Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-01 20:15 | 2026-03-30 | POCI | PRECISION OPTICS CORPORATION, INC. | COLL WAYNE M | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $3.60 | 20,833 | $74,999 | 35,239 | +144.6% |
| 2026-04-02 01:52 | 2026-03-31 | BZUN | Baozun Inc. | Wu Junhua | Director, Officer - Chief Strategy Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.40 | 14,000 | $33,597 | 61,428 | +29.5% |
| 2026-04-02 01:54 | 2026-03-30 | CPAC | CEMENTOS PACASMAYO SAA | Hochschild Beeck Eduardo | Director, 10% owner | Cement, Hydraulic | SELL | $0.00 | 211,985,547 | $0 | 0 | -100.0% |
| 2026-04-02 01:47 | 2026-03-30 | BATL | BATTALION OIL CORP | LUMINUS MANAGEMENT LLC | Director, 10% owner | Crude Petroleum & Natural Gas | SELL | $4.56 | 1,890,482 | -$8,625,135 | 2,006,508 | -48.5% |
| 2026-04-02 01:37 | 2026-03-31 | UTSI | UTSTARCOM HOLDINGS CORP. | Shao Sean | Director | Communications Equipment, NEC | SELL | $2.32 | 6,000 | -$13,898 | 13,898 | -30.2% |
| 2026-04-02 01:00 | 2026-03-30 | HWH | HWH International Inc. | Chan Heng Fai Ambrose | Director, Officer, 10% owner - Chief Executive Officer | Wholesale-Drugs, Proprietaries & Druggists' Sundries | SELL | $0.98 | 100,390 | -$98,683 | 1,891,279 | -5.0% |
| 2026-04-01 23:19 | 2026-03-30 | FPS | Forgent Power Solutions, Inc. | Neos Partners, LP | Director, 10% owner | Electrical Industrial Apparatus | SELL | $0.00 | 34,500,000 | $0 | 145,218,850 | -19.2% |
| 2026-04-01 21:35 | 2026-03-30 | GEVO | Gevo, Inc. | Ryan Christopher Michael | Officer - President & COO | Industrial Organic Chemicals | SELL | $2.80 | 129,797 | -$363,912 | 1,402,141 | -8.5% |
| 2026-04-01 21:09 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Guy Wendy | Officer - Chief Administrative Officer | Pharmaceutical Preparations | BUY | $2.54 | 1,854 | $4,700 | 3,110 | +147.6% |
| 2026-04-01 21:10 | 2026-04-01 | CLNN | Clene Inc. | Ugwumba Chidozie | 10% owner | Pharmaceutical Preparations | SELL | $4.97 | 4,278 | -$21,262 | 426,816 | -1.0% |
| 2026-04-01 21:11 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Lin Patrick | Officer - Chief Business - Strategy Off | Pharmaceutical Preparations | BUY | $2.54 | 1,603 | $4,064 | 3,356 | +91.4% |
| 2026-04-01 21:15 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Ng George K | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.54 | 2,136 | $5,415 | 3,649 | +141.2% |
| 2026-04-01 21:17 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Pannu Geraldine | Director | Pharmaceutical Preparations | BUY | $2.54 | 2,072 | $5,253 | 2,188 | +1,786.2% |
| 2026-04-01 21:18 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | SKIBSTED RUSSELL | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $2.54 | 2,324 | $5,891 | 2,324 | +100.0% |
| 2026-04-01 21:20 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Young David | Director, Officer - Pres. Research & Development | Pharmaceutical Preparations | BUY | $2.54 | 1,810 | $4,588 | 10,562 | +20.7% |
| 2026-04-01 20:56 | 2026-03-31 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.59 | 2,001,148 | -$7,184,121 | 11,328,709 | -15.0% |
| 2026-04-01 21:06 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Baluch Khoso | Director | Pharmaceutical Preparations | BUY | $2.54 | 2,269 | $5,752 | 2,325 | +4,051.8% |
