Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-18 20:08 | 2026-08-18 | EYPT | EyePoint, Inc. | Zaderej Karen L. | Director | Laboratory Analytical Instruments | BUY | $4.93 | 10,600 | $52,258 | 49,100 | +27.5% |
| 2026-08-19 01:30 | 2026-08-17 | FLD | Fold Holdings, Inc. | Dickman Thomas J | Officer - Chief Technology Officer | Finance Services | SELL | $0.46 | 2,884 | -$1,318 | 536,707 | -0.5% |
| 2026-08-19 00:17 | 2026-08-17 | PACB | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Van Oene Mark | Officer - See Remarks | Laboratory Analytical Instruments | SELL | $1.13 | 26,911 | -$30,409 | 2,705,853 | -1.0% |
| 2026-08-19 00:00 | 2026-08-14 | INDI | indie Semiconductor, Inc. | Wittmann Michael | Officer - Chief Operating Officer | Semiconductors & Related Devices | SELL | $4.10 | 42,468 | -$174,199 | 96,884 | -30.5% |
| 2026-08-19 00:10 | 2026-08-17 | IVVD | Invivyd, Inc. | Allen Robert D. III | Officer - Chief Scientific Officer | Biological Products, (No Diagnostic Substances) | OPT+S | $0.78 | 37,722 | -$29,295 | 178,765 | 0.0% |
| 2026-08-19 00:10 | 2026-08-17 | IVVD | Invivyd, Inc. | Andersen Jill | Officer - Chief Legal Officer, Secretary | Biological Products, (No Diagnostic Substances) | OPT+S | $0.78 | 67,962 | -$52,779 | 283,774 | 0.0% |
| 2026-08-19 00:10 | 2026-08-17 | IVVD | Invivyd, Inc. | Duke William E. | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | OPT+S | $0.78 | 40,780 | -$31,670 | 168,937 | 0.0% |
| 2026-08-19 00:10 | 2026-08-17 | IVVD | Invivyd, Inc. | Green Julie | Officer - Chief Human Resources Officer | Biological Products, (No Diagnostic Substances) | OPT+S | $0.78 | 40,780 | -$31,670 | 168,937 | 0.0% |
| 2026-08-19 00:10 | 2026-08-17 | IVVD | Invivyd, Inc. | Lee Timothy Edward | Officer - Chief Commercial Officer | Biological Products, (No Diagnostic Substances) | OPT+S | $0.78 | 40,780 | -$31,670 | 178,937 | 0.0% |
| 2026-08-18 23:45 | 2026-08-17 | OM | Outset Medical, Inc. | Trigg Leslie | Director, Officer - Chair and CEO | Electromedical & Electrotherapeutic Apparatus | SELL | $4.39 | 3,437 | -$15,088 | 194,597 | -1.7% |
| 2026-08-18 22:46 | 2026-08-17 | OM | Outset Medical, Inc. | Gaeta Renee | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | SELL | $4.39 | 4,543 | -$19,944 | 180,840 | -2.5% |
| 2026-08-18 22:51 | 2026-08-17 | OM | Outset Medical, Inc. | Brottem John L. | Officer - General Counsel | Electromedical & Electrotherapeutic Apparatus | SELL | $4.39 | 2,632 | -$11,554 | 87,475 | -2.9% |
| 2026-08-18 22:11 | 2026-08-14 | ADAG | Adagene Inc. | DO CUONG V | Director | Pharmaceutical Preparations | BUY | $3.75 | 2,000 | $7,500 | 2,000 | +100.0% |
| 2026-08-18 21:50 | 2026-08-17 | ALXO | ALX ONCOLOGY HOLDINGS INC | Wong Shelly | Officer - SVP, FINANCE AND CAO | Pharmaceutical Preparations | SELL | $1.93 | 573 | -$1,106 | 87,828 | -0.6% |
| 2026-08-18 21:51 | 2026-08-17 | ALXO | ALX ONCOLOGY HOLDINGS INC | Lettmann Jason | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | SELL | $1.93 | 2,230 | -$4,304 | 294,379 | -0.8% |
| 2026-08-18 21:33 | 2026-08-17 | MCRB | Seres Therapeutics, Inc. | Brady Kelly | Officer - See Remarks | Pharmaceutical Preparations | OPT+S | $4.55 | 64 | -$291 | 8,679 | 0.0% |
