Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-05 00:19 | 2026-03-02 | LAW | CS Disco, Inc. | Herckis Karen | Officer - EVP, Chief HR Officer | Services-Prepackaged Software | SELL | $3.24 | 3,978 | -$12,889 | 197,873 | -2.0% |
| 2026-03-05 01:01 | 2026-03-03 | EDSA | Edesa Biotech, Inc. | Nijhawan Pardeep | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | BUY | $3.63 | 10,000 | $36,300 | 382,702 | +2.7% |
| 2026-03-05 00:18 | 2026-03-02 | LAW | CS Disco, Inc. | Hill Scott A | Director | Services-Prepackaged Software | BUY | $3.38 | 50,000 | $169,245 | 50,000 | +100.0% |
| 2026-03-05 01:03 | 2026-02-10 | CBDS | Dogecoin Cash, Inc. | TOBIAS DAVID | Director, Officer, 10% owner - CEO | Services-Personal Services | SELL | $0.02 | 435,000 | -$7,961 | 25,393,000 | -1.7% |
| 2026-03-05 00:02 | 2026-03-04 | LEGO | Legato Merger Corp. IV | ROSENFELD ERIC | Officer - Chief SPAC Officer | Blank Checks | SELL | $0.00 | 1,440,000 | -$4,320 | 1,348,217 | -51.6% |
| 2026-03-05 03:55 | 2026-03-02 | MSGM | Motorsport Games Inc. | ZOI MIKE | 10% owner | Services-Prepackaged Software | SELL | $3.95 | 58,710 | -$231,681 | 1,336,264 | -4.2% |
| 2026-03-05 03:56 | 2026-03-03 | ZVIA | Zevia PBC | Spence Padraic L. | Director | Bottled & Canned Soft Drinks & Carbonated Waters | SELL | $1.44 | 40,000 | -$57,516 | 1,555,417 | -2.5% |
| 2026-03-05 03:17 | 2026-03-02 | USEG | US ENERGY CORP | Batchelor Joshua Lane | 10% owner, Other | Crude Petroleum & Natural Gas | SELL | $1.30 | 700,000 | -$907,060 | 298,178 | -70.1% |
| 2026-03-05 03:26 | 2026-03-03 | BIRD | Allbirds, Inc. | Mitchell Ann | Officer - Chief Financial Officer | Apparel & Other Finishd Prods of Fabrics & Similar Matl | SELL | $2.70 | 2,200 | -$5,931 | 74,970 | -2.9% |
| 2026-03-05 03:27 | 2026-03-03 | BIRD | Allbirds, Inc. | Vernachio Joseph | Director, Officer - Chief Executive Officer | Apparel & Other Finishd Prods of Fabrics & Similar Matl | SELL | $2.69 | 4,413 | -$11,872 | 85,569 | -4.9% |
| 2026-03-05 03:01 | 2026-03-02 | LUNG | Pulmonx Corp | Lehman David Aaron | Officer - GENERAL COUNSEL | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 12,237 | -$17,499 | 240,755 | -4.8% |
| 2026-03-05 03:04 | 2026-03-02 | LUNG | Pulmonx Corp | Rose Geoffrey Beran | Officer - CHIEF COMMERCIAL OFFICER | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 7,732 | -$11,057 | 365,734 | -2.1% |
| 2026-03-05 03:06 | 2026-03-02 | LUNG | Pulmonx Corp | French Glendon E. III | Director, Officer - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 67,813 | -$96,973 | 1,409,511 | -4.6% |
| 2026-03-05 03:07 | 2026-03-02 | LUNG | Pulmonx Corp | Radhakrishnan Srikanth | Officer - Chief Science &Techn. Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.43 | 10,483 | -$14,991 | 170,736 | -5.8% |
| 2026-03-05 02:58 | 2026-03-03 | AIRS | AirSculpt Technologies Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $1.75 | 110,000 | $192,896 | 6,352,611 | +1.8% |
| 2026-03-05 02:30 | 2026-03-02 | MCS | MARCUS CORP | Marcus Gregory S | Director, Officer - President and CEO | Services-Motion Picture Theaters | SELL | $0.00 | 33,915 | $0 | 515,119 | -6.2% |
| 2026-03-05 02:31 | 2026-03-02 | MCS | MARCUS CORP | GERSHOWITZ DIANE M | Director, 10% owner | Services-Motion Picture Theaters | BUY | $0.00 | 33,915 | $0 | 72,134 | +88.7% |
