Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-18 21:52 | 2026-03-17 | RXRX | RECURSION PHARMACEUTICALS, INC. | Taylor Ben R | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | SELL | $3.39 | 7,956 | -$26,971 | 1,180,318 | -0.7% |
| 2026-03-18 21:41 | 2026-03-16 | INDI | indie Semiconductor, Inc. | Aoki Ichiro | Director, Officer - President | Semiconductors & Related Devices | OPT+S | $2.56 | 100,000 | -$256,400 | 100,952 | 0.0% |
| 2026-03-18 21:48 | 2026-03-16 | MQ | Marqeta, Inc. | Sumner Crystal | Officer - See Remarks | Services-Prepackaged Software | SELL | $3.98 | 5,055 | -$20,126 | 517,320 | -1.0% |
| 2026-03-18 20:43 | 2026-03-18 | CTM | Castellum, Inc. | Merriman Andrew | Officer - Chief Operating Officer | Services-Management Consulting Services | BUY | $0.80 | 3,000 | $2,395 | 534,000 | +0.6% |
| 2026-03-18 20:46 | 2026-03-16 | NRDY | Nerdy Inc. | Pello Jason H. | Officer - Chief Financial Officer | Services-Educational Services | SELL | $0.90 | 30,609 | -$27,548 | 2,540,626 | -1.2% |
| 2026-03-18 20:46 | 2026-03-16 | NRDY | Nerdy Inc. | Swenson Christopher C. | Officer - Chief Legal Officer | Services-Educational Services | SELL | $0.90 | 18,366 | -$16,529 | 2,004,376 | -0.9% |
| 2026-03-18 20:32 | 2026-03-17 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.70 | 2,001,148 | -$7,404,248 | 10,334,449 | -16.2% |
| 2026-03-18 20:12 | 2026-03-17 | ESPR | Esperion Therapeutics, Inc. | Halladay Benjamin | Officer - Chief Financial Officer | Pharmaceutical Preparations | SELL | $2.71 | 6,424 | -$17,377 | 713,602 | -0.9% |
| 2026-03-18 20:13 | 2026-03-17 | ESPR | Esperion Therapeutics, Inc. | Koenig Sheldon L. | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $2.72 | 25,578 | -$69,547 | 2,172,699 | -1.2% |
| 2026-03-18 20:13 | 2026-03-17 | ESPR | Esperion Therapeutics, Inc. | Looker Benjamin | Officer - Chief Legal Officer | Pharmaceutical Preparations | SELL | $2.70 | 5,708 | -$15,429 | 679,348 | -0.8% |
| 2026-03-18 20:19 | 2026-03-16 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.08 | 1,600 | $134 | 3,193,996 | +0.1% |
| 2026-03-18 19:53 | 2026-03-17 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.27 | 1,134 | $3,708 | 67,450 | +1.7% |
| 2026-03-18 19:37 | 2026-03-03 | EXFY | Expensify, Inc. | McLaughlin Steven J. | 10% owner | Services-Prepackaged Software | BUY | $0.94 | 2,263,444 | $2,134,201 | 12,203,393 | +22.8% |
| 2026-03-18 18:45 | 2026-03-11 | FOXX | Foxx Development Holdings Inc. | Foley Greg | Officer - Chief Executive Officer | Computer Communications Equipment | SELL | $4.01 | 7,597 | -$30,437 | 16,715 | -31.2% |
| 2026-03-18 18:46 | 2026-03-13 | FOXX | Foxx Development Holdings Inc. | Cui Haitao | Director, Officer - Executive Vice President | Computer Communications Equipment | SELL | $4.04 | 4,106 | -$16,580 | 137,357 | -2.9% |
| 2026-03-18 18:13 | 2026-03-17 | HBIO | HARVARD BIOSCIENCE INC | DENELSKY STEPHEN J | Director | Laboratory Analytical Instruments | BUY | $4.87 | 10,000 | $48,700 | 21,000 | +90.9% |
| 2026-03-18 17:52 | 2026-03-18 | HFFG | HF Foods Group Inc. | Chang Christine | Officer - Chief Administrative Officer | Wholesale-Groceries & Related Products | BUY | $1.74 | 4,000 | $6,960 | 237,995 | +1.7% |
