Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-25 00:44 | 2026-03-20 | SDST | Stardust Power Inc. | CORTEGOSO PABLO | Officer - Chief Technical Officer | Primary Smelting & Refining of Nonferrous Metals | SELL | $2.29 | 290 | -$664 | 631,039 | 0.0% |
| 2026-03-25 00:44 | 2026-03-20 | SDST | Stardust Power Inc. | Czachor Bruce | Officer - GC, CCO and Secretary | Primary Smelting & Refining of Nonferrous Metals | SELL | $2.29 | 17,655 | -$40,430 | 22,345 | -44.1% |
| 2026-03-25 00:44 | 2026-03-20 | SDST | Stardust Power Inc. | DEVASPER UDAYCHANDRA | Officer - Chief Financial Officer | Primary Smelting & Refining of Nonferrous Metals | OPT+S | $2.31 | 4,507 | -$10,411 | 157,387 | 0.0% |
| 2026-03-25 00:45 | 2026-03-20 | SDST | Stardust Power Inc. | PUJARI ROSHEN | Director, Officer, 10% owner - CEO and Chairman | Primary Smelting & Refining of Nonferrous Metals | SELL | $2.31 | 1,132 | -$2,615 | 605,198 | -0.2% |
| 2026-03-24 23:37 | 2026-03-23 | RRGB | RED ROBIN GOURMET BURGERS INC | Griffith Jesse | Officer - Chief Operations Officer | Retail-Eating Places | SELL | $3.12 | 839 | -$2,618 | 42,110 | -2.0% |
| 2026-03-24 23:38 | 2026-03-23 | RRGB | RED ROBIN GOURMET BURGERS INC | Mussetter Sarah A. | Officer - CHIEF LEGAL OFFICER | Retail-Eating Places | SELL | $3.12 | 2,913 | -$9,089 | 106,888 | -2.7% |
| 2026-03-24 23:42 | 2026-03-20 | TLYS | TILLY'S, INC. | Shay Capital LLC | 10% owner | Retail-Apparel & Accessory Stores | SELL | $3.70 | 20,000 | -$74,074 | 2,315,000 | -0.9% |
| 2026-03-24 23:24 | 2026-03-23 | SER | Serina Therapeutics, Inc. | Moreadith Randall | Officer - Chief Scientific Officer | Pharmaceutical Preparations | OPT+S | $2.86 | 6,500 | -$18,568 | 0 | 0.0% |
| 2026-03-24 23:28 | 2026-03-20 | GGB | GERDAU S.A. | Johannpeter Guilherme Chagas Gerdau | Other | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $3.29 | 85,607 | -$281,647 | 0 | -100.0% |
| 2026-03-24 22:49 | 2026-03-20 | QSI | Quantum-Si Inc | Hawkins Jeffrey Alan | Director, Officer - President & CEO | Measuring & Controlling Devices, NEC | SELL | $0.84 | 23,777 | -$19,906 | 3,859,847 | -0.6% |
| 2026-03-24 22:55 | 2026-03-20 | QSI | Quantum-Si Inc | Vieceli John S. | Officer - Chief Product Officer | Measuring & Controlling Devices, NEC | SELL | $0.84 | 21,997 | -$18,416 | 1,170,657 | -1.8% |
| 2026-03-24 22:55 | 2026-03-20 | QSI | Quantum-Si Inc | LaPointe Christian | Officer - GC & Corp. Secretary | Measuring & Controlling Devices, NEC | SELL | $0.84 | 11,959 | -$10,012 | 1,198,017 | -1.0% |
| 2026-03-24 22:56 | 2026-03-23 | OKUR | OnKure Therapeutics, Inc. | Leverone Jason A. | Officer - Chief Financial Officer | Pharmaceutical Preparations | SELL | $4.16 | 301 | -$1,251 | 16,000 | -1.8% |
| 2026-03-24 22:57 | 2026-03-23 | OKUR | OnKure Therapeutics, Inc. | Saccomano Nicholas A | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $4.16 | 86 | -$357 | 7,333 | -1.2% |
| 2026-03-24 23:02 | 2026-03-20 | QSI | Quantum-Si Inc | Keyes Jeffry R. | Officer - Chief Financial Officer | Measuring & Controlling Devices, NEC | SELL | $0.84 | 8,655 | -$7,246 | 1,807,345 | -0.5% |
