Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-09 20:47 | 2026-04-07 | LAES | SEALSQ Corp | O'Hara John Charles | Director, Officer - Chief Financial Officer | Semiconductors & Related Devices | SELL | $2.14 | 30,000 | -$64,185 | 215,595 | -12.2% |
| 2026-04-09 20:15 | 2026-04-08 | LAES | SEALSQ Corp | Enguent Jean-Pierre | Officer - Vice President, R&DSS | Semiconductors & Related Devices | OPT+S | $2.20 | 15,000 | -$32,976 | 0 | 0.0% |
| 2026-04-09 20:05 | 2026-04-07 | CGEN | COMPUGEN LTD | Levine Zurit | Officer - SVP, Business Development | Biological Products, (No Diagnostic Substances) | OPT+S | $2.38 | 7,875 | -$18,757 | 29,375 | 0.0% |
| 2026-04-09 16:04 | 2026-04-06 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Security Brokers, Dealers & Flotation Companies | SELL | $0.99 | 6,437 | -$6,373 | 16,742 | -27.8% |
| 2026-04-09 16:04 | 2026-04-02 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | Security Brokers, Dealers & Flotation Companies | BUY | $0.86 | 56,652 | $48,806 | 41,765 | +100.0% |
| 2026-04-09 10:31 | 2026-04-07 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.54 | 23,600 | $60,048 | 1,341,722 | +1.8% |
| 2026-04-09 00:32 | 2026-04-06 | WHWK | Whitehawk Therapeutics, Inc. | Lennon David James | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | SELL | $3.45 | 260,427 | -$899,541 | 533,122 | -32.8% |
| 2026-04-08 23:42 | 2026-04-07 | SFIX | Stitch Fix, Inc. | Aufderhaar David | Officer - Chief Financial Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.09 | 65,709 | -$202,732 | 1,178,037 | -5.3% |
| 2026-04-08 23:17 | 2026-04-06 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.04 | 4,808 | -$19,424 | 276,643 | -1.7% |
| 2026-04-08 22:56 | 2026-04-06 | NRGV | Energy Vault Holdings, Inc. | Beer Michael Thomas | Officer - Chief Financial Officer | Miscellaneous Electrical Machinery, Equipment & Supplies | OPT+S | $3.18 | 65,000 | -$206,700 | 1,060,945 | 0.0% |
| 2026-04-08 22:38 | 2026-04-06 | CBDS | Dogecoin Cash, Inc. | TOBIAS DAVID | Director, Officer, 10% owner - CEO | Services-Personal Services | SELL | $0.02 | 100,000 | -$1,500 | 25,293,000 | -0.4% |
| 2026-04-08 22:36 | 2025-10-06 | N-A | Cantor Fitzgerald Income Trust, Inc. | Lutnick Brandon | Director, Other | Other | BUY | $0.00 | 262,262 | $0 | 8,180 | +100.0% |
| 2026-04-08 22:21 | 2026-04-06 | LSAK | LESAKA TECHNOLOGIES INC | International Finance Corp | 10% owner | Functions Related To Depository Banking, NEC | SELL | $4.93 | 101,484 | -$500,225 | 5,557,734 | -1.8% |
| 2026-04-08 21:47 | 2026-03-16 | XAGE | Longevity Health Holdings, Inc. | Ajjarapu J. Ram | Director, Officer, 10% owner - Chief Executive Officer | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics | BUY | $0.29 | 689,656 | $200,000 | 689,656 | +100.0% |
| 2026-04-08 20:58 | 2026-04-07 | RXRX | RECURSION PHARMACEUTICALS, INC. | Borgeson Blake | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.10 | 30,000 | -$93,000 | 6,229,863 | -0.5% |
| 2026-04-08 20:58 | 2026-04-07 | RXRX | RECURSION PHARMACEUTICALS, INC. | Gibson Christopher | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.10 | 40,000 | -$124,000 | 906,556 | -4.2% |
