Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-20 12:00 | 2026-10-19 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.98 | 6,211 | $6,086 | 100,688 | +6.6% |
| 2026-10-20 10:01 | 2026-10-19 | NNOX | Nano-X Imaging Ltd. | Meltzer Erez | Director, Officer - Chief Executive Officer | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | BUY | $0.45 | 25,000 | $11,250 | 90,443 | +38.2% |
| 2026-10-20 01:37 | 2026-10-15 | GRAB | Grab Holdings Ltd | Kandal Philipp Wolfgang Josef | Officer - Chief Product Officer | Services-Business Services, NEC | SELL | $3.00 | 30,000 | -$90,000 | 3,928,735 | -0.8% |
| 2026-10-20 01:39 | 2026-10-15 | GRAB | Grab Holdings Ltd | Oey Peter Henry | Officer - Chief Financial Officer | Services-Business Services, NEC | SELL | $2.98 | 50,000 | -$148,950 | 6,753,470 | -0.7% |
| 2026-10-20 00:32 | 2026-10-19 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer, 10% owner - Chief Executive Officer | Services-Personal Services | BUY | $1.05 | 4,700 | $4,916 | 578,542 | +0.8% |
| 2026-10-19 23:04 | 2026-10-16 | HIT | Health In Tech, Inc. | Hasan Zain Syed | Officer - Chief Growth Officer | Insurance Agents, Brokers & Service | SELL | $0.62 | 3,333 | -$2,066 | 173,660 | -1.9% |
| 2026-10-19 22:02 | 2026-10-09 | EP | EMPIRE PETROLEUM CORP | Mulacek Phil E | Director, 10% owner | Crude Petroleum & Natural Gas | BUY | $3.19 | 97,981 | $312,814 | 1,060,835 | +10.2% |
| 2026-10-19 21:44 | 2026-10-15 | CSHR | CoinShares PLC | Masters Daniel | Director, 10% owner | Security Brokers, Dealers & Flotation Companies | SELL | $3.96 | 109,392 | -$433,575 | 21,510,245 | -0.5% |
| 2026-10-19 21:37 | 2026-10-15 | GRSD | GRANDSTAND Ltd | McCrystle Kevin Ross | Director, Officer - CEO | Services-Miscellaneous Amusement & Recreation | BUY | $1.16 | 2,901 | $3,365 | 1,004,786 | +0.3% |
| 2026-10-19 21:38 | 2026-10-15 | SNES | SenesTech, Inc. | GLENBROOK CAPITAL MANAGEMENT | 10% owner | Agricultural Chemicals | BUY | $0.72 | 983,804 | $706,076 | 2,063,098 | +91.2% |
| 2026-10-19 21:12 | 2026-10-15 | RCAT | Red Cat Holdings, Inc. | Thompson Jeffrey M | Director, Officer - Chairman of the Board, CEO | Services-Prepackaged Software | SELL | $4.51 | 150,000 | -$676,500 | 11,562,202 | -1.3% |
| 2026-10-19 21:22 | 2026-10-15 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Director, Officer - CEO | Pharmaceutical Preparations | BUY | $0.06 | 2,000 | $114 | 9,436,656 | +0.0% |
| 2026-10-19 20:46 | 2026-10-15 | CNXU | Conexeu Sciences Inc. | Purcell Lynn Sebastian | Director, 10% owner | Orthopedic, Prosthetic & Surgical Appliances & Supplies | BUY | $3.00 | 166,666 | $499,998 | 3,118,514 | +5.6% |
| 2026-10-19 20:26 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Soares Karen | Officer - Chief Legal Officer | Hospital & Medical Service Plans | SELL | $4.68 | 14,673 | -$68,670 | 1,592,698 | -0.9% |
| 2026-10-19 20:29 | 2026-10-15 | PLUG | PLUG POWER INC | Haycraft Benjamin | Officer - CSO & GM EMEA | Electrical Industrial Apparatus | SELL | $1.41 | 9,375 | -$13,219 | 91,874 | -9.3% |
| 2026-10-19 20:31 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Toy Andrew | Director, Officer - Chief Executive Officer | Hospital & Medical Service Plans | SELL | $4.68 | 62,176 | -$290,984 | 9,078,334 | -0.7% |
| 2026-10-19 20:19 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Reynoso Jamie L. | Officer - CEO, Medicare Advantage | Hospital & Medical Service Plans | SELL | $4.68 | 18,273 | -$85,518 | 2,774,417 | -0.7% |
