Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-21 19:41 | 2026-04-17 | ONCO | Onconetix, Inc. | HRT FINANCIAL LP | 10% owner | Pharmaceutical Preparations | BUY | $0.73 | 34,636 | $25,284 | 177,821 | +24.2% |
| 2026-04-21 19:41 | 2026-04-16 | ONCO | Onconetix, Inc. | HRT FINANCIAL LP | 10% owner | Pharmaceutical Preparations | SELL | $0.74 | 148,329 | -$110,164 | 83,359 | -64.0% |
| 2026-04-21 19:22 | 2026-03-12 | SAFX | XCF Global, Inc. | SOULE RANDY | 10% owner | Industrial Organic Chemicals | SELL | $0.52 | 1,261,830 | -$656,152 | 72,805,455 | -1.7% |
| 2026-04-21 19:32 | 2026-04-20 | PAM | Pampa Energy Inc. | Mindlin Marcos Marcelo | Director, 10% owner | Electric Services | SELL | $3.43 | 1,250,000 | -$4,286,250 | 13,971,973 | -8.2% |
| 2026-04-21 18:28 | 2026-04-17 | SEV | Aptera Motors Corp | Johnson Michael Edious | 10% owner | Motor Vehicles & Passenger Car Bodies | SELL | $3.09 | 48,500 | -$149,957 | 4,976,276 | -1.0% |
| 2026-04-21 18:04 | 2026-04-17 | KOPN | KOPIN CORP | Murray Michael Andrew | Director, Officer - CEO | Semiconductors & Related Devices | SELL | $3.01 | 96,800 | -$291,368 | 2,771,122 | -3.4% |
| 2026-04-21 10:15 | 2026-04-17 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $3.14 | 16,000 | $50,240 | 1,433,872 | +1.1% |
| 2026-04-21 00:11 | 2026-04-16 | THM | INTERNATIONAL TOWER HILL MINES LTD | PAULSON & CO. INC. | 10% owner | Metal Mining | BUY | $2.56 | 4,913,665 | $12,578,982 | 104,486,703 | +4.9% |
| 2026-04-20 23:24 | 2026-04-16 | IMDX | Insight Molecular Diagnostics Inc. | BROADWOOD PARTNERS, L.P. | 10% owner | In Vitro & In Vivo Diagnostic Substances | BUY | $3.57 | 182,861 | $652,869 | 12,114,700 | +1.5% |
| 2026-04-20 22:35 | 2026-04-17 | BZAI | Blaize Holdings, Inc. | Munagala Dinakar | Director, Officer - Chief Executive Officer | Semiconductors & Related Devices | OPT+S | $2.54 | 50,000 | -$127,000 | 551,422 | 0.0% |
| 2026-04-20 22:31 | 2026-04-16 | NRDY | Nerdy Inc. | Swenson Christopher C. | Officer - Chief Legal Officer | Services-Educational Services | SELL | $0.93 | 69,796 | -$64,910 | 1,934,580 | -3.5% |
| 2026-04-20 22:32 | 2026-04-16 | NRDY | Nerdy Inc. | Paszterko John Andrew | Officer - Chief Operating Officer | Services-Educational Services | SELL | $0.93 | 31,788 | -$29,563 | 1,149,755 | -2.7% |
| 2026-04-20 21:05 | 2026-04-16 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.88 | 3,001,722 | -$11,636,776 | 10,321,821 | -22.5% |
| 2026-04-20 21:18 | 2026-04-06 | PRHI | Presurance Holdings, Inc. | Smith James Grant | Director | Fire, Marine & Casualty Insurance | BUY | $0.74 | 24,772 | $18,398 | 60,922 | +68.5% |
| 2026-04-20 20:52 | 2026-04-20 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.52 | 3,200 | $4,877 | 465,840 | +0.7% |
| 2026-04-20 21:00 | 2026-04-20 | N/A | Palomino Laboratories Inc. | Denbaars Steven | Director | Other | BUY | $4.00 | 12,500 | $50,000 | 1,762,500 | +0.7% |
| 2026-04-20 21:01 | 2026-04-20 | N/A | Palomino Laboratories Inc. | Ogawa Richard | Director, Officer - Secretary | Other | BUY | $4.00 | 12,500 | $50,000 | 1,762,500 | +0.7% |
| 2026-04-20 21:04 | 2026-04-16 | BDCO | BLUE DOLPHIN ENERGY CO | LAZARUS ENERGY HOLDINGS, LLC | 10% owner | Crude Petroleum & Natural Gas | BUY | $3.07 | 72,500 | $222,677 | 8,547,500 | +0.9% |
