Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-03 15:21 | 2026-04-01 | NRXS | Neuraxis, INC | Carrico Thomas Joeseph | Officer - CRO, CCO, CPO | Electromedical & Electrotherapeutic Apparatus | BUY | $1.96 | 667 | $1,307 | 331,903 | +0.2% |
| 2026-04-03 14:56 | 2026-04-01 | EJH | E-Home Household Service Holdings Ltd | WENSHAN XIE | Director, Officer, 10% owner - Chairman, CEO | Services-Miscellaneous Repair Services | BUY | $1.25 | 540,000 | $675,000 | 552,295 | +4,392.0% |
| 2026-04-03 11:29 | 2026-04-01 | CGEN | COMPUGEN LTD | Ophir Eran | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | OPT+S | $2.21 | 5,625 | -$12,413 | 11,375 | 0.0% |
| 2026-04-03 11:31 | 2026-04-01 | CGEN | COMPUGEN LTD | Levine Zurit | Officer - SVP, Business Development | Biological Products, (No Diagnostic Substances) | OPT+S | $2.20 | 3,500 | -$7,700 | 29,375 | 0.0% |
| 2026-04-02 22:37 | 2026-04-01 | KSEZ | Kinetic Seas Inc. | Lozinski Jeffrey William | 10% owner | Blank Checks | SELL | $0.03 | 111,700 | -$3,664 | 278,300 | -28.6% |
| 2026-04-02 20:07 | 2026-03-23 | SVRE | SaverOne 2014 Ltd. | VisionWave Holdings, Inc. | Director | Services-Computer Programming Services | BUY | $3.00 | 361,800,000 | $1,085,400,000 | 7,128,388,800 | +5.3% |
| 2026-04-02 21:15 | 2026-04-01 | DGXX | Digi Power X Inc. | Amar Alec | Director, Officer - President | Finance Services | SELL | $2.25 | 1,800 | -$4,050 | 1,367,149 | -0.1% |
| 2026-04-02 20:16 | 2026-03-31 | CGC | Canopy Growth Corp | Yanofsky Theresa | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 10,373 | -$9,647 | 53,145 | -16.3% |
| 2026-04-02 20:15 | 2026-03-31 | CGC | Canopy Growth Corp | Lazzarato David Angelo | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 15,624 | -$14,530 | 72,048 | -17.8% |
| 2026-04-02 20:47 | 2026-03-31 | ALLO | Allogene Therapeutics, Inc. | Beneski Benjamin Machinas | Officer - SVP, Chief Technical Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.50 | 2,867 | -$7,168 | 195,338 | -1.4% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | Butcher Patrick | Director | Services-Computer Programming Services | OPT+S | $4.43 | 554 | -$2,454 | 9,099 | 0.0% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | Hollister Kathryn A | Director | Services-Computer Programming Services | OPT+S | $4.42 | 264 | -$1,167 | 13,151 | 0.0% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | Druskin Ben | Director | Services-Computer Programming Services | OPT+S | $4.43 | 486 | -$2,153 | 54,367 | 0.0% |
| 2026-04-02 20:00 | 2026-04-01 | HGBL | Heritage Global Inc. | Sklar James Edward | Officer - EVP, Gen Counsel & Secretary | Services-Business Services, NEC | SELL | $1.35 | 3,734 | -$5,041 | 261,125 | -1.4% |
| 2026-04-02 21:12 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Neal James R | Director | Pharmaceutical Preparations | BUY | $2.54 | 789 | $2,000 | 818 | +2,720.7% |
| 2026-04-02 21:21 | 2026-04-01 | KPET | KPET Ultra Paceline Corp | KPThree Capital LLC | 10% owner | Other | BUY | $0.00 | 235,000 | $0 | 235,000 | +100.0% |
| 2026-04-02 20:52 | 2026-04-01 | NCMI | National CineMedia, Inc. | Woods Maria VG | Officer - EVP - General Counsel | Services-Advertising | OPT+S | $3.04 | 12,066 | -$36,681 | 143,097 | 0.0% |