| 2026-04-08 21:06 | 2026-04-06 | USEA | United Maritime Corp | Gyftakis Stavros | Director, Officer - See Remarks | Water Transportation | SELL | $2.08 | 5,000 | -$10,397 | 251,678 | -1.9% |
| 2026-04-08 20:37 | 2026-04-07 | ZSPC | zSpace, Inc. | Kellenberger Paul | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $0.07 | 20,758 | -$1,536 | 77,527 | -21.1% |
| 2026-04-08 20:38 | 2026-04-07 | ZSPC | zSpace, Inc. | HARPER MICHAEL S | Officer - See remarks | Services-Prepackaged Software | SELL | $0.07 | 7,586 | -$561 | 47,811 | -13.7% |
| 2026-04-08 20:42 | 2026-04-06 | RRGB | RED ROBIN GOURMET BURGERS INC | Griffith Jesse | Officer - Chief Operations Officer | Retail-Eating Places | SELL | $3.03 | 1,008 | -$3,053 | 37,818 | -2.6% |
| 2026-04-08 20:50 | 2026-04-07 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.74 | 2,001,148 | -$7,484,294 | 7,326,413 | -21.5% |
| 2026-04-08 20:23 | 2026-04-06 | NUVB | Nuvation Bio Inc. | Wentworth Kerry | Officer - CHIEF REGULATORY OFFICER | Pharmaceutical Preparations | OPT+S | $4.52 | 200,000 | -$903,560 | 53,000 | 0.0% |
| 2026-04-08 20:24 | 2026-04-06 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.04 | 4,808 | -$19,424 | 36,433 | -11.7% |
| 2026-04-08 20:36 | 2026-04-07 | ZSPC | zSpace, Inc. | DeOliveira Erick | Officer - Chief Financial Officer | Services-Prepackaged Software | SELL | $0.07 | 13,066 | -$967 | 48,517 | -21.2% |
| 2026-04-08 20:15 | 2026-04-07 | LAES | SEALSQ Corp | Feuardent Moreira Andreas | Officer - Chief Innovation Officer | Semiconductors & Related Devices | OPT+S | $2.31 | 10,000 | -$23,100 | 0 | 0.0% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Verma Abhimanyu | Officer - Chief Technology Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 3,549 | -$17,256 | 204,400 | -1.7% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Xu Zhenyu | Officer - Chief Scientific Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 5,100 | -$24,779 | 644,952 | -0.8% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Valente Manuela | Officer - Chief People Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 4,973 | -$24,149 | 219,275 | -2.2% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | CARDOZA GEORGE | Officer - Chief Financial Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 4,933 | -$23,979 | 292,861 | -1.7% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Camblong Jurgi | Director, Officer - Chief Executive Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 5,100 | -$24,769 | 3,728,950 | -0.1% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Muken Ross | Officer - President | Services-Computer Processing & Data Preparation | SELL | $4.86 | 5,024 | -$24,405 | 698,097 | -0.7% |
| 2026-04-08 20:04 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Van Well Daan | Officer - Chief Legal Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 5,105 | -$24,818 | 353,669 | -1.4% |
| 2026-04-08 20:05 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Puylaert Kevin | Officer - Chief Sales Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 624 | -$3,032 | 148,230 | -0.4% |
| 2026-04-08 20:05 | 2026-04-06 | SOPH | SOPHiA GENETICS SA | Menu Philippe | Officer - Chief Medical Officer | Services-Computer Processing & Data Preparation | SELL | $4.86 | 5,100 | -$24,773 | 281,452 | -1.8% |
