Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-04 14:25 | 2026-02-27 | ANNA | Aleanna Inc. | WILDER C JOHN | 10% owner | Crude Petroleum & Natural Gas | SELL | $3.65 | 146,773 | -$535,090 | 30,331,951 | -0.5% |
| 2026-03-04 00:05 | 2026-02-24 | NOMA | Nomadar Corp. | Sport City Cadiz S.L. | 10% owner | Services-Amusement & Recreation Services | BUY | $4.66 | 415,935 | $1,938,257 | 7,648,946 | +5.8% |
| 2026-03-04 03:02 | 2026-03-02 | OPTU | Optimum Communications, Inc. | Olsen Michael | Officer - General Counsel and CCRO | Cable & Other Pay Television Services | SELL | $1.40 | 20,000 | -$28,000 | 1,239,781 | -1.6% |
| 2026-03-04 00:13 | 2026-02-27 | ABSI | Absci Corporation | Pangalos Menelas N | Director | Services-Commercial Physical & Biological Research | BUY | $2.74 | 75,095 | $205,760 | 189,055 | +65.9% |
| 2026-03-04 00:05 | 2026-03-02 | ALEC | Alector Inc. | Berkley Neil Lindsay | Officer - CFO & Chief Business Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.12 | 29,649 | -$62,954 | 344,660 | -7.9% |
| 2026-03-04 02:01 | 2026-03-03 | ALEC | Alector Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.08 | 3,367 | -$7,012 | 107,465 | -3.0% |
| 2026-03-04 00:05 | 2026-03-02 | ALEC | Alector Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.12 | 8,071 | -$17,138 | 110,832 | -6.8% |
| 2026-03-04 00:05 | 2026-03-02 | ALEC | Alector Inc. | Rosenthal Arnon | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.12 | 81,864 | -$173,822 | 2,338,176 | -3.4% |
| 2026-03-04 01:01 | 2026-03-02 | HGBL | Heritage Global Inc. | Sklar James Edward | Officer - EVP, Gen Counsel & Secretary | Services-Business Services, NEC | SELL | $1.30 | 3,734 | -$4,854 | 264,859 | -1.4% |
| 2026-03-04 01:00 | 2026-03-02 | EDSA | Edesa Biotech, Inc. | Nijhawan Pardeep | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.09 | 3,000 | $6,280 | 372,702 | +0.8% |
| 2026-03-04 02:15 | 2025-12-23 | PRHI | Presurance Holdings, Inc. | Clarkston Companies, Inc. | 10% owner | Fire, Marine & Casualty Insurance | BUY | $1.88 | 9,066,960 | $17,064,925 | 9,065,360 | +100.0% |
| 2026-03-04 03:46 | 2026-03-03 | TDUP | ThredUp Inc. | Homer Christopher | Officer - Chief Operating Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.82 | 69,741 | -$266,432 | 1,274,906 | -5.2% |
| 2026-03-04 03:45 | 2026-03-03 | TDUP | ThredUp Inc. | Reinhart James G. | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.82 | 215,338 | -$822,656 | 876,320 | -19.7% |
| 2026-03-04 03:45 | 2026-03-03 | TDUP | ThredUp Inc. | Sobers Sean | Officer - Chief Financial Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.82 | 56,504 | -$215,862 | 555,254 | -9.2% |
| 2026-03-04 01:48 | 2026-03-02 | EXFY | Expensify, Inc. | Barrett David Michael | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $0.90 | 30,000 | -$27,000 | 1,288,480 | -2.3% |
| 2026-03-04 02:50 | 2026-03-03 | KDOZF | KIDOZ INC. | Williams Tryon M | Director, Officer, 10% owner - Chairman | Services-Advertising Agencies | BUY | $0.25 | 5,000 | $1,245 | 16,608,566 | +0.0% |
