Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-20 20:01 | 2026-03-19 | SOPH | SOPHiA GENETICS SA | Menu Philippe | Officer - Chief Medical Officer | Services-Computer Processing & Data Preparation | SELL | $4.79 | 608 | -$2,913 | 173,616 | -0.3% |
| 2026-03-20 20:01 | 2026-03-19 | SOPH | SOPHiA GENETICS SA | Camblong Jurgi | Director, Officer - Chief Executive Officer | Services-Computer Processing & Data Preparation | SELL | $4.77 | 4,486 | -$21,410 | 3,302,839 | -0.1% |
| 2026-03-20 20:01 | 2026-03-19 | SOPH | SOPHiA GENETICS SA | Van Well Daan | Officer - Chief Legal Officer | Services-Computer Processing & Data Preparation | SELL | $4.79 | 684 | -$3,274 | 261,238 | -0.3% |
| 2026-03-20 18:20 | 2026-03-19 | SER | Serina Therapeutics, Inc. | Moreadith Randall | Officer - Chief Scientific Officer | Pharmaceutical Preparations | OPT+S | $2.50 | 39,000 | -$97,500 | 0 | 0.0% |
| 2026-03-20 18:00 | 2026-03-18 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $3.01 | 2,000 | $6,020 | 306,457 | +0.7% |
| 2026-03-20 17:38 | 2026-03-19 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.18 | 1,134 | $3,606 | 67,614 | +1.7% |
| 2026-03-20 17:43 | 2026-03-19 | KLTR | KALTURA INC | Yekutiel Ron | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $1.13 | 44,100 | $49,613 | 14,971,723 | +0.3% |
| 2026-03-20 16:37 | 2026-03-18 | CULP | CULP INC | Hunsberger Mary Elizabeth | Officer - Chief Operating Officer | Broadwoven Fabric Mills, Cotton | BUY | $3.08 | 5,000 | $15,390 | 20,000 | +33.3% |
| 2026-03-20 16:20 | 2026-03-18 | CULP | CULP INC | CULP ROBERT GEORGE IV | Director, Officer - President & CEO | Broadwoven Fabric Mills, Cotton | BUY | $3.13 | 2,941 | $9,205 | 123,138 | +2.4% |
| 2026-03-20 13:33 | 2026-03-19 | AIRS | Airsculpt Technologies, Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $2.64 | 77,702 | $205,133 | 6,753,761 | +1.2% |
| 2026-03-20 12:51 | 2026-03-18 | STIM | Neuronetics, Inc. | Chernett Jorey | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.34 | 1,057,400 | $1,418,502 | 8,573,804 | +14.1% |
| 2026-03-19 20:05 | 2026-03-17 | MXCT | MAXCYTE, INC. | Swirsky Douglas J | Officer - CHIEF FINANCIAL OFFICER | Services-Commercial Physical & Biological Research | SELL | $0.82 | 10,142 | -$8,266 | 151,669 | -6.3% |
| 2026-03-19 23:44 | 2026-03-18 | QRHC | Quest Resource Holding Corp | Lipstein Robert J | Director | Refuse Systems | BUY | $0.90 | 11,000 | $9,857 | 48,500 | +29.3% |
| 2026-03-19 23:19 | 2026-03-17 | BMBL | Bumble Inc. | BTOA - NQ L.L.C. | 10% owner | Services-Computer Programming, Data Processing, Etc. | SELL | $3.51 | 7,477,504 | -$26,246,039 | 25,832 | -99.7% |
| 2026-03-19 23:20 | 2026-03-17 | BMBL | Bumble Inc. | Blackstone Holdings III GP Management L.L.C. | 10% owner | Services-Computer Programming, Data Processing, Etc. | SELL | $3.51 | 7,477,504 | -$26,246,039 | 25,832 | -99.7% |
| 2026-03-19 23:24 | 2026-03-17 | BMBL | Bumble Inc. | BX Buzz ML-1 GP LLC | 10% owner | Services-Computer Programming, Data Processing, Etc. | SELL | $3.51 | 7,477,504 | -$26,246,039 | 25,832 | -99.7% |