| 2026-04-02 20:39 | 2026-04-01 | NCMI | National CineMedia, Inc. | Lesinski Thomas F. | Director, Officer - Chief Executive Officer | Services-Advertising | OPT+S | $3.04 | 64,699 | -$196,685 | 559,031 | 0.0% |
| 2026-04-02 20:23 | 2026-04-01 | PRHI | Presurance Holdings, Inc. | RONEY BRIAN J | Officer - Chief Executive Officer | Fire, Marine & Casualty Insurance | BUY | $0.72 | 100,000 | $71,810 | 510,232 | +24.4% |
| 2026-04-02 20:16 | 2026-03-31 | CGC | Canopy Growth Corp | ATKINS M SHAN | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 2,074 | -$1,929 | 41,390 | -4.8% |
| 2026-04-02 20:15 | 2026-03-31 | CGC | Canopy Growth Corp | BAYERN JOSEPH | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 2,658 | -$2,472 | 40,000 | -6.2% |
| 2026-04-02 21:16 | 2026-04-01 | LPSN | LIVEPERSON INC | Sabino Anthony John | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $2.57 | 7,844 | -$20,159 | 180,294 | -4.2% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | PATTILLO DAVID ALEXANDER | Director | Services-Computer Programming Services | OPT+S | $4.43 | 538 | -$2,383 | 32,332 | 0.0% |
| 2026-04-03 01:00 | 2026-03-31 | ADCT | ADC Therapeutics SA | Redmile Group, LLC | 10% owner | Pharmaceutical Preparations | SELL | $3.34 | 5,880,415 | -$19,636,470 | 10,265,297 | -36.4% |
| 2026-04-03 00:00 | 2026-03-31 | SLND | Southland Holdings, Inc. | Winn Walter Timothy | Director, Officer - CO-COO AND EVP | Heavy Construction Other Than Bldg Const - Contractors | BUY | $1.47 | 29,177 | $42,890 | 1,950,721 | +1.5% |
| 2026-04-02 23:34 | 2026-03-31 | VVOS | Vivos Therapeutics, Inc. | Skaff Michael C | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.34 | 1,353,625 | $1,813,858 | 1,353,625 | +100.0% |
| 2026-04-02 22:16 | 2026-04-01 | CDLX | Cardlytics, Inc. | Lynton Nicholas Hollmeyer | Officer - Chief Legal & Privacy Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $0.99 | 40,296 | -$39,893 | 167,856 | 0.0% |
| 2026-04-02 22:19 | 2026-04-01 | CDLX | Cardlytics, Inc. | Gupta Amit | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $1.01 | 116,774 | -$118,421 | 1,057,220 | 0.0% |
| 2026-04-02 21:51 | 2026-03-31 | XOS | Xos, Inc. | Bernstein Stuart N. | Director | Motor Vehicle Parts & Accessories | SELL | $1.64 | 4,071 | -$6,694 | 94,087 | -4.1% |
| 2026-04-02 21:35 | 2026-04-01 | GEVO | Gevo, Inc. | Shafer Andrew | Officer - Chief Cust Mkt & Brnd Officer | Industrial Organic Chemicals | OPT+S | $2.71 | 5,550 | -$15,027 | 270,823 | 0.0% |
| 2026-04-02 21:19 | 2026-03-31 | SPRU | SPRUCE POWER HOLDING CORP | STEEL PARTNERS HOLDINGS L.P. | 10% owner | Electric Services | BUY | $4.03 | 12,637 | $50,913 | 3,361,567 | +0.4% |
| 2026-04-02 21:05 | 2026-04-02 | LPCN | Lipocine Inc. | Patel Mahesh V. | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.02 | 25,000 | $50,500 | 135,679 | +22.6% |
| 2026-04-02 20:47 | 2026-04-01 | NCMI | National CineMedia, Inc. | Ng Ronnie Y. | Officer - Chief Financial Officer | Services-Advertising | OPT+S | $3.04 | 32,350 | -$98,344 | 197,033 | 0.0% |