| 2026-03-05 02:32 | 2026-03-04 | VUZI | Vuzix Corp | Parkinson Christopher Iain | Officer - See remarks | Radio & Tv Broadcasting & Communications Equipment | SELL | $2.69 | 11,663 | -$31,368 | 131,130 | -8.2% |
| 2026-03-05 02:37 | 2026-03-04 | NAUT | Nautilus Biotechnology, Inc. | Patel Sujal M | Director, Officer, 10% owner - CEO, President, and Secretary | Laboratory Analytical Instruments | BUY | $2.61 | 25,000 | $65,238 | 10,366,721 | +0.2% |
| 2026-03-05 02:43 | 2026-02-13 | PAAC | Proem Acquisition Corp. I | Khan Imran | Director, Officer, 10% owner - Chief Executive Officer | Blank Checks | BUY | $0.00 | 292,500 | $0 | 4,625,833 | +6.8% |
| 2026-03-05 02:44 | 2026-02-13 | PAAC | Proem Acquisition Corp. I | Proem SPAC Partners I LLC | 10% owner | Blank Checks | BUY | $0.00 | 292,500 | $0 | 4,625,833 | +6.8% |
| 2026-03-05 02:23 | 2026-03-02 | CRCT | Cricut, Inc. | Ashish Arora | Director, Officer, 10% owner - Chief Executive Officer | Special Industry Machinery, NEC | SELL | $4.27 | 73,458 | -$313,857 | 3,724,995 | -1.9% |
| 2026-03-05 02:09 | 2026-03-02 | TTEC | TTEC Holdings, Inc. | Holtzman Marc | Director | Services-Help Supply Services | BUY | $2.34 | 100,000 | $234,040 | 168,714 | +145.5% |
| 2026-03-05 01:50 | 2026-03-02 | FBLG | FibroBiologics, Inc. | O'HEERON PETE | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | BUY | $0.38 | 51,500 | $19,529 | 5,958,147 | +0.9% |
| 2026-03-05 01:54 | 2026-03-03 | PACB | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Farmer Michele | Officer - See Remarks | Laboratory Analytical Instruments | SELL | $1.51 | 2,979 | -$4,510 | 305,948 | -1.0% |
| 2026-03-05 01:54 | 2026-03-03 | PACB | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Van Oene Mark | Officer - See Remarks | Laboratory Analytical Instruments | SELL | $1.51 | 6,504 | -$9,847 | 2,243,634 | -0.3% |
| 2026-03-05 01:55 | 2026-03-03 | PACB | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | HENRY CHRISTIAN O | Officer - See Remarks | Laboratory Analytical Instruments | SELL | $1.51 | 12,497 | -$18,920 | 3,581,813 | -0.3% |
| 2026-03-05 01:42 | 2026-03-02 | ALLO | Allogene Therapeutics Inc. | Beneski Benjamin Machinas | Officer - SVP, Chief Technical Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.60 | 7,132 | -$18,543 | 203,040 | -3.4% |
| 2026-03-05 01:20 | 2026-02-02 | CBDS | Dogecoin Cash, Inc. | TOBIAS DAVID | Director, Officer, 10% owner - CEO | Services-Personal Services | SELL | $0.01 | 266,290 | -$3,861 | 25,126,710 | -1.0% |
| 2026-03-05 00:56 | 2026-03-03 | EDIT | Editas Medicine, Inc. | O'Neill Gilmore Neil | Director, Officer - CEO | Biological Products, (No Diagnostic Substances) | SELL | $2.02 | 5,394 | -$10,894 | 263,693 | -2.0% |
| 2026-03-05 00:38 | 2026-03-03 | RXRX | RECURSION PHARMACEUTICALS, INC. | Borgeson Blake | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.46 | 170,000 | -$588,200 | 6,259,863 | -2.6% |
| 2026-03-05 00:39 | 2026-03-03 | HNST | Honest Company, Inc. | Winchell Stephen | Officer - Chief Innovation Officer | Retail-Catalog & Mail-Order Houses | SELL | $2.84 | 73,685 | -$209,265 | 517,466 | -12.5% |
| 2026-03-05 00:11 | 2026-03-03 | BFLY | Butterfly Network, Inc. | Carlson Megan | Officer - CAO and SVP, Finance | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | SELL | $3.71 | 41,978 | -$155,822 | 617,631 | -6.4% |