| 2026-04-01 20:39 | 2026-03-31 | ATHM | Autohome Inc. | Xiang Bibo | Officer - Chief Technology Officer | Services-Computer Processing & Data Preparation | SELL | $4.29 | 1,240 | -$5,314 | 43,976 | -2.7% |
| 2026-04-01 20:46 | 2026-03-31 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $2.76 | 29,040 | $80,150 | 6,426,175 | +0.5% |
| 2026-04-01 20:49 | 2026-03-31 | AFCG | Advanced Flower Capital Inc. | Tannenbaum Robyn | Officer - President and CIO | Real Estate | BUY | $2.80 | 7,000 | $19,600 | 225,907 | +3.2% |
| 2026-04-01 20:30 | 2026-03-31 | CNTB | Connect Biopharma Holdings Ltd | Huang James | Director | Pharmaceutical Preparations | BUY | $3.45 | 1,160,000 | $4,002,000 | 13,160,000 | +9.7% |
| 2026-04-01 20:34 | 2026-03-31 | ATHM | Autohome Inc. | Zeng Yan | Officer - Chief Financial Officer | Services-Computer Processing & Data Preparation | SELL | $4.29 | 2,704 | -$11,587 | 140,240 | -1.9% |
| 2026-04-01 20:15 | 2026-03-31 | VBIX | Viewbix Inc. | Weiss Amitay | Director | Services-Prepackaged Software | SELL | $2.00 | 30,296 | -$60,592 | 0 | -100.0% |
| 2026-04-01 20:15 | 2026-03-30 | LODE | Comstock Inc. | Drozdoff Leo M | Director | Industrial Organic Chemicals | BUY | $3.00 | 28,000 | $84,000 | 178,481 | +18.6% |
| 2026-04-01 20:16 | 2026-03-30 | LODE | Comstock Inc. | Merrill Judd | Officer - Chief Financial Officer | Industrial Organic Chemicals | BUY | $3.08 | 3,700 | $11,396 | 4,210 | +725.5% |
| 2026-04-01 20:05 | 2026-04-01 | ALT | Altimmune, Inc. | Durso Jerome Benedict | Director, Officer - President and CEO | Pharmaceutical Preparations | BUY | $3.14 | 15,000 | $47,100 | 47,500 | +46.2% |
| 2026-04-01 20:05 | 2026-04-01 | ALT | Altimmune, Inc. | WEAVER GREGORY L | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $3.15 | 10,000 | $31,499 | 38,078 | +35.6% |
| 2026-04-01 17:27 | 2026-03-31 | SBSW | Sibanye Stillwater Ltd | Nkosi Themba George | Officer - Chief People & Culture Officer | Gold and Silver Ores | BUY | $2.91 | 11,865 | $34,527 | 242,248 | +5.2% |
| 2026-04-01 17:32 | 2026-03-31 | SBDS | Solo Brands, Inc. | Larson John P. | Director, Officer - President and CEO | Sporting & Athletic Goods, NEC | BUY | $3.91 | 2,559 | $9,998 | 87,175 | +3.0% |
| 2026-04-01 16:54 | 2026-03-31 | OTH | OFF THE HOOK YS INC. | SIMMONS ANDREW JAMES | Director, Officer - Vice President and Director | Ship & Boat Building & Repairing | BUY | $2.01 | 10,000 | $20,144 | 1,225,873 | +0.8% |
| 2026-04-01 16:58 | 2026-03-31 | OTH | OFF THE HOOK YS INC. | Ruegg Jason Daniel | Director, Officer, 10% owner - President and Chairman | Ship & Boat Building & Repairing | BUY | $2.03 | 10,000 | $20,294 | 13,903,750 | +0.1% |
| 2026-04-01 16:02 | 2026-03-31 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.24 | 1,134 | $3,674 | 68,270 | +1.7% |
| 2026-04-01 15:48 | 2026-03-31 | OTH | OFF THE HOOK YS INC. | John Brian | Director, Officer, 10% owner - CEO and Director | Ship & Boat Building & Repairing | BUY | $2.06 | 53,350 | $109,848 | 1,253,350 | +4.4% |
| 2026-04-01 15:29 | 2026-03-31 | NRGV | Energy Vault Holdings, Inc. | Piconi Robert | Director, Officer, 10% owner - Chief Executive Officer | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $3.21 | 12,500 | $40,120 | 16,921,594 | +0.1% |
