Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-06 04:00 | 2026-03-03 | RMNI | Rimini Street, Inc. | Lyskawa Nancy | Officer - EVP & Chief Client Officer | Services-Business Services, NEC | OPT+S | $3.72 | 2,348 | -$8,732 | 188,334 | 0.0% |
| 2026-03-06 03:51 | 2026-03-03 | RMNI | Rimini Street, Inc. | Ravin Seth A. | Director, Officer, 10% owner - President, CEO & Chairman | Services-Business Services, NEC | OPT+S | $3.72 | 3,080 | -$11,454 | 682,125 | 0.0% |
| 2026-03-06 03:53 | 2026-03-03 | RMNI | Rimini Street, Inc. | Perica Michael L. | Officer - EVP & Chief Financial Officer | Services-Business Services, NEC | OPT+S | $3.72 | 3,140 | -$11,677 | 95,677 | 0.0% |
| 2026-03-06 03:57 | 2026-03-03 | RMNI | Rimini Street, Inc. | Maddock Kevin | Officer - EVP,ChiefRecurringRev.Officer | Services-Business Services, NEC | OPT+S | $3.72 | 2,809 | -$10,446 | 177,562 | 0.0% |
| 2026-03-06 03:42 | 2026-03-03 | RMNI | Rimini Street, Inc. | Rowe David W. | Officer - EVP & Chief Marketing Officer | Services-Business Services, NEC | OPT+S | $3.72 | 2,809 | -$10,446 | 457,789 | 0.0% |
| 2026-03-06 03:01 | 2026-03-04 | INDI | indie Semiconductor, Inc. | Wu Naixi | Officer - Chief Financial Officer | Semiconductors & Related Devices | OPT+S | $2.53 | 531 | -$1,344 | 77,188 | 0.0% |
| 2026-03-06 02:55 | 2026-03-03 | ANTX | AN2 Therapeutics, Inc. | Williams Sarah Joanne | Officer - Principal Accounting Officer | Pharmaceutical Preparations | SELL | $1.06 | 327 | -$347 | 66,848 | -0.5% |
| 2026-03-06 02:55 | 2026-03-04 | AKBA | Akebia Therapeutics Inc. | Butler John P. | Director, Officer - CEO and President | Pharmaceutical Preparations | BUY | $1.25 | 69,270 | $86,588 | 3,367,064 | +2.1% |
| 2026-03-06 02:15 | 2026-03-03 | NPWR | NET Power Inc. | 8 Rivers Capital, LLC | 10% owner | Electrical Industrial Apparatus | SELL | $2.04 | 100,000 | -$204,250 | 400,000 | -20.0% |
| 2026-03-06 02:16 | 2026-03-03 | NPWR | NET Power Inc. | NPEH, LLC | 10% owner | Electrical Industrial Apparatus | SELL | $2.04 | 100,000 | -$204,250 | 400,000 | -20.0% |
| 2026-03-06 02:21 | 2026-03-03 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $4.20 | 1,898,622 | -$7,967,947 | 6,133,415 | -23.6% |
| 2026-03-06 00:57 | 2026-03-04 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $0.32 | 29,606 | $9,578 | 3,300,000 | +0.9% |
| 2026-03-06 00:58 | 2026-03-04 | APCX | AppTech Payments Corp. | DeRosa Thomas Joseph | Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $0.33 | 10,000 | $3,299 | 56,096 | +21.7% |
| 2026-03-06 00:43 | 2026-03-04 | SND | Smart Sand, Inc. | Porcelli Francis Michael | Director | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $4.02 | 250,000 | -$1,006,000 | 869,060 | -22.3% |
| 2026-03-05 23:23 | 2026-03-04 | RCG | RENN Fund, Inc. | DOYLE PETER | Other | Other | BUY | $2.92 | 200 | $584 | 900 | +28.6% |
| 2026-03-05 23:28 | 2026-03-04 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.88 | 1,134 | $3,266 | 66,712 | +1.7% |
| 2026-03-05 19:53 | 2026-03-04 | NRGV | Energy Vault Holdings, Inc. | Ertel Thomas R | Director | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $3.37 | 5,450 | $18,366 | 365,788 | +1.5% |