| 2026-03-24 21:50 | 2026-03-19 | STIM | Neuronetics, Inc. | Sullivan Keith J | Other | Surgical & Medical Instruments & Apparatus | SELL | $1.34 | 46,289 | -$62,027 | 1,590,924 | -2.8% |
| 2026-03-24 21:52 | 2026-03-19 | STIM | Neuronetics, Inc. | Pfanstiel Steven | Officer - EVP, CFO and Treasurer | Surgical & Medical Instruments & Apparatus | SELL | $1.34 | 16,431 | -$22,018 | 828,781 | -1.9% |
| 2026-03-24 21:58 | 2026-03-20 | DXR | DAXOR CORP | Jefferies John | Officer - Chief Medical Officer | Other | BUY | $0.00 | 5,941 | $0 | 23,557 | +33.7% |
| 2026-03-24 22:01 | 2026-03-20 | ATAI | AtaiBeckley Inc. | Craig Kevin James | Officer - Chief Medical Officer | Other | OPT+S | $3.55 | 100,000 | -$355,000 | 8,437 | 0.0% |
| 2026-03-24 21:34 | 2026-03-20 | AIRG | AIRGAIN INC | Sadri Ali | Officer - Chief Technology Officer | Radio & Tv Broadcasting & Communications Equipment | SELL | $4.18 | 14,638 | -$61,178 | 125,263 | -10.5% |
| 2026-03-24 21:36 | 2026-03-20 | AIRG | AIRGAIN INC | SUEN JACOB | Director, Officer - President and CEO | Radio & Tv Broadcasting & Communications Equipment | SELL | $4.14 | 38,314 | -$158,704 | 283,431 | -11.9% |
| 2026-03-24 21:37 | 2026-03-20 | AIRG | AIRGAIN INC | Elbaz Michael | Officer - Chief Financial Officer | Radio & Tv Broadcasting & Communications Equipment | SELL | $4.12 | 12,769 | -$52,598 | 140,780 | -8.3% |
| 2026-03-24 21:48 | 2026-03-19 | STIM | Neuronetics, Inc. | MACAN WILLIAM ANDREW | Officer - EVP, CLO and CS | Surgical & Medical Instruments & Apparatus | SELL | $1.34 | 16,005 | -$21,447 | 897,270 | -1.8% |
| 2026-03-24 20:58 | 2026-03-20 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $2.56 | 174,517 | $447,392 | 6,373,106 | +2.8% |
| 2026-03-24 20:30 | 2026-03-23 | BWIV | Blue Water Acquisition Corp. IV | Hernandez Joseph | Director, Officer, 10% owner - Chief Executive Officer | Other | BUY | $0.00 | 275,000 | $0 | 275,000 | +100.0% |
| 2026-03-24 20:30 | 2026-03-23 | ARQ | Arq, Inc. | Campbell-Breeden Richard | Director | Miscellaneous Chemical Products | BUY | $2.21 | 150,000 | $331,665 | 404,786 | +58.9% |
| 2026-03-24 20:30 | 2026-03-20 | ADV | Advantage Solutions Inc. | KILTS JAMES M | Director | Services-Business Services, NEC | BUY | $0.78 | 64,553 | $50,293 | 1,596,659 | +4.2% |
| 2026-03-24 20:30 | 2026-03-23 | BWIV | Blue Water Acquisition Corp. IV | Blue Water Acquisition IV LLC | 10% owner | Other | BUY | $0.00 | 275,000 | $0 | 275,000 | +100.0% |
| 2026-03-24 20:18 | 2026-03-05 | SOTK | SONO TEK CORP | Lawal Adeniyi | Director | Special Industry Machinery, NEC | BUY | $4.12 | 2,400 | $9,888 | 2,400 | +100.0% |
| 2026-03-24 18:45 | 2026-03-23 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.28 | 1,134 | $3,720 | 67,778 | +1.7% |
| 2026-03-24 18:00 | 2026-03-06 | FLYX | FLYEXCLUSIVE INC. | Hopper Peter B. | Director | Air Transportation, Nonscheduled | BUY | $2.44 | 125,000 | $305,038 | 125,000 | +100.0% |
| 2026-03-24 17:00 | 2026-03-23 | SCND | SCIENTIFIC INDUSTRIES INC | MOORE JOHN A | Director, Officer - Chairman | Laboratory Analytical Instruments | BUY | $0.58 | 9,000 | $5,220 | 926,871 | +1.0% |
| 2026-03-24 16:40 | 2026-03-23 | N/A | DAVEY TREE EXPERT CO | Hyland Scott Alan | Officer - Senior VP of Marketing | Other | OPT+S | $0.00 | 1,017 | $0 | 33,537 | 0.0% |