| 2026-03-04 01:32 | 2026-02-27 | SABR | Sabre Corp | CONSTELLATION SOFTWARE INC | 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $1.16 | 10,634,702 | $12,341,572 | 50,157,523 | +26.9% |
| 2026-03-04 05:30 | 2026-03-02 | FLD | Fold Holdings, Inc. | Reeves William Brian Poppic | Officer, 10% owner - Chief Executive Officer | Finance Services | OPT+S | $1.42 | 5,496 | -$7,821 | 4,717,025 | 0.0% |
| 2026-03-04 05:30 | 2026-03-02 | FLD | Fold Holdings, Inc. | Dickman Thomas J | Officer - Chief Technology Officer | Finance Services | OPT+S | $1.42 | 8 | -$11 | 332,190 | 0.0% |
| 2026-03-04 05:30 | 2026-03-02 | FLD | Fold Holdings, Inc. | Repass Wolfe | Officer - Chief Financial Officer | Finance Services | SELL | $1.42 | 11,281 | -$16,053 | 242,254 | -4.4% |
| 2026-03-04 05:42 | 2026-02-27 | ABOS | Acumen Pharmaceuticals, Inc. | Meisner Derek M | Officer - Chief Legal Officer & Corp Sec | Biological Products, (No Diagnostic Substances) | OPT+S | $3.01 | 9,406 | -$28,311 | 173,999 | 0.0% |
| 2026-03-04 05:06 | 2026-02-27 | THRY | Thryv Holdings, Inc. | PAULSON & CO. INC. | 10% owner | Services-Advertising | BUY | $2.50 | 2,437,765 | $6,100,507 | 8,443,835 | +40.6% |
| 2026-03-04 04:45 | 2026-01-30 | XSLLU | Xsolla SPAC 1 | Xsolla SPAC I LLC | 10% owner | Blank Checks | BUY | $0.00 | 403,146 | $0 | 403,146 | +100.0% |
| 2026-03-04 04:50 | 2026-03-02 | ATOM | Atomera Inc | BIBAUD SCOTT A. | Director, Officer - CEO and President | Semiconductors & Related Devices | SELL | $4.95 | 10,075 | -$49,871 | 709,741 | -1.4% |
| 2026-03-04 04:50 | 2026-03-02 | ATOM | Atomera Inc | Laurencio Francis | Officer - CFO | Semiconductors & Related Devices | SELL | $4.95 | 4,799 | -$23,755 | 145,459 | -3.2% |
| 2026-03-04 04:51 | 2026-03-02 | ATOM | Atomera Inc | Mears Robert J | Officer - Chief Technology Officer | Semiconductors & Related Devices | SELL | $4.95 | 3,979 | -$19,696 | 168,899 | -2.3% |
| 2026-03-04 04:18 | 2026-03-03 | AIRJ | Airjoule Technologies Corp. | Gutke Jeff | Officer - Chief Administrative Officer | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip | OPT+S | $3.17 | 3,462 | -$10,975 | 110,439 | 0.0% |
| 2026-03-04 04:05 | 2026-03-02 | GNLX | GENELUX Corp | Thomas John | Director | Pharmaceutical Preparations | SELL | $2.90 | 10,000 | -$28,957 | 482,784 | -2.0% |
| 2026-03-04 03:30 | 2026-03-02 | UUU | UNIVERSAL SAFETY PRODUCTS, INC. | AULT MILTON C III | Director, 10% owner | Wholesale-Electronic Parts & Equipment, NEC | BUY | $4.82 | 27,000 | $130,162 | 700 | +100.0% |
| 2026-03-04 03:33 | 2026-02-27 | LAW | CS Disco, Inc. | GOODMAN ROBERT P | Director | Services-Prepackaged Software | BUY | $3.19 | 1,026,700 | $3,275,173 | 1,038,475 | +8,719.3% |
| 2026-03-04 03:23 | 2026-03-02 | CMTG | Claros Mortgage Trust, Inc. | McGillis Mike | Director, Officer - PRESIDENT AND CFO | Real Estate | BUY | $2.34 | 20,000 | $46,792 | 603,007 | +3.4% |
| 2026-03-04 03:23 | 2026-02-27 | NAII | NATURAL ALTERNATIVES INTERNATIONAL INC | LEDOUX MARK A | Director, Officer, 10% owner - CEO/Chairman | Medicinal Chemicals & Botanical Products | BUY | $2.82 | 1,000 | $2,820 | 158,971 | +0.6% |
