Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-19 23:45 | 2026-08-18 | BRLT | Brilliant Earth Group, Inc. | Grossberg Eric Scott | Director, Officer, 10% owner - Executive Chairman | Jewelry, Silverware & Plated Ware | BUY | $1.27 | 10,000 | $12,696 | 10,000 | +100.0% |
| 2026-08-19 23:45 | 2026-08-18 | BRLT | Brilliant Earth Group, Inc. | Gerstein Beth Tamara | Director, Officer, 10% owner - Chief Executive Officer | Jewelry, Silverware & Plated Ware | BUY | $1.25 | 10,000 | $12,532 | 10,000 | +100.0% |
| 2026-08-19 23:42 | 2026-06-05 | LIQT | LIQTECH INTERNATIONAL INC | Wowk Robert | Director | Misc Industrial & Commercial Machinery & Equipment | BUY | $1.00 | 50,000 | $50,000 | 50,000 | +100.0% |
| 2026-08-19 23:17 | 2026-08-17 | NMRA | Neumora Therapeutics, Inc. | Aurora Daljit Singh | Officer - See Remarks | Biological Products, (No Diagnostic Substances) | OPT+S | $1.55 | 277,773 | -$431,687 | 0 | 0.0% |
| 2026-08-19 23:23 | 2026-08-19 | HIVE | HIVE Digital Technologies Ltd. | Perrill Dave | Director | Finance Services | SELL | $2.72 | 100,000 | -$271,910 | 0 | -100.0% |
| 2026-08-19 23:02 | 2026-08-19 | SND | Smart Sand, Inc. | Beckelman Lee E | Officer - Chief Financial Officer | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $4.79 | 50,000 | -$239,500 | 721,845 | -6.5% |
| 2026-08-19 23:04 | 2026-08-18 | SND | Smart Sand, Inc. | Young James Douglas | Officer - SEE REMARKS | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $4.89 | 27,970 | -$136,843 | 344,958 | -7.5% |
| 2026-08-19 22:45 | 2026-08-17 | GLOO | Gloo Holdings, Inc. | THRIVENT FINANCIAL FOR LUTHERANS | 10% owner | Services-Computer Processing & Data Preparation | SELL | $3.30 | 8,000 | -$26,433 | 4,131,000 | -0.2% |
| 2026-08-19 22:59 | 2026-08-18 | SEER | Seer, Inc. | Horn David R. | Officer - PRESIDENT & CFO | Laboratory Analytical Instruments | SELL | $2.03 | 7,309 | -$14,809 | 486,650 | -1.5% |
| 2026-08-19 22:00 | 2026-08-19 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $3.48 | 12,841 | $44,687 | 6,575,445 | +0.2% |
| 2026-08-19 22:11 | 2026-08-14 | ZNTL | Zentalis Pharmaceuticals, Inc. | WALTERS GROUP | 10% owner | Pharmaceutical Preparations | BUY | $3.50 | 4,335,000 | $15,172,500 | 17,844,973 | +32.1% |
| 2026-08-19 21:46 | 2026-08-18 | SERV | Serve Robotics Inc. /DE/ | Kashani Ali | Director, Officer - Chief Executive Officer | General Industrial Machinery & Equipment, NEC | SELL | $4.56 | 45,158 | -$205,920 | 3,232,933 | -1.4% |
| 2026-08-19 21:46 | 2026-08-18 | SERV | Serve Robotics Inc. /DE/ | Parang Touraj | Director, Officer - President & COO | General Industrial Machinery & Equipment, NEC | SELL | $4.55 | 37,993 | -$172,701 | 1,260,251 | -2.9% |
| 2026-08-19 21:55 | 2026-08-17 | BLND | Blend Labs, Inc. | Haveli Investments, L.P. | Director, 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $1.44 | 17,397 | $25,120 | 18,711,054 | +0.1% |
| 2026-08-19 21:00 | 2026-08-18 | LXEO | Lexeo Therapeutics, Inc. | Otero Jose Manuel | Officer - Chief Operating Officer | Biological Products, (No Diagnostic Substances) | SELL | $4.96 | 1,304 | -$6,464 | 136,178 | -0.9% |