| 2026-08-18 21:15 | 2026-08-17 | AVD | AMERICAN VANGUARD CORP | Macicek Steven D | Director | Agricultural Chemicals | BUY | $2.09 | 19,000 | $39,710 | 99,711 | +23.5% |
| 2026-08-18 21:22 | 2026-08-17 | MCRB | Seres Therapeutics, Inc. | DesRosier Thomas | Officer - See Remarks | Pharmaceutical Preparations | OPT+S | $4.55 | 82 | -$373 | 8,117 | 0.0% |
| 2026-08-18 21:25 | 2026-08-17 | MCRB | Seres Therapeutics, Inc. | Henn Matthew R | Officer - See Remarks | Pharmaceutical Preparations | OPT+S | $4.55 | 81 | -$369 | 7,995 | 0.0% |
| 2026-08-18 21:27 | 2026-08-17 | MLCI | Mount Logan Capital Inc. | Satoren Brandon | Officer - Chief Financial Officer | Investment Advice | BUY | $3.08 | 2,000 | $6,150 | 19,814 | +11.2% |
| 2026-08-18 21:27 | 2026-08-17 | CDLX | Cardlytics, Inc. | Gupta Amit | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $4.00 | 13,461 | -$53,820 | 125,389 | 0.0% |
| 2026-08-18 21:27 | 2026-08-17 | MCRB | Seres Therapeutics, Inc. | Shaff Eric D. | Director | Pharmaceutical Preparations | OPT+S | $4.55 | 263 | -$1,197 | 12,499 | 0.0% |
| 2026-08-18 20:33 | 2026-08-17 | VTEX | VTEX | Gomes Andre Spolidoro Ferreira | Officer - Chief Strategy Officer | Services-Prepackaged Software | SELL | $3.57 | 6,000 | -$21,420 | 33,400 | -15.2% |
| 2026-08-18 20:26 | 2026-08-17 | DLHC | DLH Holdings Corp. | Mink Brook Asset Management LLC | 10% owner | Services-Help Supply Services | BUY | $4.54 | 2,000 | $9,076 | 2,178,231 | +0.1% |
| 2026-08-18 19:54 | 2026-08-14 | MSS | Maison Solutions Inc. | HRT FINANCIAL LP | 10% owner | Retail-Grocery Stores | SELL | $1.42 | 154,394 | -$219,239 | 97,488 | -61.3% |
| 2026-08-18 18:59 | 2026-08-14 | VENU | Venu Holding Corp | ROTH JAY W | Director, Officer, 10% owner - CEO & Chairman | Services-Amusement & Recreation Services | BUY | $1.97 | 4,750 | $9,365 | 9,267,864 | +0.1% |
| 2026-08-18 19:05 | 2026-08-03 | BHRB | Burke & Herbert Financial Services Corp. | Geary James P II | Director | National Commercial Banks | SELL | $0.00 | 0 | $0 | 12,607 | 0.0% |
| 2026-08-18 17:49 | 2026-08-14 | SNBH | SENTIENT BRANDS HOLDINGS INC. | Wyman Derek Michael | Director, Officer - Treasurer | Retail-Computer & Computer Software Stores | BUY | $0.28 | 925 | $259 | 925 | +100.0% |
| 2026-08-18 16:14 | 2026-08-17 | BCDA | BioCardia, Inc. | Altman Peter | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | BUY | $0.93 | 5,400 | $5,022 | 381,115 | +1.4% |
| 2026-08-18 15:05 | 2026-08-17 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.82 | 756 | $2,132 | 953,076 | +0.1% |
| 2026-08-18 13:43 | 2026-08-17 | NRGV | Energy Vault Holdings, Inc. | Hixon Dylan | Director | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $3.88 | 27,472 | $106,536 | 27,472 | +100.0% |
| 2026-08-18 13:15 | 2026-08-14 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $1.42 | 7,500 | $10,673 | 438,573 | +1.7% |
| 2026-08-18 12:30 | 2026-08-14 | ACON | Aclarion, Inc. | Gould Gregory A | Officer - CFO | Services-Medical Laboratories | BUY | $2.45 | 10,000 | $24,500 | 60,000 | +20.0% |
| 2026-08-18 12:55 | 2026-08-17 | ENHA | Enhanced Group Inc. | Apeiron Investment Group Ltd. | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $1.65 | 200,000 | $330,420 | 33,062,812 | +0.6% |