| 2026-10-19 20:22 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Wai Conrad | Officer - CEO, Counterpart Health | Hospital & Medical Service Plans | SELL | $4.68 | 23,627 | -$110,574 | 1,042,072 | -2.2% |
| 2026-10-19 20:23 | 2026-10-15 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | THORNTON JOSEPH CLAY | Officer - Interim CFO | Hospital & Medical Service Plans | SELL | $4.68 | 4,591 | -$21,486 | 1,244,935 | -0.4% |
| 2026-10-19 20:01 | 2026-10-16 | NXDR | Nextdoor Holdings, Inc. | How Antoinette | Officer - Chief Accounting Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $2.49 | 20,705 | -$51,531 | 0 | 0.0% |
| 2026-10-19 20:02 | 2026-10-16 | NXDR | Nextdoor Holdings, Inc. | Schwartz Sophia | Officer - Chief Legal Officer, Secretary | Services-Computer Programming, Data Processing, Etc. | OPT+S | $2.51 | 48,120 | -$120,709 | 360,324 | 0.0% |
| 2026-10-19 20:03 | 2026-10-16 | KPTI | Karyopharm Therapeutics Inc. | Abate Kristin | Officer - Chief Accounting Officer | Pharmaceutical Preparations | SELL | $0.34 | 4,788 | -$1,647 | 18,616 | -20.5% |
| 2026-10-19 20:06 | 2026-10-16 | XFOR | X4 Pharmaceuticals, Inc | Craig Adam R | Director, Officer - Executive Chairman | Biological Products, (No Diagnostic Substances) | BUY | $2.58 | 4,600 | $11,884 | 333,251 | +1.4% |
| 2026-10-19 16:26 | 2026-10-16 | KSEZ | Kinetic Seas Inc. | Lozinski Jeffrey William | 10% owner | Blank Checks | SELL | $0.02 | 114,900 | -$2,838 | 10,000,000 | -1.1% |
| 2026-10-19 12:36 | 2026-10-15 | API | Agora, Inc. | Zhao Bin | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $4.44 | 17,345 | $76,930 | 2,166,468 | +0.8% |
| 2026-10-19 12:00 | 2026-10-16 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.03 | 2,548 | $2,616 | 94,477 | +2.8% |
| 2026-10-19 10:01 | 2026-10-16 | FNGR | FingerMotion, Inc. | Polimeni Christopher Vincent | Officer - CFO | Services-Prepackaged Software | BUY | $0.18 | 13,500 | $2,469 | 13,500 | +100.0% |
| 2026-10-19 10:03 | 2026-10-16 | FNGR | FingerMotion, Inc. | KAHN JOLIE | Director, Officer - CEO | Services-Prepackaged Software | BUY | $0.17 | 15,000 | $2,550 | 15,000 | +100.0% |
| 2026-10-19 10:05 | 2026-10-09 | ELTP | ELITE PHARMACEUTICALS INC /NV/ | Dash Barry H | Director | Pharmaceutical Preparations | BUY | $0.26 | 100,000 | $25,980 | 3,365,555 | +3.1% |
| 2026-10-17 01:57 | - | ASPI | ASP Isotopes Inc. | Ainscow Robert | Officer - COO | Miscellaneous Chemical Products | SELL | $2.11 | 22,500 | -$47,565 | 2,225,941 | -1.0% |
| 2026-10-17 01:20 | 2026-10-16 | PEW | GrabAGun Digital Holdings Inc. | Nemati Marc A. | Director, Officer - President and CEO | Retail-Miscellaneous Shopping Goods Stores | OPT+S | $1.85 | 4,108 | -$7,601 | 2,561,043 | 0.0% |
| 2026-10-17 01:20 | 2026-10-16 | PEW | GrabAGun Digital Holdings Inc. | Vittitow Matthew W. | Director, Officer - Chief Operating Officer | Retail-Miscellaneous Shopping Goods Stores | OPT+S | $1.85 | 2,057 | -$3,806 | 2,530,510 | 0.0% |
| 2026-10-17 00:42 | 2026-10-14 | GRCE | Grace Therapeutics, Inc. | Opaleye Management Inc. | 10% owner | Pharmaceutical Preparations | BUY | $1.92 | 71,065 | $136,175 | 2,944,354 | +2.5% |
| 2026-10-16 23:40 | 2025-11-06 | CTMX | CytomX Therapeutics, Inc. | McCarthy Sean A. | Director, Officer - CEO | Pharmaceutical Preparations | OPT+S | $4.54 | 101,793 | -$461,906 | 1,089,684 | 0.0% |