| 2026-03-19 23:30 | 2026-03-16 | CLIR | ClearSign Technologies Corp | Silva Gil Todd | Director | Industrial Instruments For Measurement, Display, and Control | BUY | $4.28 | 4,000 | $17,110 | 4,000 | +100.0% |
| 2026-03-19 23:30 | 2025-12-04 | SVCO | Silvaco Group, Inc. | Pesic Yelena I. | Other | Services-Prepackaged Software | SELL | $1.99 | 300,000 | -$597,000 | 3,603,073 | -7.7% |
| 2026-03-19 23:30 | 2025-11-17 | SVCO | Silvaco Group, Inc. | Pesic Illiya I. | Other | Services-Prepackaged Software | SELL | $1.93 | 400,000 | -$772,800 | 5,379,899 | -6.9% |
| 2026-03-19 23:31 | 2025-06-26 | SVCO | Silvaco Group, Inc. | Ngai-Pesic Katherine S. | Director, 10% owner, Other | Services-Prepackaged Software | SELL | $2.12 | 950,000 | -$2,015,615 | 9,353,886 | -9.2% |
| 2026-03-19 23:03 | 2026-03-17 | TLS | TELOS CORP | Robbins Edward Hutchinson Jr. | Officer - EVP, General Counsel | Services-Computer Integrated Systems Design | SELL | $4.02 | 101,623 | -$408,148 | 567,278 | -15.2% |
| 2026-03-19 23:14 | 2026-03-17 | BMBL | Bumble Inc. | BX Buzz ML-1 Holdco L.P. | 10% owner | Services-Computer Programming, Data Processing, Etc. | SELL | $3.51 | 7,477,504 | -$26,246,039 | 25,832 | -99.7% |
| 2026-03-19 23:17 | 2026-03-17 | BMBL | Bumble Inc. | BCP Buzz Holdings L.P. | 10% owner | Services-Computer Programming, Data Processing, Etc. | SELL | $3.51 | 7,477,504 | -$26,246,039 | 25,832 | -99.7% |
| 2026-03-19 23:00 | 2026-03-18 | RPGL | Republic Power Group Ltd | CETERA WEALTH SERVICES, LLC | 10% owner | Services-Prepackaged Software | SELL | $0.55 | 680,655 | -$374,701 | 0 | -100.0% |
| 2026-03-19 21:59 | 2026-03-18 | FNKO | Funko, Inc. | Daw Tracy D | Officer - CHIEF LEGAL OFFICER | Games, Toys & Children's Vehicles (No Dolls & Bicycles) | SELL | $3.65 | 12,793 | -$46,656 | 47,016 | -21.4% |
| 2026-03-19 21:40 | 2026-03-18 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $2.59 | 151,200 | $391,608 | 6,198,589 | +2.5% |
| 2026-03-19 21:29 | 2026-03-18 | ALDX | Aldeyra Therapeutics, Inc. | Alfieri Michael | Officer - Principal Financial Officer | Pharmaceutical Preparations | BUY | $1.42 | 5,000 | $7,100 | 7,500 | +200.0% |
| 2026-03-19 21:05 | 2026-03-18 | URG | UR-ENERGY INC | Walle Jade | Officer - VICE PRESIDENT FINANCE | Gold and Silver Ores | BUY | $1.39 | 107,900 | $149,981 | 251,900 | +74.9% |
| 2026-03-19 21:00 | 2026-03-18 | HFFG | HF Foods Group Inc. | Lam Dennis | Director | Wholesale-Groceries & Related Products | BUY | $1.80 | 8,100 | $14,548 | 22,484 | +56.3% |
| 2026-03-19 21:01 | 2026-03-19 | VEEE | Twin Vee PowerCats, Co. | Schuyler Kevin | Director | Ship & Boat Building & Repairing | BUY | $0.41 | 25,000 | $10,165 | 31,252 | +399.9% |
| 2026-03-19 20:30 | 2026-03-17 | ARQ | Arq, Inc. | Wong Joseph M | Officer - Chief Technology Officer | Miscellaneous Chemical Products | BUY | $1.89 | 10,000 | $18,900 | 400,686 | +2.6% |
| 2026-03-19 20:15 | 2026-03-18 | LAES | SEALSQ Corp | Verjus Nathalie Claude Odile | Officer - Company Secretary | Semiconductors & Related Devices | SELL | $3.03 | 5,000 | -$15,129 | 185,000 | -2.6% |
| 2026-03-19 20:15 | 2026-03-17 | CRN | Coronado Global Resources Inc. | Pollard Emma | Officer - Chief P&S Officer | Silver Ores | SELL | $2.06 | 39,474 | -$81,316 | 0 | -100.0% |