| 2026-03-04 03:26 | 2026-02-27 | CMTG | Claros Mortgage Trust, Inc. | Mack Richard | Director, Officer - CEO AND CHAIRMAN | Real Estate | BUY | $2.41 | 50,000 | $120,355 | 2,717,330 | +1.9% |
| 2026-03-04 02:23 | 2026-02-27 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $0.31 | 100,000 | $31,350 | 3,270,394 | +3.2% |
| 2026-03-04 01:54 | 2026-03-02 | DGXX | Digi Power X Inc. | Amar Alec | Director, Officer - President | Finance Services | SELL | $2.86 | 27,500 | -$78,650 | 1,368,949 | -2.0% |
| 2026-03-04 01:28 | 2026-03-02 | AGL | Agilon Health Inc. | Shaker Benjamin | Officer - Chief Markets Officer | Services-Misc Health & Allied Services, NEC | BUY | $0.60 | 500,000 | $301,050 | 1,367,674 | +57.6% |
| 2026-03-03 23:01 | 2026-03-02 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.88 | 1,134 | $3,266 | 66,548 | +1.7% |
| 2026-03-03 22:57 | 2026-03-02 | LRHC | La Rosa Holdings Corp. | HRT FINANCIAL LP | 10% owner | Real Estate Agents & Managers (For Others) | SELL | $1.09 | 8,368 | -$9,121 | 48,596 | -14.7% |
| 2026-03-03 22:57 | 2026-02-27 | LRHC | La Rosa Holdings Corp. | HRT FINANCIAL LP | 10% owner | Real Estate Agents & Managers (For Others) | BUY | $1.07 | 14,584 | $15,605 | 56,964 | +34.4% |
| 2026-03-03 20:40 | 2026-03-02 | N/A | N/A | HARVEY ELLEN D | Director | Other | BUY | $0.00 | 0 | $0 | 1,001,184 | 0.0% |
| 2026-03-03 20:14 | 2026-03-02 | N/A | N/A | HARVEY ELLEN D | Director | Other | BUY | $0.00 | 0 | $0 | 616,677 | 0.0% |
| 2026-03-03 19:59 | 2026-03-02 | N/A | N/A | HARVEY ELLEN D | Director | Other | BUY | $0.00 | 0 | $0 | 743,635 | 0.0% |
| 2026-03-03 16:49 | 2026-03-01 | NMTC | NEUROONE MEDICAL TECHNOLOGIES Corp | Wambeke David J. | Officer - Chief Business Officer | Surgical & Medical Instruments & Apparatus | BUY | $0.67 | 1,000,000 | $670,400 | 1,000,000 | +100.0% |
| 2026-03-03 16:00 | 2026-03-02 | RDZN | Roadzen Inc. | Malhotra Rohan | Director, Officer, 10% owner - See Remarks | Insurance Agents, Brokers & Service | BUY | $1.37 | 19,085 | $26,146 | 849,642 | +2.3% |
| 2026-03-03 16:00 | 2026-03-02 | FBLG | FibroBiologics, Inc. | Davis Jason | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $0.41 | 70,000 | $28,973 | 70,000 | +100.0% |
| 2026-03-03 00:58 | 2026-02-27 | ISPR | Ispire Technology Inc. | Wang Michael Xue | Officer - Co-Chief Executive Officer | Cigarettes | BUY | $2.39 | 5,000 | $11,959 | 466,882 | +1.1% |
| 2026-03-03 00:30 | 2026-02-23 | OVID | Ovid Therapeutics Inc. | ALEXANDER MARGARET A. | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $1.45 | 11,656 | -$16,901 | 61,750 | -15.9% |
| 2026-03-03 00:13 | 2026-02-27 | EHTH | eHealth, Inc. | DUKE DERRICK A | Director, Officer - Chief Executive Officer | Insurance Agents, Brokers & Service | BUY | $1.38 | 187,969 | $259,397 | 487,969 | +62.7% |
| 2026-03-03 00:30 | 2026-02-23 | OVID | Ovid Therapeutics Inc. | Rona Jeffrey A | Officer - CBFO | Pharmaceutical Preparations | SELL | $1.45 | 8,541 | -$12,384 | 88,188 | -8.8% |
| 2026-03-03 00:02 | 2026-02-27 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.85 | 1,134 | $3,232 | 66,466 | +1.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.