| 2026-08-19 21:00 | 2026-08-18 | LXEO | Lexeo Therapeutics, Inc. | Townsend Richard Nolan | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | SELL | $4.95 | 3,345 | -$16,562 | 374,472 | -0.9% |
| 2026-08-19 21:00 | 2026-08-18 | LXEO | Lexeo Therapeutics, Inc. | Tamayo Louis Edward | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | SELL | $4.91 | 4,117 | -$20,203 | 92,907 | -4.2% |
| 2026-08-19 20:47 | 2026-08-17 | MSGM | Motorsport Games Inc. | Red Oak Partners, LLC | 10% owner | Services-Prepackaged Software | BUY | $3.95 | 30,113 | $119,007 | 173,233 | +21.0% |
| 2026-08-19 20:41 | 2026-08-17 | LAW | CS Disco, Inc. | Crum Richard Francis | Officer - EVP, Chief Prod & Tech Officer | Services-Prepackaged Software | SELL | $4.18 | 7,426 | -$31,041 | 335,183 | -2.2% |
| 2026-08-19 20:43 | 2026-08-17 | LAW | CS Disco, Inc. | Garcia Susan | Officer - GC & Chief Compliance Officer | Services-Prepackaged Software | SELL | $4.18 | 6,840 | -$28,591 | 139,109 | -4.7% |
| 2026-08-19 20:16 | 2026-08-19 | BRCC | BRC Inc. | Dickson Kathryn P | Director | Beverages | BUY | $0.85 | 50,000 | $42,475 | 522,690 | +10.6% |
| 2026-08-19 20:21 | 2026-08-18 | ICU | SeaStar Medical Holding Corp | Messinger Michael | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | BUY | $3.27 | 750 | $2,453 | 2,500 | +42.9% |
| 2026-08-19 20:23 | 2026-08-17 | GRAB | Grab Holdings Ltd | Oey Peter Henry | Officer - Chief Financial Officer | Services-Business Services, NEC | SELL | $3.60 | 50,000 | -$180,180 | 6,853,470 | -0.7% |
| 2026-08-19 20:05 | 2026-08-17 | BLND | Blend Labs, Inc. | Tkach Oxana | Officer - PRINCIPAL ACCOUNTING OFFICER | Services-Computer Programming, Data Processing, Etc. | SELL | $1.45 | 21,209 | -$30,685 | 96,238 | -18.1% |
| 2026-08-19 20:10 | 2026-08-17 | TELA | TELA Bio, Inc. | Getz Heather C | Director, Officer - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | BUY | $0.66 | 12,500 | $8,311 | 532,500 | +2.4% |
| 2026-08-19 19:31 | 2026-08-17 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $3.56 | 120,000 | -$427,008 | 913,929 | -11.6% |
| 2026-08-19 19:36 | 2026-08-17 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $3.56 | 120,000 | -$427,008 | 1,117,687 | -9.7% |
| 2026-08-19 19:25 | 2026-08-18 | FGL | Founder Group Ltd | HRT FINANCIAL LP | 10% owner | Construction - Special Trade Contractors | BUY | $0.38 | 61,617 | $23,476 | 172,745 | +55.4% |
| 2026-08-19 19:25 | 2026-08-17 | FGL | Founder Group Ltd | HRT FINANCIAL LP | 10% owner | Construction - Special Trade Contractors | SELL | $0.39 | 31,427 | -$12,382 | 111,128 | -22.0% |
| 2026-08-19 15:46 | 2026-08-17 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.20 | 4,100 | $4,912 | 534,890 | +0.8% |
| 2026-08-19 15:14 | 2026-08-18 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.80 | 756 | $2,117 | 953,832 | +0.1% |
| 2026-08-19 15:25 | 2026-08-18 | ADMQ | ADM ENDEAVORS, INC. | Johnson Marc | Director, Officer - CEO | Services-Advertising | BUY | $0.04 | 243,000 | $9,890 | 62,323,428 | +0.4% |
| 2026-08-19 14:30 | 2026-08-18 | ATXG | ADDENTAX GROUP CORP. | HONG ZHIWANG | Director, 10% owner | Services-Mailing, Reproduction, Commercial Art & Photography | BUY | $4.80 | 218,750 | $1,050,000 | 225,174 | +3,405.2% |
