Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-16 20:11 | 2026-03-13 | WEST | Westrock Coffee Co | FORD JOE T | Director | Beverages | BUY | $3.92 | 45,000 | $176,400 | 478,916 | +10.4% |
| 2026-03-17 00:01 | 2026-03-13 | OSUR | ORASURE TECHNOLOGIES INC | McGrath Kenneth J | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | BUY | $3.00 | 22,021 | $66,030 | 557,262 | +4.1% |
| 2026-03-17 00:01 | 2026-03-13 | OSUR | ORASURE TECHNOLOGIES INC | EGLINTON MANNER CARRIE | Director, Officer - President & CEO | Surgical & Medical Instruments & Apparatus | BUY | $3.00 | 22,022 | $66,033 | 2,158,574 | +1.0% |
| 2026-03-17 00:00 | 2026-03-12 | PODC | PodcastOne, Inc. | MERRIMAN D JONATHAN | Director | Services-Computer Programming, Data Processing, Etc. | BUY | $2.22 | 6,300 | $13,986 | 289,552 | +2.2% |
| 2026-03-16 23:44 | 2026-03-12 | CERS | CERUS CORP | Jayaraman Vivek K | Officer - Chief Operating Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.66 | 165,200 | -$273,769 | 1,747,674 | -8.6% |
| 2026-03-16 23:45 | 2025-03-12 | CERS | CERUS CORP | Jensen Chrystal | Officer - Chief Legal Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.66 | 113,008 | -$187,277 | 946,131 | -10.7% |
| 2026-03-16 23:44 | 2026-03-12 | CERS | CERUS CORP | Green Kevin Dennis | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.66 | 127,544 | -$211,366 | 1,040,551 | -10.9% |
| 2026-03-16 23:44 | 2026-03-12 | CERS | CERUS CORP | Greenman William Mariner | Director, Officer - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $1.66 | 447,757 | -$742,023 | 4,998,493 | -8.2% |
| 2026-03-16 23:43 | 2026-03-12 | CERS | CERUS CORP | Benjamin Richard J | Officer - Chief Medical Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.66 | 101,740 | -$168,604 | 777,361 | -11.6% |
| 2026-03-13 20:10 | 2026-03-13 | ECC | Eagle Point Credit Co Inc. | Onorio Kenneth P. | Officer - CFO / COO | Other | BUY | $3.74 | 110,000 | $411,400 | 205,756 | +114.9% |
| 2026-03-14 00:22 | 2026-03-12 | ANY | Sphere 3D Corp | Reppas Tiah Norton | Officer - Chief Accounting Officer | Finance Services | OPT+S | $1.61 | 6,250 | -$10,063 | 12,384 | 0.0% |
| 2026-03-14 00:00 | 2026-03-13 | ANY | Sphere 3D Corp | Kalbfleisch Kurt L. | Officer - CEO and CFO | Finance Services | OPT+S | $1.59 | 9,800 | -$15,582 | 64,455 | 0.0% |
| 2026-03-13 22:48 | 2026-03-11 | GOGO | Gogo Inc. | TOWNSEND CHARLES C | Director | Communications Services, NEC | BUY | $4.55 | 250,000 | $1,138,700 | 418,686 | +148.2% |
| 2026-03-13 22:30 | 2026-03-10 | LAZRQ | Luminar Technologies, Inc./DE | Schiano Dominick | Director | Motor Vehicle Parts & Accessories | SELL | $0.06 | 266 | -$15 | 92,492 | -0.3% |
| 2026-03-13 21:10 | 2026-03-13 | PETV | PetVivo Holdings, Inc. | A.L. Sarroff Fund, LLC | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.00 | 1,250,000 | $0 | 10,178,196 | +14.0% |
| 2026-03-13 21:00 | 2026-03-13 | VEEE | Twin Vee PowerCats, Co. | SWETS LARRY G JR | Director | Ship & Boat Building & Repairing | BUY | $0.42 | 50,000 | $21,000 | 150,000 | +50.0% |
| 2026-03-13 21:00 | 2026-03-11 | SVRE | SaverOne 2014 Ltd. | VisionWave Holdings, Inc. | Director | Services-Computer Programming Services | BUY | $2.64 | 347,760,000 | $918,955,800 | 6,766,588,800 | +5.4% |