| 2026-03-18 17:55 | 2026-03-18 | HFFG | HF Foods Group Inc. | Lin Xi | Officer - President and CEO | Wholesale-Groceries & Related Products | BUY | $1.80 | 8,367 | $15,028 | 424,171 | +2.0% |
| 2026-03-18 17:57 | 2026-03-18 | HFFG | HF Foods Group Inc. | McGarry Paul E | Officer - CFO | Wholesale-Groceries & Related Products | BUY | $1.76 | 2,500 | $4,400 | 9,700 | +34.7% |
| 2026-03-18 18:00 | 2026-03-16 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $3.11 | 5,486 | $17,061 | 302,943 | +1.8% |
| 2026-03-18 15:39 | 2025-06-13 | CBUS | Cibus, Inc. | Sauer Noel | Officer - Sr VP, Research | Agricultural Chemicals | SELL | $1.49 | 4 | -$6 | 105,476 | 0.0% |
| 2026-03-18 15:22 | 2026-03-16 | CULP | CULP INC | CULP ROBERT GEORGE IV | Director, Officer - President & CEO | Broadwoven Fabric Mills, Cotton | BUY | $3.17 | 8,739 | $27,659 | 120,197 | +7.8% |
| 2026-03-18 14:36 | 2026-03-17 | STIM | Neuronetics, Inc. | Chernett Jorey | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.16 | 531,000 | $615,960 | 7,516,404 | +7.6% |
| 2026-03-18 14:36 | 2026-03-17 | AIRS | Airsculpt Technologies, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $2.56 | 83,000 | $212,480 | 6,676,059 | +1.3% |
| 2026-03-18 11:31 | 2026-03-16 | HBIO | HARVARD BIOSCIENCE INC | Snider William | Director | Laboratory Analytical Instruments | BUY | $4.93 | 21,000 | $103,604 | 32,000 | +190.9% |
| 2026-03-17 14:45 | 2026-03-13 | ROLR | High Roller Technologies, Inc. | Francis John Milton IV | Officer - Chief Operating Officer | Services-Amusement & Recreation Services | BUY | $3.95 | 2,277 | $8,994 | 15,022 | +17.9% |
| 2026-03-17 13:06 | 2026-03-16 | NIU | Niu Technologies | Zhou Fion Wenjuan | Director, Officer - Chief Financial Officer | Motor Vehicles & Passenger Car Bodies | OPT+S | $3.48 | 22,113 | -$77,044 | 142,171 | 0.0% |
| 2026-03-17 20:14 | 2026-03-16 | PTON | PELOTON INTERACTIVE, INC. | Coddington Elizabeth F | Officer - Chief Financial Officer | Sporting & Athletic Goods, NEC | OPT+S | $3.87 | 21,819 | -$84,501 | 346,535 | 0.0% |
| 2026-03-17 20:13 | 2026-03-16 | PTON | PELOTON INTERACTIVE, INC. | Caldwell Nick V. | Officer - Chief Product Officer | Sporting & Athletic Goods, NEC | OPT+S | $3.86 | 42,632 | -$164,768 | 880,956 | 0.0% |
| 2026-03-17 20:30 | 2026-03-13 | WOOF | Petco Health & Wellness Company, Inc. | Venezia Patrick J | Officer - Chief Revenue Officer | Retail-Retail Stores, NEC | OPT+S | $3.42 | 102,029 | -$349,072 | 398,832 | 0.0% |
| 2026-03-17 20:30 | 2026-03-13 | ARQ | Arq, Inc. | EICHER CAROL S | Director | Miscellaneous Chemical Products | BUY | $1.95 | 77,500 | $151,009 | 174,010 | +80.3% |
| 2026-03-17 21:44 | 2026-02-17 | DRMA | Dermata Therapeutics, Inc. | Bedoya-Toro Munera Maria E | Officer - SVP, Regulatory Affairs | Pharmaceutical Preparations | BUY | $1.27 | 1,000 | $1,270 | 1,012 | +8,333.3% |
| 2026-03-17 21:11 | 2026-03-13 | TCPC | BlackRock TCP Capital Corp. | Wolfe Patrick | Officer - Chief Operating Officer | Other | BUY | $3.65 | 8,925 | $32,535 | 16,086 | +124.6% |