| 2026-08-19 14:28 | 2026-08-19 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Officer - CEO | Pharmaceutical Preparations | BUY | $0.06 | 10,000 | $590 | 9,365,456 | +0.1% |
| 2026-08-19 13:15 | 2026-08-17 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $1.47 | 3,420 | $5,039 | 441,993 | +0.8% |
| 2026-08-19 12:30 | 2026-08-17 | ACON | Aclarion, Inc. | Williams Amanda M | Director | Services-Medical Laboratories | BUY | $2.73 | 5,857 | $15,990 | 25,857 | +29.3% |
| 2026-08-19 12:41 | 2026-08-07 | CCHH | CCH Holdings Ltd | Ng Yah Ling | Director | Retail-Eating Places | BUY | $0.28 | 469,987 | $129,716 | 469,987 | +100.0% |
| 2026-08-19 11:44 | 2026-08-14 | GRCE | Grace Therapeutics, Inc. | Opaleye Management Inc. | 10% owner | Pharmaceutical Preparations | BUY | $2.09 | 11,608 | $24,206 | 2,760,000 | +0.4% |
| 2026-08-19 11:48 | 2026-08-07 | CCHH | CCH Holdings Ltd | Goh Kok E | Director, Officer - Chairman and CEO and COO | Retail-Eating Places | SELL | $0.28 | 4,872,500 | -$1,344,810 | 347,500 | -93.3% |
| 2026-08-19 11:48 | 2026-07-24 | CCHH | CCH Holdings Ltd | Goh Kok E | Director, Officer - Chairman and CEO and COO | Retail-Eating Places | BUY | $0.28 | 5,220,000 | $1,440,720 | 5,220,000 | +100.0% |
| 2026-08-18 20:13 | 2026-08-14 | NTHI | NEONC TECHNOLOGIES HOLDINGS, INC. | CHEN THOMAS C | Director, Officer, 10% owner - CEO | Pharmaceutical Preparations | BUY | $3.86 | 36,259 | $140,000 | 583,531 | +6.6% |
| 2026-08-18 20:17 | 2026-08-14 | AFCG | Advanced Flower Capital Inc. | Tannenbaum Robyn | Officer - President and CIO | Real Estate | BUY | $3.15 | 1,000 | $3,150 | 226,907 | +0.4% |
| 2026-08-18 20:45 | 2026-08-14 | GRAB | Grab Holdings Ltd | Kandal Philipp Wolfgang Josef | Officer - Chief Product Officer | Services-Business Services, NEC | SELL | $3.64 | 30,000 | -$109,182 | 3,988,735 | -0.7% |
| 2026-08-18 21:00 | 2026-08-17 | VRCA | Verrica Pharmaceuticals Inc. | Zawitz David | Officer - Chief Operating Officer | Pharmaceutical Preparations | BUY | $4.98 | 6,000 | $29,880 | 27,000 | +28.6% |
| 2026-08-18 21:00 | 2026-08-17 | VRCA | Verrica Pharmaceuticals Inc. | Rosenberg Noah L. | Officer - CMO | Pharmaceutical Preparations | BUY | $4.91 | 6,230 | $30,610 | 8,587 | +264.3% |
| 2026-08-18 21:00 | 2026-08-18 | VRCA | Verrica Pharmaceuticals Inc. | Kirby John J. | Officer - Interim CFO | Pharmaceutical Preparations | BUY | $4.93 | 5,000 | $24,650 | 23,962 | +26.4% |
| 2026-08-18 20:19 | 2026-08-17 | BRCC | BRC Inc. | Kadenacy Stephen M | Director | Beverages | SELL | $0.82 | 105,000 | -$86,195 | 234,953 | -30.9% |
| 2026-08-18 20:14 | 2026-08-14 | FGL | Founder Group Ltd | HRT FINANCIAL LP | 10% owner | Construction - Special Trade Contractors | BUY | $0.41 | 24,050 | $9,788 | 142,555 | +20.3% |
| 2026-08-18 20:02 | 2026-08-14 | PFSA | Profusa, Inc. | HRT FINANCIAL LP | 10% owner | Surgical & Medical Instruments & Apparatus | SELL | $0.90 | 3,163 | -$2,853 | 71,035 | -4.3% |
| 2026-08-18 20:13 | 2026-08-17 | AQST | Aquestive Therapeutics, Inc. | Barber Daniel | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $4.29 | 25,000 | -$107,168 | 585,574 | -4.1% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.