| 2026-04-02 18:02 | 2026-04-02 | SVC | Service Properties Trust | PORTNOY ADAM D. | Director | Real Estate Investment Trusts | BUY | $1.20 | 41,666,666 | $49,999,999 | 41,666,666 | +100.0% |
| 2026-04-02 18:03 | 2026-04-02 | SVC | Service Properties Trust | Bilotto Christopher J. | Director, Officer - President and CEO | Real Estate Investment Trusts | BUY | $1.20 | 100,000 | $120,000 | 298,369 | +50.4% |
| 2026-04-02 18:04 | 2026-04-02 | SVC | Service Properties Trust | Donley Brian E. | Officer - CFO and Treasurer | Real Estate Investment Trusts | BUY | $1.20 | 55,000 | $66,000 | 203,660 | +37.0% |
| 2026-04-02 17:51 | 2026-03-31 | PAM | Pampa Energy Inc. | Mindlin Damian Miguel | Officer - Vice President | Electric Services | SELL | $3.57 | 500,000 | -$1,785,000 | 13,968,370 | -3.5% |
| 2026-04-02 17:04 | 2026-04-01 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.25 | 1,134 | $3,686 | 68,352 | +1.7% |
| 2026-04-02 13:49 | 2026-04-01 | TIVC | Tivic Health Systems, Inc. | Valauri Christina Rizopoulos | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $0.95 | 19,000 | $18,008 | 19,000 | +100.0% |
| 2026-04-02 13:49 | 2026-03-31 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.01 | 4,808 | -$19,280 | 227,773 | -2.1% |
| 2026-04-02 13:29 | 2026-03-31 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.01 | 4,808 | -$19,280 | 41,241 | -10.4% |
| 2026-04-02 12:01 | 2026-04-01 | SCYX | SCYNEXIS INC | Angulo Gonzalez David | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $0.00 | 108,695 | $0 | 1,357,126 | +8.7% |
| 2026-04-01 20:15 | 2026-03-30 | POCI | PRECISION OPTICS CORPORATION, INC. | TRAUT JOSEPH | Officer - Chief Operating Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $3.60 | 41,666 | $149,998 | 41,666 | +100.0% |
| 2026-04-01 21:08 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Bigora Sian | Officer - Chief Development Officer | Pharmaceutical Preparations | BUY | $2.54 | 2,107 | $5,341 | 3,711 | +131.4% |
| 2026-04-01 20:11 | 2026-03-30 | NMTC | NEUROONE MEDICAL TECHNOLOGIES Corp | Christianson Mark | Officer - Business Development Director | Surgical & Medical Instruments & Apparatus | SELL | $0.74 | 15,363 | -$11,369 | 198,920 | -7.2% |
| 2026-04-01 20:15 | 2026-03-31 | GLBS | GLOBUS MARITIME LTD | Feidakis Georgios | Director | Deep Sea Foreign Transportation of Freight | BUY | $2.14 | 375,145 | $801,835 | 6,357,467 | +6.3% |
| 2026-04-01 20:15 | 2026-03-30 | POCI | PRECISION OPTICS CORPORATION, INC. | Forkey Joseph Norman | Director, Officer - Chief Executive Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $3.60 | 1,388 | $4,997 | 143,959 | +1.0% |
| 2026-04-01 21:07 | 2026-03-30 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.57 | 3,100 | $4,867 | 456,290 | +0.7% |
| 2026-04-01 20:15 | 2026-03-30 | POCI | PRECISION OPTICS CORPORATION, INC. | COLL WAYNE M | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $3.60 | 20,833 | $74,999 | 35,239 | +144.6% |
| 2026-04-02 01:52 | 2026-03-31 | BZUN | Baozun Inc. | Wu Junhua | Director, Officer - Chief Strategy Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.40 | 14,000 | $33,597 | 61,428 | +29.5% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.