| 2026-10-16 23:18 | 2026-10-16 | ZONE | Zone Frontier Inc. | Hassen Tyler Lewis | Director, Officer - Chief Executive Officer | Specialty Cleaning, Polishing and Sanitation Preparations | BUY | $0.11 | 500,000 | $55,150 | 4,500,000 | +12.5% |
| 2026-10-16 22:46 | 2026-10-15 | AIRJ | AirJoule Technologies Corp. | JORE MATTHEW B | Director, Officer, 10% owner - Chief Executive Officer | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip | SELL | $3.06 | 50,000 | -$153,165 | 7,698,020 | -0.6% |
| 2026-10-16 21:08 | 2026-10-14 | NUAI | New ERA Energy & Digital, Inc. | MCCARTHY KENT C | 10% owner | Crude Petroleum & Natural Gas | SELL | $3.62 | 4,290,000 | -$15,547,389 | 5,460,000 | -44.0% |
| 2026-10-16 20:39 | 2026-05-28 | SEV | Aptera Motors Corp | Anthony Christopher Lee | Director, Officer, 10% owner - Co-CEO | Motor Vehicles & Passenger Car Bodies | SELL | $2.14 | 28,134 | -$60,184 | 117,763 | -19.3% |
| 2026-10-16 20:42 | 2026-05-28 | SEV | Aptera Motors Corp | Fambro Steve | Director, Officer, 10% owner - Co-CEO | Motor Vehicles & Passenger Car Bodies | SELL | $2.14 | 28,133 | -$60,179 | 117,736 | -19.3% |
| 2026-10-16 20:46 | 2026-08-07 | SEV | Aptera Motors Corp | Kirton Anthony Campbell | Director | Motor Vehicles & Passenger Car Bodies | SELL | $2.09 | 13,612 | -$28,449 | 100,503 | -11.9% |
| 2026-10-16 20:50 | 2026-08-07 | SEV | Aptera Motors Corp | Butz Todd M | Director | Motor Vehicles & Passenger Car Bodies | SELL | $2.09 | 15,761 | -$32,940 | 57,307 | -21.6% |
| 2026-10-16 20:35 | 2026-10-16 | SAFX | XCF Global, Inc. | EEME Energy SPV I, LLC | 10% owner | Industrial Organic Chemicals | BUY | $1.19 | 119,397,858 | $142,083,451 | 228,897,418 | +109.0% |
| 2026-10-16 20:15 | 2026-10-15 | OPEN | Opendoor Technologies Inc. | Nguyen Giang | Officer - Chief Operating Officer | Real Estate Agents & Managers (For Others) | SELL | $1.97 | 10,393 | -$20,516 | 8,175,150 | -0.1% |
| 2026-10-16 20:01 | 2026-10-14 | BYRN | Byrna Technologies Inc. | Roth Adam L. | Director | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $4.69 | 15,000 | $70,376 | 19,379 | +342.5% |
| 2026-10-16 19:15 | 2026-10-15 | MDBH | MDB Capital Holdings, LLC | MARLETT CHRISTOPHER A | Director, Officer, 10% owner - Co-Founder | Finance Services | BUY | $1.93 | 917 | $1,770 | 180,850 | +0.5% |
| 2026-10-16 18:17 | 2026-10-15 | AQST | Aquestive Therapeutics, Inc. | Barber Daniel | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $4.22 | 25,000 | -$105,600 | 627,317 | -3.8% |
| 2026-10-16 18:00 | 2026-10-14 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.42 | 10,702 | -$15,220 | 1,964,343 | -0.5% |
| 2026-10-16 15:47 | 2026-10-14 | CSAI | CLOUDASTRUCTURE, INC. | Bentley Sheldon Richard | Other | Services-Computer Programming, Data Processing, Etc. | SELL | $2.22 | 1,500 | -$3,330 | 5,167 | -22.5% |
| 2026-10-16 14:23 | 2026-10-14 | BORR | Borr Drilling Ltd | Snowling Harvey Edward | Officer - Chief Operating Officer | Drilling Oil & Gas Wells | OPT+S | $4.91 | 300,000 | -$1,473,000 | 145,944 | 0.0% |
| 2026-10-16 14:23 | 2026-10-14 | BORR | Borr Drilling Ltd | Snowling Harvey Edward | Officer - Chief Operating Officer | Drilling Oil & Gas Wells | BUY | $4.91 | 300,000 | $1,473,000 | 445,944 | +205.6% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.