| 2026-03-13 20:23 | 2026-03-11 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.08 | 3,550 | $295 | 3,192,396 | +0.1% |
| 2026-03-13 20:25 | 2026-03-11 | LMT | LOCKHEED MARTIN CORP | Cahill Timothy S | Officer - Pres. Missiles & Fire Control | Guided Missiles & Space Vehicles & Parts | SELL | $0.00 | 4,620 | $0 | 9,591 | -32.5% |
| 2026-03-13 20:30 | 2026-03-11 | ADV | Advantage Solutions Inc. | KILTS JAMES M | Director | Services-Business Services, NEC | BUY | $0.70 | 16,759 | $11,725 | 1,532,106 | +1.1% |
| 2026-03-13 19:15 | 2026-03-13 | THRY | Thryv Holdings, Inc. | Walsh Joe | Director, Officer - Chairman and CEO | Services-Advertising | BUY | $2.91 | 15,000 | $43,650 | 775,749 | +2.0% |
| 2026-03-13 14:32 | 2026-03-12 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.01 | 1,134 | $3,413 | 67,204 | +1.7% |
| 2026-03-13 12:00 | 2026-03-12 | ONCY | ONCOLYTICS BIOTECH INC | Kelly Jared | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $0.96 | 5,050 | $4,848 | 114,050 | +4.6% |
| 2026-03-13 12:00 | 2025-10-01 | TPET | Trio Petroleum Corp | PERNICE THOMAS J | Director | Crude Petroleum & Natural Gas | SELL | $0.00 | 42,750 | $0 | 175,000 | -19.6% |
| 2026-03-13 12:00 | 2026-03-11 | ONCY | ONCOLYTICS BIOTECH INC | Parsons James T. | Director | Pharmaceutical Preparations | BUY | $1.03 | 10,000 | $10,300 | 41,849 | +31.4% |
| 2026-03-12 20:26 | 2026-03-11 | SND | Smart Sand, Inc. | Pawlenty Timothy | Director | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $3.66 | 27,975 | -$102,389 | 220,547 | -11.3% |
| 2026-03-12 20:33 | 2026-03-01 | N-A | N/A | Collins Robert Martin | Officer, Other - President | Other | BUY | $2.02 | 4,983 | $10,066 | 4,983 | +100.0% |
| 2026-03-12 20:28 | 2026-03-01 | N-A | N/A | Collins Robert Martin | Officer, Other - President | Other | BUY | $1.84 | 8,212 | $15,111 | 8,212 | +100.0% |
| 2026-03-12 20:21 | 2026-03-01 | N-A | N/A | Collins Robert Martin | Officer, Other - President | Other | BUY | $2.23 | 15,830 | $35,300 | 15,830 | +100.0% |
| 2026-03-12 20:05 | 2026-03-11 | PNNT | PENNANTPARK INVESTMENT CORP | Allorto Richard T JR | Officer - CFO and Treasurer | Other | BUY | $4.88 | 15,000 | $73,200 | 30,000 | +100.0% |
| 2026-03-12 23:53 | 2026-03-11 | RPID | RAPID MICRO BIOSYSTEMS, INC. | Wilson John J. Addington | Officer - CHIEF OPERATING OFFICER | Laboratory Analytical Instruments | SELL | $4.32 | 9,603 | -$41,467 | 316,762 | -2.9% |
| 2026-03-12 23:52 | 2026-03-10 | RPID | RAPID MICRO BIOSYSTEMS, INC. | Spignesi Robert G. Jr. | Director, Officer - PRESIDENT AND CEO | Laboratory Analytical Instruments | SELL | $4.11 | 17,922 | -$73,686 | 1,169,848 | -1.5% |
| 2026-03-12 20:05 | 2026-03-12 | LCTX | Lineage Cell Therapeutics, Inc. | Culley Brian M | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | BUY | $1.63 | 15,000 | $24,375 | 255,516 | +6.2% |
| 2026-03-12 23:52 | 2026-03-11 | RPID | RAPID MICRO BIOSYSTEMS, INC. | WIRTJES SEAN M | Officer - CHIEF FINANCIAL OFFICER | Laboratory Analytical Instruments | SELL | $4.32 | 7,480 | -$32,299 | 556,194 | -1.3% |