| 2026-03-24 16:41 | 2026-03-23 | N/A | DAVEY TREE EXPERT CO | COVEY PATRICK M | Director, Officer - Chairman, President & CEO | Other | OPT+S | $0.00 | 6,125 | $0 | 497,238 | 0.0% |
| 2026-03-24 16:44 | 2026-03-23 | KLTR | KALTURA INC | Levandov Richard | Director | Services-Prepackaged Software | BUY | $1.22 | 40,000 | $48,920 | 489,706 | +8.9% |
| 2026-03-24 15:12 | 2026-03-23 | KLTR | KALTURA INC | Halevi-Davidov Naama | Director | Services-Prepackaged Software | SELL | $1.22 | 30,047 | -$36,702 | 206,762 | -12.7% |
| 2026-03-24 14:28 | 2026-03-23 | PETV | PetVivo Holdings, Inc. | A.L. Sarroff Fund, LLC | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.68 | 24,033 | $16,412 | 10,202,229 | +0.2% |
| 2026-03-24 14:03 | 2026-03-23 | KLTR | KALTURA INC | Yekutiel Ron | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $1.23 | 40,475 | $49,626 | 15,055,748 | +0.3% |
| 2026-03-24 10:44 | 2026-03-20 | TOUR | Tuniu Corp | Chen Anqiang | Officer - Financial Controller | Transportation Services | BUY | $0.73 | 19,600 | $14,253 | 52,700 | +59.2% |
| 2026-03-23 20:05 | 2026-03-19 | ALXO | ALX ONCOLOGY HOLDINGS INC | Pinto Shelly | Officer - SVP, FINANCE AND CAO | Pharmaceutical Preparations | SELL | $2.17 | 903 | -$1,960 | 86,805 | -1.0% |
| 2026-03-23 20:05 | 2026-03-19 | ALXO | ALX ONCOLOGY HOLDINGS INC | Lettmann Jason | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | SELL | $2.17 | 12,311 | -$26,715 | 293,609 | -4.0% |
| 2026-03-24 01:30 | 2026-03-20 | FLD | Fold Holdings, Inc. | Dickman Thomas J | Officer - Chief Technology Officer | Finance Services | OPT+S | $1.25 | 47 | -$59 | 332,322 | 0.0% |
| 2026-03-24 01:30 | 2026-03-20 | FLD | Fold Holdings, Inc. | Repass Wolfe | Officer - Chief Financial Officer | Finance Services | OPT+S | $1.25 | 176 | -$219 | 242,773 | 0.0% |
| 2026-03-24 00:22 | 2026-03-23 | AASP | Agassi Sports Entertainment Corp. | Cable Shawn Corey | Officer - CFO | Retail-Miscellaneous Retail | BUY | $4.15 | 1,000 | $4,150 | 2,000 | +100.0% |
| 2026-03-23 23:23 | 2026-03-20 | OSUR | ORASURE TECHNOLOGIES INC | EGLINTON MANNER CARRIE | Director, Officer - President & CEO | Surgical & Medical Instruments & Apparatus | BUY | $2.93 | 32,300 | $94,597 | 2,190,874 | +1.5% |
| 2026-03-23 23:23 | 2026-03-20 | OSUR | ORASURE TECHNOLOGIES INC | McGrath Kenneth J | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | BUY | $2.93 | 32,300 | $94,600 | 589,562 | +5.8% |
| 2026-03-23 22:04 | 2026-03-19 | SPRU | SPRUCE POWER HOLDING CORP | STEEL PARTNERS HOLDINGS L.P. | 10% owner | Electric Services | BUY | $4.19 | 60,421 | $252,977 | 3,320,127 | +1.9% |
| 2026-03-23 21:20 | 2026-03-19 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.66 | 3,001,722 | -$10,996,208 | 7,332,727 | -29.0% |
| 2026-03-23 21:24 | 2026-03-18 | THRY | Thryv Holdings, Inc. | Orfanos Lou | Director | Services-Advertising | BUY | $2.60 | 5,000 | $13,000 | 16,035 | +45.3% |
| 2026-03-23 21:26 | 2026-03-23 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer - Chief Executive Officer | Services-Personal Services | BUY | $1.59 | 3,100 | $4,929 | 453,190 | +0.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.