| 2026-04-20 20:31 | 2026-03-25 | CIA | CITIZENS, INC. | DAVIS CYNTHIA H | Director | Life Insurance | BUY | $4.53 | 100 | $453 | 100 | +100.0% |
| 2026-04-20 20:05 | 2026-04-16 | CRGO | Freightos Ltd | Arroyo Ian | Officer - Chief Strategy Officer | Arrangement of Transportation of Freight & Cargo | SELL | $1.85 | 1,751 | -$3,239 | 20,505 | -7.9% |
| 2026-04-20 20:05 | 2026-04-16 | CRGO | Freightos Ltd | Alventosa Abril Enric | Officer - Chief Technology Officer | Arrangement of Transportation of Freight & Cargo | SELL | $1.85 | 2,517 | -$4,656 | 34,133 | -6.9% |
| 2026-04-20 20:06 | 2026-04-16 | CRGO | Freightos Ltd | Indave Sesma Andrea | Officer - VP, Human Resources | Arrangement of Transportation of Freight & Cargo | SELL | $1.85 | 846 | -$1,565 | 19,177 | -4.2% |
| 2026-04-20 20:06 | 2026-04-16 | MIST | Milestone Pharmaceuticals Inc. | Oliveto Joseph | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $2.26 | 36,500 | -$82,490 | 446,244 | -7.6% |
| 2026-04-20 20:15 | 2026-04-16 | CGTX | COGNITION THERAPEUTICS INC | Caggiano Anthony | Officer - Chief Medical Officer | Biological Products, (No Diagnostic Substances) | BUY | $1.11 | 10,000 | $11,100 | 874,906 | +1.2% |
| 2026-04-20 20:16 | 2026-04-16 | CGTX | COGNITION THERAPEUTICS INC | Ricciardi Lisa | Director, Officer - CEO & President | Biological Products, (No Diagnostic Substances) | BUY | $1.10 | 9,175 | $10,093 | 1,715,851 | +0.5% |
| 2026-04-20 20:18 | 2026-04-16 | CGTX | COGNITION THERAPEUTICS INC | Doyle John Brendan | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | BUY | $1.13 | 10,000 | $11,300 | 627,509 | +1.6% |
| 2026-04-20 20:02 | 2026-04-15 | TIVC | Tivic Health Systems, Inc. | Bolton Sheryle | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $1.04 | 10,000 | $10,400 | 10,000 | +100.0% |
| 2026-04-20 14:54 | 2026-04-16 | GAB-RT | GABELLI EQUITY TRUST INC | Nakamura Eileen Cheigh | Director | Other | SELL | $0.08 | 9,640 | -$742 | 0 | -100.0% |
| 2026-04-20 14:10 | 2026-04-16 | VLN | Valens Semiconductor Ltd. | Yaacobi Tal | Director | Semiconductors & Related Devices | SELL | $1.47 | 3,750 | -$5,513 | 73,648 | -4.8% |
| 2026-04-20 13:16 | 2026-04-17 | AIRS | Airsculpt Technologies, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $2.54 | 40,000 | $101,600 | 7,053,761 | +0.6% |
| 2026-04-20 12:54 | 2026-04-16 | VLN | Valens Semiconductor Ltd. | LICHTMAN MOSHE | Director | Semiconductors & Related Devices | SELL | $1.47 | 3,750 | -$5,513 | 126,450 | -2.9% |
| 2026-04-20 12:22 | 2026-04-16 | VLN | Valens Semiconductor Ltd. | Chairman David | Officer - SVP, R&D | Semiconductors & Related Devices | OPT+S | $1.50 | 2,384 | -$3,588 | 403,968 | 0.0% |
| 2026-04-20 11:48 | 2026-04-17 | NA | Nano Labs Ltd | Hu Nan | Director | Semiconductors & Related Devices | SELL | $2.86 | 1,633 | -$4,664 | 53,408 | -3.0% |
| 2026-04-20 10:09 | 2026-04-16 | HUIZ | Huize Holding Ltd | Ma Cunjun | Director, Officer, 10% owner - Chief Executive Officer | Insurance Agents, Brokers & Service | BUY | $1.69 | 10,000 | $16,900 | 124,818 | +8.7% |
