Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-13 20:31 | 2026-04-10 | PPTINC | Presidio Property Trust, Inc. | Heilbron Jack Kendrick | Director, Officer - Chief Executive Officer | Real Estate Investment Trusts | SELL | $3.92 | 5,884 | -$23,065 | 114,079 | -4.9% |
| 2026-04-13 20:33 | 2026-04-10 | TSHA | Taysha Gene Therapies, Inc. | Nagendran Sukumar | Director, Officer - President and Head of R&D | Biological Products, (No Diagnostic Substances) | OPT+S | $4.46 | 200,000 | -$892,000 | 1,136,410 | 0.0% |
| 2026-04-13 20:10 | 2026-04-10 | SFIX | Stitch Fix, Inc. | O'Connor Casey | Officer - Chief Legal Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.08 | 60,000 | -$185,010 | 480,334 | -11.1% |
| 2026-04-13 20:04 | 2026-04-10 | CGEN | COMPUGEN LTD | Levine Zurit | Officer - SVP, Business Development | Biological Products, (No Diagnostic Substances) | OPT+S | $2.56 | 3,125 | -$8,013 | 29,375 | 0.0% |
| 2026-04-13 14:17 | 2026-04-10 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Security Brokers, Dealers & Flotation Companies | SELL | $0.88 | 39,250 | -$34,540 | 3,967 | -90.8% |
| 2026-04-13 14:17 | 2026-04-09 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Security Brokers, Dealers & Flotation Companies | BUY | $0.89 | 1,452 | $1,292 | 43,217 | +3.5% |
| 2026-04-13 13:03 | 2026-04-09 | TOI | Oncology Institute, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $3.10 | 20,000 | $62,000 | 10,499,358 | +0.2% |
| 2026-04-13 11:19 | 2026-04-04 | MESO | MESOBLAST LTD | George Gregory | Director, 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $1.44 | 7,910,962 | $11,397,323 | 8,324,072 | +1,915.0% |
| 2026-04-13 10:19 | 2026-04-09 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.50 | 24,050 | $60,190 | 1,365,772 | +1.8% |
| 2026-04-11 00:30 | 2026-04-09 | INDI | indie Semiconductor, Inc. | Wu Naixi | Officer - Chief Financial Officer | Semiconductors & Related Devices | OPT+S | $2.81 | 55,000 | -$154,561 | 120,787 | 0.0% |
| 2026-04-10 23:37 | 2026-04-08 | FRMI | Fermi Inc. | Everson Miles E. | Officer - Chief Financial Officer | Real Estate Investment Trusts | SELL | $4.74 | 830,209 | -$3,935,440 | 9,969,791 | -7.7% |
| 2026-04-10 23:38 | 2026-04-08 | FRMI | Fermi Inc. | Ortiz Blanes Jacobo | Officer - Chief Operating Officer | Real Estate Investment Trusts | SELL | $4.74 | 830,908 | -$3,938,753 | 5,469,092 | -13.2% |
| 2026-04-10 23:38 | 2026-04-08 | FRMI | Fermi Inc. | Hamilton Charles Lynn | Officer - Chief Site Development Officer | Real Estate Investment Trusts | SELL | $4.74 | 774,090 | -$3,669,419 | 5,525,910 | -12.3% |
| 2026-04-10 23:27 | 2026-04-04 | MESO | MESOBLAST LTD | George Gregory | Director, 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $3.15 | 8,305,962 | $26,134,709 | 8,324,072 | +45,864.0% |
| 2026-04-10 22:46 | 2026-04-09 | WHWK | Whitehawk Therapeutics, Inc. | Lennon David James | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | SELL | $3.38 | 14,500 | -$49,010 | 518,622 | -2.7% |
| 2026-04-10 21:43 | 2026-04-08 | GGB | GERDAU S.A. | Da Cunha Gustavo Werneck | Officer - CEO and Board Member | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.09 | 100,000 | -$408,500 | 88,080 | -53.2% |