| 2026-04-08 18:15 | 2026-04-06 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.57 | 3,150 | $4,946 | 459,440 | +0.7% |
| 2026-04-08 16:13 | 2026-04-06 | BZAI | Blaize Holdings, Inc. | Cannestra Anthony | Director | Semiconductors & Related Devices | OPT+S | $1.75 | 50,000 | -$87,500 | 0 | 0.0% |
| 2026-04-08 13:09 | 2026-04-07 | AIRS | Airsculpt Technologies, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $2.93 | 60,000 | $175,800 | 6,993,761 | +0.9% |
| 2026-04-08 00:37 | 2026-04-06 | INDI | indie Semiconductor, Inc. | McClymont Donald | Director, Officer - Chief Executive Officer | Semiconductors & Related Devices | OPT+S | $2.99 | 18,420 | -$55,006 | 298,500 | 0.0% |
| 2026-04-08 00:40 | 2026-04-06 | INDI | indie Semiconductor, Inc. | Wittmann Michael | Officer - Chief Operating Officer | Semiconductors & Related Devices | OPT+S | $2.99 | 4,720 | -$14,094 | 137,954 | 0.0% |
| 2026-04-08 00:23 | 2026-04-07 | OABI | OmniAb, Inc. | Berkman Charles S | Officer - Chief Legal Officer | Services-Commercial Physical & Biological Research | OPT+S | $1.49 | 7,157 | -$10,664 | 399,085 | 0.0% |
| 2026-04-08 00:25 | 2026-04-07 | OABI | OmniAb, Inc. | GUSTAFSON KURT A | Officer - Executive VP, Finance and CFO | Services-Commercial Physical & Biological Research | OPT+S | $1.49 | 6,913 | -$10,300 | 261,483 | 0.0% |
| 2026-04-08 00:26 | 2026-04-07 | OABI | OmniAb, Inc. | FOEHR MATTHEW W | Director, Officer - President and CEO | Services-Commercial Physical & Biological Research | OPT+S | $1.49 | 19,244 | -$28,674 | 4,420,492 | 0.0% |
| 2026-04-08 00:30 | 2026-04-06 | INDI | indie Semiconductor, Inc. | Wu Naixi | Officer - Chief Financial Officer | Semiconductors & Related Devices | OPT+S | $2.99 | 5,876 | -$17,547 | 75,787 | 0.0% |
| 2026-04-08 00:34 | 2026-04-06 | INDI | indie Semiconductor, Inc. | Aoki Ichiro | Director, Officer - President | Semiconductors & Related Devices | OPT+S | $2.99 | 3,506 | -$10,470 | 106,169 | 0.0% |
| 2026-04-07 22:27 | 2026-04-07 | LPCN | Lipocine Inc. | Higuchi John W. | Director | Pharmaceutical Preparations | BUY | $2.03 | 40,000 | $81,200 | 203,797 | +24.4% |
| 2026-04-07 20:54 | 2026-04-02 | BB | BLACKBERRY Ltd | GIAMATTEO JOHN JOSEPH | Director, Officer - CEO & President, Secure Comm. | Services-Prepackaged Software | OPT+S | $3.56 | 27,066 | -$96,355 | 899,146 | 0.0% |
| 2026-04-07 20:54 | 2026-04-02 | BB | BLACKBERRY Ltd | Foote Tim | Officer - Chief Financial Officer | Services-Prepackaged Software | OPT+S | $3.56 | 9,230 | -$32,859 | 81,184 | 0.0% |
| 2026-04-07 20:54 | 2026-04-02 | BB | BLACKBERRY Ltd | Armstrong-Owen Jennifer | Officer - Sr VP & Chief People Officer | Services-Prepackaged Software | OPT+S | $3.56 | 32,796 | -$116,754 | 98,161 | 0.0% |
| 2026-04-07 20:54 | 2026-04-02 | BB | BLACKBERRY Ltd | Kurtz Philip S. | Officer - CLO & Corp. Secretary | Services-Prepackaged Software | OPT+S | $3.56 | 4,079 | -$14,521 | 117,484 | 0.0% |
| 2026-04-07 20:01 | 2025-03-07 | HWKE | Hawkeye Systems, Inc. | Marshall Corby | Director, 10% owner | Photographic Equipment & Supplies | SELL | $0.14 | 58,276 | -$8,357 | 2,773,399 | -2.1% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.