| 2026-04-17 20:05 | 2026-04-15 | ATLX | Atlas Lithium Corp | Noriega Roger | Director | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $4.70 | 10,150 | -$47,709 | 255,051 | -3.8% |
| 2026-04-17 20:25 | 2026-04-16 | PAM | Pampa Energy Inc. | Mindlin Marcos Marcelo | Director, 10% owner | Electric Services | SELL | $3.54 | 1,675,000 | -$5,929,500 | 15,221,973 | -9.9% |
| 2026-04-18 01:45 | 2026-04-13 | STEX | Streamex Corp. | Plummer Christine Marie | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | SELL | $1.09 | 13,503 | -$14,766 | 486,497 | -2.7% |
| 2026-04-18 01:45 | 2026-04-14 | STEX | Streamex Corp. | McPhie Karl Henry Michael | Director, Officer - CEO | Electromedical & Electrotherapeutic Apparatus | SELL | $1.07 | 30,611 | -$32,754 | 969,389 | -3.1% |
| 2026-04-18 01:45 | 2026-04-14 | STEX | Streamex Corp. | Lekstrom Morgan Lee | Director, Officer - Interim Executive Chairman | Electromedical & Electrotherapeutic Apparatus | SELL | $1.07 | 12,759 | -$13,652 | 209,741 | -5.7% |
| 2026-04-18 01:06 | 2026-04-15 | GRAB | Grab Holdings Ltd | Kandal Philipp Wolfgang Josef | Officer - Chief Product Officer | Services-Business Services, NEC | SELL | $3.95 | 50,000 | -$197,485 | 4,125,430 | -1.2% |
| 2026-04-18 01:07 | 2026-04-15 | GRAB | Grab Holdings Ltd | Oey Peter Henry | Director, Officer - Chief Financial Officer | Services-Business Services, NEC | SELL | $3.92 | 50,000 | -$196,095 | 7,050,165 | -0.7% |
| 2026-04-18 00:43 | 2026-04-16 | SRFM | SURF AIR MOBILITY INC. | Reeves Oliver | Officer - Chief Financial Officer | Air Transportation, Nonscheduled | SELL | $1.31 | 28,874 | -$37,695 | 289,564 | -9.1% |
| 2026-04-18 00:44 | 2026-04-16 | SRFM | SURF AIR MOBILITY INC. | White Deanna Leigh | Officer - Chief Executive Officer | Air Transportation, Nonscheduled | SELL | $1.31 | 27,720 | -$36,188 | 675,530 | -3.9% |
| 2026-04-18 00:33 | 2026-04-15 | SST | System1, Inc. | Kidambi Tridivesh | Officer - Chief Financial Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $3.00 | 26,910 | $80,730 | 146,816 | +22.4% |
| 2026-04-17 22:52 | 2026-04-15 | NNBR | NN INC | Corre Partners Management, LLC | 10% owner | Metalworkg Machinery & Equipment | SELL | $2.17 | 703,627 | -$1,528,981 | 622,369 | -53.1% |
| 2026-04-17 22:32 | 2026-04-15 | YEXT | Yext, Inc. | Tang Allan | Officer - Chief Accounting Officer | Services-Computer Processing & Data Preparation | SELL | $3.62 | 10,000 | -$36,161 | 7,848 | -56.0% |
| 2026-04-17 21:30 | 2026-04-16 | ALEC | Alector, Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.65 | 1,820 | -$4,823 | 104,645 | -1.7% |
| 2026-04-17 21:14 | 2026-04-16 | LAES | SEALSQ Corp | O'Hara John Charles | Director, Officer - Chief Financial Officer | Semiconductors & Related Devices | SELL | $2.71 | 20,000 | -$54,156 | 326,095 | -5.8% |
| 2026-04-17 21:18 | 2026-04-15 | SPRU | SPRUCE POWER HOLDING CORP | STEEL PARTNERS HOLDINGS L.P. | 10% owner | Electric Services | BUY | $4.08 | 14,244 | $58,100 | 3,405,045 | +0.4% |
| 2026-04-17 20:50 | 2026-04-15 | PCSA | Processa Pharmaceuticals, Inc. | Bigora Sian | Officer - Chief Development Officer | Pharmaceutical Preparations | BUY | $2.97 | 1,799 | $5,343 | 5,510 | +48.5% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.