| 2026-03-12 20:05 | 2026-03-10 | MSGM | Motorsport Games Inc. | ZOI MIKE | 10% owner | Services-Prepackaged Software | SELL | $4.51 | 31,131 | -$140,401 | 1,158,848 | -2.6% |
| 2026-03-12 20:25 | 2026-03-10 | OLP | ONE LIBERTY PROPERTIES INC | RICKETTS LAWRENCE | Officer - Exec.Vice President and COO | Real Estate Investment Trusts | SELL | $0.00 | 3,259 | $0 | 192,013 | -1.7% |
| 2026-03-12 20:22 | 2026-03-10 | VENU | Venu Holding Corp | ROTH JAY W | Director, Officer, 10% owner - CEO & Chairman | Services-Amusement & Recreation Services | BUY | $4.00 | 62,500 | $250,000 | 62,500 | +100.0% |
| 2026-03-13 01:37 | 2025-09-03 | EZRA | Reliance Global Group, Inc. | Markovits Joel | Officer - Chief Financial Officer | Insurance Agents, Brokers & Service | SELL | $0.80 | 99,492 | -$79,245 | 127,690 | -43.8% |
| 2026-03-13 01:47 | 2026-03-10 | LSAK | LESAKA TECHNOLOGIES INC | International Finance Corp | 10% owner | Functions Related To Depository Banking, NEC | SELL | $4.64 | 31,606 | -$146,743 | 6,004,356 | -0.5% |
| 2026-03-13 00:12 | 2026-03-10 | SERA | SERA PROGNOSTICS, INC. | Aerts Austin | Officer - Chief Financial Officer | Services-Medical Laboratories | SELL | $1.92 | 7,088 | -$13,610 | 264,452 | -2.6% |
| 2026-03-13 00:12 | 2026-03-11 | SERA | SERA PROGNOSTICS, INC. | Boniface John J. | Officer - Chief Scientific Officer | Services-Medical Laboratories | SELL | $2.04 | 1,517 | -$3,095 | 145,842 | -1.0% |
| 2026-03-13 00:12 | 2026-03-11 | SERA | SERA PROGNOSTICS, INC. | Harrison Robert Gardner | Officer - Chief Information Officer | Services-Medical Laboratories | SELL | $2.04 | 716 | -$1,461 | 76,712 | -0.9% |
| 2026-03-13 00:13 | 2026-03-11 | SERA | SERA PROGNOSTICS, INC. | Jackson Benjamin | Officer - General Counsel | Services-Medical Laboratories | SELL | $2.04 | 1,027 | -$2,095 | 114,720 | -0.9% |
| 2026-03-13 00:14 | 2026-03-11 | SERA | SERA PROGNOSTICS, INC. | Kearney Paul | Officer - Chief Data Officer | Services-Medical Laboratories | SELL | $2.04 | 1,396 | -$2,848 | 163,961 | -0.8% |
| 2026-03-13 00:14 | 2026-03-10 | SERA | SERA PROGNOSTICS, INC. | Lindgardt Zhenya | Director, Officer - Chief Executive Officer | Services-Medical Laboratories | SELL | $1.92 | 25,612 | -$49,080 | 738,314 | -3.4% |
| 2026-03-12 23:30 | 2026-03-10 | ALEC | Alector Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.65 | 1,000 | -$2,650 | 106,465 | -0.9% |
| 2026-03-12 22:25 | 2026-03-12 | SMRT | SmartRent, Inc. | Bohjalian Thomas N | Director | Services-Computer Integrated Systems Design | BUY | $1.74 | 150,000 | $260,490 | 500,000 | +42.9% |
| 2026-03-12 22:09 | 2026-03-10 | OPRT | Oportun Financial Corp | Kirscht Patrick | Officer - Chief Credit Officer | Finance Services | SELL | $4.90 | 54,299 | -$266,065 | 439,618 | -11.0% |
| 2026-03-12 22:12 | 2026-03-12 | ALIT | Alight Inc. | Verma Rohit | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.89 | 112,000 | $99,680 | 1,134,883 | +10.9% |
| 2026-03-12 21:35 | 2026-03-10 | GEVO | Gevo, Inc. | Shafer Andrew | Officer - Chief Cust Mkt & Brnd Officer | Industrial Organic Chemicals | OPT+S | $2.21 | 5,550 | -$12,245 | 270,823 | 0.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.