| 2026-04-10 21:15 | 2024-11-26 | QIND | Quality Industrial Corp. | Safir Sanjeeb | Officer - COO and Mng Dir Middle East | Misc Industrial & Commercial Machinery & Equipment | SELL | $0.00 | 1,000,000 | $0 | 1,000,000 | -50.0% |
| 2026-04-10 21:00 | 2026-04-08 | GGB | GERDAU S.A. | Wang Chia Yuan | Other | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.00 | 34,000 | -$136,000 | 193,895 | -14.9% |
| 2026-04-10 21:05 | 2026-04-08 | AACPU | Apogee Acquisition Corp | APOGEE ACQUISITION SPONSOR LLC | 10% owner | Blank Checks | BUY | $0.00 | 470,000 | $0 | 470,000 | +100.0% |
| 2026-04-10 20:45 | 2026-04-08 | ACGCU | ACP Holdings Acquisition Corp. | Mallozzi Andrew Emilio | Director, Officer, 10% owner - CEO and Chairman of the Board | Other | BUY | $0.00 | 435,000 | $0 | 435,000 | +100.0% |
| 2026-04-10 20:46 | 2026-04-08 | ACGCU | ACP Holdings Acquisition Corp. | Union Street Sponsor, LLC | 10% owner | Other | BUY | $0.00 | 435,000 | $0 | 435,000 | +100.0% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | CARDOZA GEORGE | Officer - Chief Financial Officer | Services-Computer Processing & Data Preparation | SELL | $4.85 | 1,403 | -$6,801 | 291,458 | -0.5% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | Van Well Daan | Officer - Chief Legal Officer | Services-Computer Processing & Data Preparation | SELL | $4.80 | 4,849 | -$23,286 | 348,820 | -1.4% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | Valente Manuela | Officer - Chief People Officer | Services-Computer Processing & Data Preparation | SELL | $4.85 | 3,824 | -$18,543 | 215,451 | -1.7% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | Menu Philippe | Officer - Chief Medical Officer | Services-Computer Processing & Data Preparation | SELL | $4.80 | 4,731 | -$22,695 | 276,721 | -1.7% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | Xu Zhenyu | Officer - Chief Scientific Officer | Services-Computer Processing & Data Preparation | SELL | $4.80 | 4,736 | -$22,726 | 640,216 | -0.7% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | Muken Ross | Officer - President | Services-Computer Processing & Data Preparation | SELL | $4.80 | 4,736 | -$22,727 | 693,361 | -0.7% |
| 2026-04-10 20:02 | 2026-04-08 | SOPH | SOPHiA GENETICS SA | Camblong Jurgi | Director, Officer - Chief Executive Officer | Services-Computer Processing & Data Preparation | SELL | $4.80 | 4,750 | -$22,797 | 3,724,200 | -0.1% |
| 2026-04-10 19:44 | 2026-04-08 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.06 | 4,000 | $246 | 9,111,403 | +0.0% |
| 2026-04-10 19:29 | 2026-04-10 | NTHI | NEONC TECHNOLOGIES HOLDINGS, INC. | Heshmatpour Amir F | Director, Officer, 10% owner - President | Pharmaceutical Preparations | BUY | $4.90 | 10,000 | $48,950 | 3,042,000 | +0.3% |
| 2026-04-10 15:25 | 2026-04-09 | PAM | Pampa Energy Inc. | Mindlin Damian Miguel | Officer - Vice President | Electric Services | SELL | $3.47 | 57,500 | -$199,640 | 13,910,870 | -0.4% |
| 2026-04-10 10:18 | 2026-04-08 | BZUN | Baozun Inc. | Wu Junhua | Director, Officer - Chief Strategy Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.54 | 30,886 | $78,450 | 122,314 | +33.8% |
| 2026-04-10 10:04 | 2026-04-08 | HUIZ | Huize Holding Ltd | Ma Cunjun | Director, Officer, 10% owner - Chief Executive Officer | Insurance Agents, Brokers & Service | BUY | $1.43 | 439 | $626 | 109,818 | +0.4% |
