% |
| 2026-10-19 20:31 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Toy Andrew | Director, Officer - Chief Executive Officer | Hospital & Medical Service Plans | SELL | $4.68 | 62,176 | -$290,984 | 9,078,334 | -0.7% |
| 2026-10-19 20:19 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Reynoso Jamie L. | Officer - CEO, Medicare Advantage | Hospital & Medical Service Plans | SELL | $4.68 | 18,273 | -$85,518 | 2,774,417 | -0.7% |
| 2026-10-19 20:22 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Wai Conrad | Officer - CEO, Counterpart Health | Hospital & Medical Service Plans | SELL | $4.68 | 23,627 | -$110,574 | 1,042,072 | -2.2% |
| 2026-10-19 20:23 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | THORNTON JOSEPH CLAY | Officer - Interim CFO | Hospital & Medical Service Plans | SELL | $4.68 | 4,591 | -$21,486 | 1,244,935 | -0.4% |
| 2026-10-19 20:01 | 2026-10-16 | NXDR | Nextdoor Holdings, Inc. | How Antoinette | Officer - Chief Accounting Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $2.49 | 20,705 | -$51,531 | 0 | 0.0% |
| 2026-10-19 20:02 | 2026-10-16 | NXDR | Nextdoor Holdings, Inc. | Schwartz Sophia | Officer - Chief Legal Officer, Secretary | Services-Computer Programming, Data Processing, Etc. | OPT+S | $2.51 | 48,120 | -$120,709 | 360,324 | 0.0% |
| 2026-10-19 20:03 | 2026-10-16 | KPTI | Karyopharm Therapeutics Inc. | Abate Kristin | Officer - Chief Accounting Officer | Pharmaceutical Preparations | SELL | $0.34 | 4,788 | -$1,647 | 18,616 | -20.5% |
| 2026-10-19 20:06 | 2026-10-16 | XFOR | X4 Pharmaceuticals, Inc | Craig Adam R | Director, Officer - Executive Chairman | Biological Products, (No Diagnostic Substances) | BUY | $2.58 | 4,600 | $11,884 | 333,251 | +1.4% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.