| 2026-03-17 20:30 | 2026-03-16 | MX | MAGNACHIP SEMICONDUCTOR Corp | NATHAN GILBERT E | Director | Semiconductors & Related Devices | BUY | $2.87 | 21,994 | $63,050 | 158,200 | +16.1% |
| 2026-03-17 21:44 | 2026-03-17 | WEST | Westrock Coffee Co | FORD JOE T | Director | Beverages | BUY | $4.60 | 55,000 | $253,000 | 533,916 | +11.5% |
| 2026-03-17 15:38 | 2026-03-13 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $3.07 | 2,000 | $6,140 | 297,457 | +0.7% |
| 2026-03-17 20:26 | 2026-03-13 | TACT | TRANSACT TECHNOLOGIES INC | DILLON JOHN | Director, Officer - CEO | Computer Peripheral Equipment, NEC | BUY | $3.51 | 100,000 | $351,040 | 100,000 | +100.0% |
| 2026-03-17 21:15 | 2026-03-13 | AWRE | AWARE INC /MA/ | STAFFORD JOHN S III | Director | Services-Prepackaged Software | BUY | $1.28 | 16,754 | $21,445 | 5,121,954 | +0.3% |
| 2026-03-18 01:00 | 2026-03-16 | SNAP | Snap Inc | Mohan Ajit | Officer - Chief Business Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $4.59 | 27,743 | -$127,474 | 5,130,734 | -0.5% |
| 2026-03-18 01:00 | 2026-03-16 | SNAP | Snap Inc | Andersen Derek | Officer - Chief Financial Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $4.59 | 92,956 | -$427,058 | 3,799,661 | -2.4% |
| 2026-03-18 00:34 | 2026-03-17 | IRWD | IRONWOOD PHARMACEUTICALS INC | DENNER ALEXANDER J | Director | Pharmaceutical Preparations | SELL | $3.05 | 6,730,800 | -$20,530,286 | 9,188,635 | -42.3% |
| 2026-03-18 00:00 | 2026-03-13 | INDI | indie Semiconductor, Inc. | Wu Naixi | Officer - Chief Financial Officer | Semiconductors & Related Devices | SELL | $2.51 | 6,000 | -$15,083 | 71,188 | -7.8% |
| 2026-03-18 00:10 | 2026-03-13 | SNES | SenesTech, Inc. | GLENBROOK CAPITAL MANAGEMENT | 10% owner | Agricultural Chemicals | BUY | $1.93 | 171,034 | $330,181 | 890,635 | +23.8% |
| 2026-03-17 23:40 | 2026-03-13 | TOI | Oncology Institute, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $3.07 | 398,985 | $1,225,083 | 10,251,929 | +4.0% |
| 2026-03-17 23:11 | 2026-03-17 | LPSN | LIVEPERSON INC | Collins John DeNeen | Officer - CFO and COO | Services-Prepackaged Software | SELL | $2.72 | 931 | -$2,532 | 116,927 | -0.8% |
| 2026-03-17 23:13 | 2026-03-17 | LPSN | LIVEPERSON INC | Sabino Anthony John | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $2.72 | 12,594 | -$34,256 | 196,171 | -6.0% |
| 2026-03-17 23:09 | 2026-03-17 | LPSN | LIVEPERSON INC | Greenberg Monica L. | Officer - EVP, Policy & General Counsel | Services-Prepackaged Software | SELL | $2.72 | 315 | -$857 | 80,000 | -0.4% |
| 2026-03-17 21:46 | 2026-03-13 | RPGL | Republic Power Group Ltd | CETERA WEALTH SERVICES, LLC | 10% owner | Services-Prepackaged Software | SELL | $0.83 | 61,779 | -$51,412 | 680,655 | -8.3% |
| 2026-03-17 21:32 | 2026-03-16 | ALIT | Alight, Inc. / Delaware | Lopes Robert A. Jr. | Director | Services-Business Services, NEC | BUY | $0.82 | 30,000 | $24,600 | 117,219 | +34.4% |
| 2026-03-17 21:39 | 2026-03-16 | MYO | MYOMO, INC. | Getz Heather C | Director | Orthopedic, Prosthetic & Surgical Appliances & Supplies | BUY | $0.70 | 20,000 | $13,972 | 131,754 | +17.9% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.