| 2026-04-01 14:41 | 2026-03-31 | SOPH | SOPHiA GENETICS SA | Puylaert Kevin | Officer - Chief Sales Officer | Services-Computer Processing & Data Preparation | SELL | $4.71 | 3 | -$14 | 92,383 | 0.0% |
| 2026-04-01 13:08 | 2026-03-27 | LFT | Lument Finance Trust, Inc. | HOULIHAN WILLIAM A | Director | Real Estate Investment Trusts | BUY | $1.30 | 5,000 | $6,500 | 260,732 | +2.0% |
| 2026-04-01 12:30 | 2026-03-31 | LAES | SEALSQ Corp | Buonanno Franck Jean | Officer - Vice-President, Global Sales | Semiconductors & Related Devices | SELL | $2.35 | 10,000 | -$23,500 | 10,000 | -50.0% |
| 2026-04-01 12:32 | 2026-03-30 | TOUR | Tuniu Corp | Chen Anqiang | Officer - Financial Controller | Transportation Services | BUY | $0.79 | 3,500 | $2,770 | 68,200 | +5.4% |
| 2026-04-01 11:51 | 2026-03-31 | CRIS | CURIS INC | KAITIN KENNETH I | Director | Biological Products, (No Diagnostic Substances) | BUY | $0.55 | 10,000 | $5,487 | 11,407 | +710.7% |
| 2026-04-01 11:31 | 2026-03-31 | NSRX | Nasus Pharma Ltd | Teleman Dan Benjamin | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.04 | 15,000 | $30,600 | 21,246 | +240.2% |
| 2026-04-01 10:27 | 2026-03-30 | VLN | Valens Semiconductor Ltd. | Yaacobi Tal | Director | Semiconductors & Related Devices | SELL | $1.11 | 1,400 | -$1,554 | 77,398 | -1.8% |
| 2026-04-01 10:02 | 2026-03-31 | USEG | US ENERGY CORP | Smith Ryan Lewis | Director, Officer - CEO | Crude Petroleum & Natural Gas | BUY | $0.87 | 15,000 | $13,050 | 1,118,769 | +1.4% |
| 2026-04-01 10:03 | 2026-03-30 | HUIZ | Huize Holding Ltd | Ma Cunjun | Director, Officer, 10% owner - Chief Executive Officer | Insurance Agents, Brokers & Service | BUY | $0.01 | 7,842,032 | $113,709 | 7,839,032 | +100.0% |
| 2026-03-31 20:15 | 2026-03-30 | GLBS | GLOBUS MARITIME LTD | Feidakis Georgios | Director | Deep Sea Foreign Transportation of Freight | BUY | $1.93 | 15,395 | $29,695 | 5,982,322 | +0.3% |
| 2026-03-31 20:10 | 2026-03-30 | PGEN | PRECIGEN, INC. | KIRK RANDAL J | Director, 10% owner | Pharmaceutical Preparations | SELL | $3.30 | 4,772,781 | -$15,750,177 | 12,262,741 | -28.0% |
| 2026-04-01 01:41 | 2026-03-30 | UTSI | UTSTARCOM HOLDINGS CORP. | Shao Sean | Director | Communications Equipment, NEC | SELL | $2.43 | 13,994 | -$34,008 | 23,102 | -37.7% |
| 2026-04-01 01:03 | 2026-03-31 | ABEO | ABEONA THERAPEUTICS INC. | Seshadri Vishwas | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | SELL | $4.38 | 29,985 | -$131,481 | 1,430,423 | -2.1% |
| 2026-04-01 00:24 | 2026-03-27 | WHLR | Wheeler Real Estate Investment Trust, Inc. | Magnetar Financial LLC | 10% owner | Real Estate Investment Trusts | SELL | $0.96 | 18,166 | -$17,385 | 145,069 | -11.1% |
| 2026-03-31 23:52 | 2026-03-30 | IAUX | i-80 Gold Corp. | Seaman John William | Director | Gold and Silver Ores | BUY | $1.42 | 32,000 | $45,440 | 387,897 | +9.0% |
| 2026-03-31 22:49 | 2026-03-31 | CRGO | Freightos Ltd | Pinillos Manrique de Lara Pablo | Director, Officer - CEO and CFO | Arrangement of Transportation of Freight & Cargo | SELL | $1.57 | 17,898 | -$28,100 | 24,102 | -42.6% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.