| 2026-08-18 10:02 | 2026-08-14 | SNBH | SENTIENT BRANDS HOLDINGS INC. | Knazev Sergei | Director, Officer - President, PEO, Director | Retail-Computer & Computer Software Stores | BUY | $0.27 | 30,000 | $8,064 | 88,456 | +51.3% |
| 2026-08-18 10:06 | 2026-04-23 | ENSC | Ensysce Biosciences, Inc. | GOWER BOB G | Director | Pharmaceutical Preparations | BUY | $0.49 | 908,614 | $444,131 | 916,740 | +11,181.6% |
| 2026-08-17 20:30 | 2026-08-17 | HGBL | Heritage Global Inc. | Hounsell Bruce Kenneth | Officer - President, Heritage DebtX LLC | Services-Business Services, NEC | BUY | $1.14 | 10,000 | $11,395 | 10,000 | +100.0% |
| 2026-08-17 20:00 | 2026-08-17 | HGBL | Heritage Global Inc. | Dove Nicholas Kirk | Officer - President, Industrial Assets | Services-Business Services, NEC | BUY | $1.10 | 60,000 | $65,940 | 186,000 | +47.6% |
| 2026-08-18 00:49 | 2026-08-17 | TNYA | Tenaya Therapeutics, Inc. | Tingley Whittemore | Officer - Chief Medical Officer | Biological Products, (No Diagnostic Substances) | SELL | $0.71 | 7,424 | -$5,270 | 214,073 | -3.4% |
| 2026-08-18 00:50 | 2026-08-17 | TNYA | Tenaya Therapeutics, Inc. | Ali Faraz | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | SELL | $0.71 | 22,232 | -$15,778 | 417,782 | -5.1% |
| 2026-08-18 00:18 | 2026-08-17 | CERS | CERUS CORP | Jensen Chrystal | Officer - Chief Legal Officer | Surgical & Medical Instruments & Apparatus | SELL | $2.98 | 30,000 | -$89,529 | 936,657 | -3.1% |
| 2026-08-17 23:38 | 2026-08-14 | RXT | Rackspace Technology, Inc. | Scott Anthony | Director | Services-Computer Programming, Data Processing, Etc. | SELL | $4.25 | 48,780 | -$207,554 | 180,215 | -21.3% |
| 2026-08-17 23:23 | 2026-08-13 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Cuevas Argueta Fernando Alberto | Officer - COMPTROLLER | Real Estate | SELL | $3.42 | 4,500 | -$15,390 | 242,961 | -1.8% |
| 2026-08-17 22:49 | 2026-08-14 | NTHI | NEONC TECHNOLOGIES HOLDINGS, INC. | Heshmatpour Amir F | Director, Officer, 10% owner - CEO, President | Pharmaceutical Preparations | BUY | $3.91 | 15,000 | $58,580 | 3,087,000 | +0.5% |
| 2026-08-17 22:37 | 2026-08-14 | PODC | PodcastOne, Inc. | MERRIMAN D JONATHAN | Director | Services-Computer Programming, Data Processing, Etc. | BUY | $3.04 | 28,300 | $86,040 | 338,032 | +9.1% |
| 2026-08-17 21:50 | 2026-08-13 | RCKT | ROCKET PHARMACEUTICALS, INC. | Wilson Martin | Officer - General Counsel | Pharmaceutical Preparations | SELL | $3.38 | 3,493 | -$11,810 | 674,484 | -0.5% |
| 2026-08-17 21:52 | 2026-08-13 | RCKT | ROCKET PHARMACEUTICALS, INC. | Shah Gaurav | Officer - CEO | Pharmaceutical Preparations | SELL | $3.38 | 2,837 | -$9,592 | 1,058,887 | -0.3% |
| 2026-08-17 21:58 | 2026-08-17 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | THORNTON JOSEPH CLAY | Officer - Interim CFO | Hospital & Medical Service Plans | SELL | $4.39 | 17,775 | -$78,032 | 1,249,526 | -1.4% |
| 2026-08-17 20:59 | 2026-08-13 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $0.39 | 60,000 | $23,220 | 1,220,000 | +5.2% |
| 2026-08-17 20:59 | 2026-08-13 | LMT | LOCKHEED MARTIN CORP | Donovan John | Director | Guided Missiles & Space Vehicles & Parts | SELL | $0.00 | 3,378 | $0 | 0 | -100.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.