| 2026-03-19 19:15 | 2026-03-17 | CIA | CITIZENS, INC. | Stenberg Jon | Director, Officer - President & CEO | Life Insurance | BUY | $4.81 | 10,000 | $48,075 | 208,930 | +5.0% |
| 2026-03-19 18:48 | 2026-03-18 | KLTR | KALTURA INC | Halevi-Davidov Naama | Director | Services-Prepackaged Software | SELL | $1.20 | 93,624 | -$112,686 | 368,682 | -20.3% |
| 2026-03-19 18:00 | 2026-03-17 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $3.07 | 1,514 | $4,653 | 304,457 | +0.5% |
| 2026-03-19 17:35 | 2026-03-18 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $3.18 | 1,134 | $3,606 | 67,532 | +1.7% |
| 2026-03-19 16:31 | 2026-03-19 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $3.93 | 745 | $2,928 | 4,499,000 | +0.0% |
| 2026-03-18 20:27 | 2026-03-12 | ORBS | Eightco Holdings Inc. | BITMINE IMMERSION TECHNOLOGIES, INC. | 10% owner | Short-Term Business Credit Institutions | BUY | $0.89 | 86,956,513 | $77,043,471 | 100,655,143 | +634.8% |
| 2026-03-18 20:06 | 2026-03-16 | ALLO | Allogene Therapeutics, Inc. | Beneski Benjamin Machinas | Officer - SVP, Chief Technical Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.47 | 4,835 | -$11,942 | 198,205 | -2.4% |
| 2026-03-18 20:05 | 2026-03-16 | ALLO | Allogene Therapeutics, Inc. | Chang David D | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | SELL | $2.47 | 47,763 | -$117,975 | 5,150,599 | -0.9% |
| 2026-03-18 20:06 | 2026-03-18 | ECC | Eagle Point Credit Co Inc. | Ko Daniel W. | Other | Other | BUY | $3.50 | 57,165 | $200,078 | 82,665 | +224.2% |
| 2026-03-18 21:30 | 2026-03-17 | KLC | KinderCare Learning Companies, Inc. | Wyatt John T. | Director, Officer - Chief Executive Officer | Services-Child Day Care Services | BUY | $2.02 | 494,118 | $998,711 | 1,037,834 | +90.9% |
| 2026-03-18 21:04 | 2026-03-16 | QRHC | Quest Resource Holding Corp | Culpepper Glenn | Director | Refuse Systems | BUY | $1.16 | 5,000 | $5,800 | 61,585 | +8.8% |
| 2026-03-18 21:01 | 2026-03-16 | VEEE | Twin Vee PowerCats, Co. | SWETS LARRY G JR | Director | Ship & Boat Building & Repairing | BUY | $0.37 | 100,000 | $37,000 | 250,000 | +66.7% |
| 2026-03-18 21:04 | 2026-03-16 | APT | ALPHA PRO TECH LTD | RITOTA JOHN | Director | Orthopedic, Prosthetic & Surgical Appliances & Supplies | SELL | $4.87 | 7,000 | -$34,109 | 41,355 | -14.5% |
| 2026-03-19 01:15 | 2026-03-09 | NGTF | NightFood Holdings, Inc. | Floco Ried Jordan | Director, Officer - President | Misc Industrial & Commercial Machinery & Equipment | BUY | $0.04 | 200,000 | $7,500 | 387,521 | +106.7% |
| 2026-03-19 01:00 | 2026-03-17 | NLST | NETLIST INC | WELCHER BLAKE | Director | Semiconductors & Related Devices | SELL | $1.66 | 37,500 | -$62,250 | 137,500 | -21.4% |
| 2026-03-19 01:03 | 2026-03-16 | FLUX | Flux Power Holdings, Inc. | Johnson Michael | Director, 10% owner | Miscellaneous Electrical Machinery, Equipment & Supplies | SELL | $1.29 | 86,881 | -$112,259 | 4,061,799 | -2.1% |
| 2026-03-19 00:38 | 2026-03-18 | RXT | Rackspace Technology, Inc. | Marino Mark A. | Officer - Chief Financial Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $1.81 | 14,058 | -$25,445 | 2,158,874 | -0.6% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.