| 2026-03-05 18:56 | 2026-03-03 | NWPP | NEW PEOPLES BANKSHARES INC | White Blaine Scott | Director, 10% owner | State Commercial Banks | BUY | $4.16 | 4,233 | $17,609 | 254,950 | +1.7% |
| 2026-03-05 18:56 | 2026-03-03 | NWWP | NEW PEOPLES BANKSHARES INC | COX JOHN D | Director | State Commercial Banks | BUY | $4.16 | 4,234 | $17,613 | 767,711 | +0.6% |
| 2026-03-05 17:01 | 2026-03-03 | NCMI | National CineMedia, Inc. | Lesinski Thomas F. | Director, Officer - Chief Executive Officer | Services-Advertising | OPT+S | $3.55 | 31,106 | -$110,426 | 520,397 | 0.0% |
| 2026-03-05 17:01 | 2026-03-03 | SSP | E.W. SCRIPPS Co | Holcomb Monica | Director, 10% owner | Television Broadcasting Stations | BUY | $3.91 | 7,500 | $29,311 | 24,005 | +45.4% |
| 2026-03-05 16:45 | 2026-03-03 | SSP | E.W. SCRIPPS Co | Symson Adam | Director, Officer - President and CEO | Television Broadcasting Stations | BUY | $3.69 | 26,910 | $99,185 | 1,164,457 | +2.4% |
| 2026-03-05 16:59 | 2026-03-03 | SSP | E.W. SCRIPPS Co | Barmonde Charles L. | Director, 10% owner | Television Broadcasting Stations | BUY | $3.91 | 40,000 | $156,324 | 740,069 | +5.7% |
| 2026-03-05 16:00 | 2026-03-04 | FBLG | FibroBiologics, Inc. | Khoja Hamid | Officer - Chief Scientific Officer | Pharmaceutical Preparations | BUY | $0.38 | 30,000 | $11,400 | 61,250 | +96.0% |
| 2026-03-05 14:30 | 2026-03-03 | ABTC | Gryphon Digital Mining, Inc | Busch Richard | Director | Finance Services | BUY | $1.01 | 330,000 | $333,894 | 1,330,975 | +33.0% |
| 2026-03-05 14:30 | 2026-03-03 | ABTC | Gryphon Digital Mining, Inc | Mateen Justin | Director | Finance Services | BUY | $1.03 | 1,800,000 | $1,854,000 | 2,524,975 | +248.3% |
| 2026-03-05 00:05 | 2026-03-04 | CRSF | Crisp Momentum Inc. | Jakota Games & Reels | 10% owner | Finance Services | SELL | $0.10 | 150,000,000 | -$15,000,000 | 94,295,648 | -61.4% |
| 2026-03-05 00:49 | 2026-03-03 | EDIT | Editas Medicine, Inc. | Parison Amy | Officer - SVP, Chief Financial Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.02 | 474 | -$957 | 15,434 | -3.0% |
| 2026-03-05 00:48 | 2026-03-03 | EDIT | Editas Medicine, Inc. | Burkly Linda | Officer - EVP, CHIEF SCIENTIFIC OFFICER | Biological Products, (No Diagnostic Substances) | SELL | $2.02 | 749 | -$1,513 | 68,028 | -1.1% |
| 2026-03-05 00:20 | 2026-03-02 | LAW | CS Disco, Inc. | Antoon Melanie | Officer - EVP, Chief Customer Officer | Services-Prepackaged Software | SELL | $3.24 | 4,882 | -$15,818 | 284,611 | -1.7% |
| 2026-03-05 00:20 | 2026-03-02 | LAW | CS Disco, Inc. | Crum Richard Francis | Officer - EVP, Chief Prod & Tech Officer | Services-Prepackaged Software | SELL | $3.24 | 6,262 | -$20,289 | 349,101 | -1.8% |
| 2026-03-05 00:19 | 2026-03-02 | LAW | CS Disco, Inc. | Garcia Susan | Officer - GC & Chief Compliance Officer | Services-Prepackaged Software | SELL | $3.24 | 5,956 | -$19,297 | 152,921 | -3.7% |
| 2026-03-05 00:19 | 2026-03-02 | LAW | CS Disco, Inc. | Herckis Karen | Officer - EVP, Chief HR Officer | Services-Prepackaged Software | SELL | $3.24 | 3,978 | -$12,889 | 197,873 | -2.0% |
| 2026-03-05 01:01 | 2026-03-03 | EDSA | Edesa Biotech, Inc. | Nijhawan Pardeep | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | BUY | $3.63 | 10,000 | $36,300 | 382,702 | +2.7% |