| 2026-03-05 00:11 | 2026-03-03 | BFLY | Butterfly Network, Inc. | Caezza Nicholas | Officer - Deputy General Counsel | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | SELL | $3.71 | 14,209 | -$52,744 | 312,040 | -4.4% |
| 2026-03-05 00:11 | 2026-03-03 | BFLY | Butterfly Network, Inc. | DEVIVO JOSEPH | Director, Officer - President & CEO | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | SELL | $3.71 | 161,275 | -$598,653 | 8,513,048 | -1.9% |
| 2026-03-05 00:11 | 2026-03-03 | BFLY | Butterfly Network, Inc. | Cashman Steve | Officer - Chief Business Officer | X-Ray Apparatus & Tubes & Related Irradiation Apparatus | SELL | $3.71 | 42,540 | -$157,908 | 2,377,386 | -1.8% |
| 2026-03-04 23:51 | 2026-03-02 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.08 | 2,400 | $199 | 3,187,096 | +0.1% |
| 2026-03-04 23:32 | 2026-03-02 | THRY | Thryv Holdings, Inc. | Rouse Paul D | Officer - CFO, Executive VP & Treasurer | Services-Advertising | BUY | $2.43 | 20,000 | $48,560 | 355,079 | +6.0% |
| 2026-03-04 23:00 | 2026-03-03 | XGN | EXAGEN INC. | ABALLI JOHN | Director, Officer - President and CEO | Services-Medical Laboratories | SELL | $3.62 | 15,698 | -$56,827 | 687,299 | -2.2% |
| 2026-03-04 19:46 | 2026-03-03 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.90 | 1,134 | $3,289 | 66,630 | +1.7% |
| 2026-03-04 18:07 | 2026-03-02 | NRGV | Energy Vault Holdings, Inc. | Ladwa Akshay | Officer - Chief Operations Officer | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $3.09 | 4,000 | $12,340 | 1,824,384 | +0.2% |
| 2026-03-04 17:30 | 2026-03-02 | BLIN | Bridgeline Digital, Inc. | Ketslakh Michael | Director | Services-Prepackaged Software | BUY | $0.85 | 6,959 | $5,915 | 493,842 | +1.4% |
| 2026-03-04 14:25 | 2026-02-27 | ANNA | Aleanna Inc. | WILDER C JOHN | 10% owner | Crude Petroleum & Natural Gas | SELL | $3.65 | 146,773 | -$535,090 | 30,331,951 | -0.5% |
| 2026-03-04 00:05 | 2026-02-24 | NOMA | Nomadar Corp. | Sport City Cadiz S.L. | 10% owner | Services-Amusement & Recreation Services | BUY | $4.66 | 415,935 | $1,938,257 | 7,648,946 | +5.8% |
| 2026-03-04 03:02 | 2026-03-02 | OPTU | Optimum Communications, Inc. | Olsen Michael | Officer - General Counsel and CCRO | Cable & Other Pay Television Services | SELL | $1.40 | 20,000 | -$28,000 | 1,239,781 | -1.6% |
| 2026-03-04 00:13 | 2026-02-27 | ABSI | Absci Corporation | Pangalos Menelas N | Director | Services-Commercial Physical & Biological Research | BUY | $2.74 | 75,095 | $205,760 | 189,055 | +65.9% |
| 2026-03-04 00:05 | 2026-03-02 | ALEC | Alector Inc. | Berkley Neil Lindsay | Officer - CFO & Chief Business Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.12 | 29,649 | -$62,954 | 344,660 | -7.9% |
| 2026-03-04 02:01 | 2026-03-03 | ALEC | Alector Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.08 | 3,367 | -$7,012 | 107,465 | -3.0% |
| 2026-03-04 00:05 | 2026-03-02 | ALEC | Alector Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.12 | 8,071 | -$17,138 | 110,832 | -6.8% |
| 2026-03-04 00:05 | 2026-03-02 | ALEC | Alector Inc. | Rosenthal Arnon | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.12 | 81,864 | -$173,822 | 2,338,176 | -3.4% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.