| 2026-04-10 01:54 | 2026-04-07 | NWAX | New America Acquisition I Corp. | Wool Kyle Michael | Director | Blank Checks | BUY | $0.01 | 200,000 | $2,000 | 1,900,000 | +11.8% |
| 2026-04-10 00:37 | 2026-04-03 | RMNI | Rimini Street, Inc. | Ravin Seth A. | Director, Officer, 10% owner - President, CEO & Chairman | Services-Business Services, NEC | OPT+S | $3.35 | 111,293 | -$372,820 | 797,488 | 0.0% |
| 2026-04-10 00:23 | 2026-04-03 | RMNI | Rimini Street, Inc. | Rowe David W. | Officer - EVP & Chief Marketing Officer | Services-Business Services, NEC | OPT+S | $3.35 | 10,142 | -$33,975 | 484,876 | 0.0% |
| 2026-04-10 00:31 | 2026-04-03 | RMNI | Rimini Street, Inc. | Perica Michael L. | Officer - EVP & Chief Financial Officer | Services-Business Services, NEC | OPT+S | $3.35 | 28,330 | -$94,903 | 167,751 | 0.0% |
| 2026-04-10 00:33 | 2026-04-03 | RMNI | Rimini Street, Inc. | Maddock Kevin | Officer - EVP,ChiefRecurringRev.Officer | Services-Business Services, NEC | OPT+S | $3.35 | 7,648 | -$25,620 | 200,291 | 0.0% |
| 2026-04-10 00:35 | 2026-04-03 | RMNI | Rimini Street, Inc. | Lyskawa Nancy | Officer - EVP & Chief Client Officer | Services-Business Services, NEC | OPT+S | $3.35 | 8,474 | -$28,387 | 218,776 | 0.0% |
| 2026-04-09 23:44 | 2026-04-07 | WHLR | Wheeler Real Estate Investment Trust, Inc. | Magnetar Financial LLC | 10% owner | Real Estate Investment Trusts | SELL | $0.84 | 25,354 | -$21,338 | 96,627 | -20.8% |
| 2026-04-09 22:41 | 2026-04-07 | SPRU | SPRUCE POWER HOLDING CORP | STEEL PARTNERS HOLDINGS L.P. | 10% owner | Electric Services | BUY | $3.99 | 19,532 | $77,899 | 3,381,099 | +0.6% |
| 2026-04-09 22:33 | 2026-04-07 | RPAY | Repay Holdings Corp | Forager Fund, L.P. | 10% owner | Services-Business Services, NEC | BUY | $2.52 | 913,711 | $2,304,471 | 11,106,648 | +9.0% |
| 2026-04-09 22:12 | 2026-04-01 | MSS | Maison Solutions Inc. | Xu John | Director, Officer, 10% owner - CEO and President | Retail-Grocery Stores | BUY | $0.15 | 44,000 | $6,402 | 11,804,000 | +0.4% |
| 2026-04-09 21:35 | 2026-04-08 | DGXX | Digi Power X Inc. | Amar Alec | Director, Officer - President | Finance Services | SELL | $2.26 | 25,700 | -$58,082 | 1,341,449 | -1.9% |
| 2026-04-09 21:16 | 2026-04-06 | SGHT | Sight Sciences, Inc. | HAYDEN JEREMY B. | Officer - Chief Legal Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.55 | 13,761 | -$48,852 | 369,770 | -3.6% |
| 2026-04-09 21:17 | 2026-04-06 | SGHT | Sight Sciences, Inc. | Rodberg James | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.55 | 7,231 | -$25,670 | 230,939 | -3.0% |
| 2026-04-09 21:19 | 2026-04-07 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.24 | 1,134 | $3,674 | 68,598 | +1.7% |
| 2026-04-09 21:00 | 2026-04-08 | TPET | Trio Petroleum Corp | Ross Robin A. | Director, Officer - Chief Executive Officer | Crude Petroleum & Natural Gas | SELL | $0.00 | 25,000 | $0 | 662,500 | -3.6% |
| 2026-04-09 21:01 | 2026-04-07 | MYPS | PLAYSTUDIOS, Inc. | Peterson Scott Edward | Officer - Chief Financial Officer | Services-Prepackaged Software | SELL | $0.46 | 47,968 | -$22,065 | 352,142 | -12.0% |
| 2026-04-09 20:44 | 2026-04-08 | ELPC | ENERGY CO OF PARANA | Sales Pedro Franco | Director | Electric Services | SELL | $3.19 | 153,700 | -$489,796 | 74,844 | -67.3% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.