| 2026-03-05 00:18 | 2026-03-02 | LAW | CS Disco, Inc. | Hill Scott A | Director | Services-Prepackaged Software | BUY | $3.38 | 50,000 | $169,245 | 50,000 | +100.0% |
| 2026-03-05 01:03 | 2026-02-10 | CBDS | Dogecoin Cash, Inc. | TOBIAS DAVID | Director, Officer, 10% owner - CEO | Services-Personal Services | SELL | $0.02 | 435,000 | -$7,961 | 25,393,000 | -1.7% |
| 2026-03-05 00:02 | 2026-03-04 | LEGO | Legato Merger Corp. IV | ROSENFELD ERIC | Officer - Chief SPAC Officer | Blank Checks | SELL | $0.00 | 1,440,000 | -$4,320 | 1,348,217 | -51.6% |
| 2026-03-05 03:55 | 2026-03-02 | MSGM | Motorsport Games Inc. | ZOI MIKE | 10% owner | Services-Prepackaged Software | SELL | $3.95 | 58,710 | -$231,681 | 1,336,264 | -4.2% |
| 2026-03-05 03:56 | 2026-03-03 | ZVIA | Zevia PBC | Spence Padraic L. | Director | Bottled & Canned Soft Drinks & Carbonated Waters | SELL | $1.44 | 40,000 | -$57,516 | 1,555,417 | -2.5% |
| 2026-03-05 03:17 | 2026-03-02 | USEG | US ENERGY CORP | Batchelor Joshua Lane | 10% owner, Other | Crude Petroleum & Natural Gas | SELL | $1.30 | 700,000 | -$907,060 | 298,178 | -70.1% |
| 2026-03-05 03:26 | 2026-03-03 | BIRD | Allbirds, Inc. | Mitchell Ann | Officer - Chief Financial Officer | Apparel & Other Finishd Prods of Fabrics & Similar Matl | SELL | $2.70 | 2,200 | -$5,931 | 74,970 | -2.9% |
| 2026-03-05 03:27 | 2026-03-03 | BIRD | Allbirds, Inc. | Vernachio Joseph | Director, Officer - Chief Executive Officer | Apparel & Other Finishd Prods of Fabrics & Similar Matl | SELL | $2.69 | 4,413 | -$11,872 | 85,569 | -4.9% |
| 2026-03-05 03:01 | 2026-03-02 | LUNG | Pulmonx Corp | Lehman David Aaron | Officer - GENERAL COUNSEL | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 12,237 | -$17,499 | 240,755 | -4.8% |
| 2026-03-05 03:04 | 2026-03-02 | LUNG | Pulmonx Corp | Rose Geoffrey Beran | Officer - CHIEF COMMERCIAL OFFICER | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 7,732 | -$11,057 | 365,734 | -2.1% |
| 2026-03-05 03:06 | 2026-03-02 | LUNG | Pulmonx Corp | French Glendon E. III | Director, Officer - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 67,813 | -$96,973 | 1,409,511 | -4.6% |
| 2026-03-05 03:07 | 2026-03-02 | LUNG | Pulmonx Corp | Radhakrishnan Srikanth | Officer - Chief Science &Techn. Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 10,483 | -$14,991 | 170,736 | -5.8% |
| 2026-03-05 02:58 | 2026-03-03 | AIRS | AirSculpt Technologies Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $1.75 | 110,000 | $192,896 | 6,352,611 | +1.8% |
| 2026-03-05 02:30 | 2026-03-02 | MCS | MARCUS CORP | Marcus Gregory S | Director, Officer - President and CEO | Services-Motion Picture Theaters | SELL | $0.00 | 33,915 | $0 | 515,119 | -6.2% |
| 2026-03-05 02:31 | 2026-03-02 | MCS | MARCUS CORP | GERSHOWITZ DIANE M | Director, 10% owner | Services-Motion Picture Theaters | BUY | $0.00 | 33,915 | $0 | 72,134 | +88.7% |
| 2026-03-05 02:32 | 2026-03-04 | VUZI | Vuzix Corp | Parkinson Christopher Iain | Officer - See remarks | Radio & Tv Broadcasting & Communications Equipment | SELL | $2.69 | 11,663 | -$31,368 | 131,130 | -8.2% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.