Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-08 01:29 | 2026-10-01 | STEX | Streamex Corp. | Plummer Christine Marie | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | SELL | $0.54 | 13,344 | -$7,175 | 461,645 | -2.8% |
| 2026-10-08 01:29 | 2026-10-01 | STEX | Streamex Corp. | Williams Mitchell Young | Director, Officer - Chief Investment Officer | Electromedical & Electrotherapeutic Apparatus | SELL | $0.54 | 65,538 | -$35,240 | 2,820,276 | -2.3% |
| 2026-10-07 23:55 | 2026-10-05 | STWI | StageWise Strategies Corp. | Artikkhodjaev Jakhongir Abidovich | 10% owner | Services-Computer Processing & Data Preparation | SELL | $0.14 | 1,000,000 | -$138,000 | 0 | -100.0% |
| 2026-10-07 23:57 | 2026-10-05 | STWI | StageWise Strategies Corp. | Tourism & Entertainment Group, LLC | 10% owner | Services-Computer Processing & Data Preparation | BUY | $0.14 | 1,000,000 | $138,000 | 4,000,000 | +33.3% |
| 2026-10-07 22:24 | 2026-10-05 | BCYC | BICYCLE THERAPEUTICS PLC | Perry Jennifer Scott | Officer - Chief Operating Officer | Pharmaceutical Preparations | SELL | $3.76 | 356 | -$1,339 | 89,602 | -0.4% |
| 2026-10-07 22:20 | 2026-10-07 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Reynoso Jamie L. | Officer - CEO, Medicare Advantage | Hospital & Medical Service Plans | SELL | $4.63 | 2,006 | -$9,288 | 2,792,690 | -0.1% |
| 2026-10-07 22:08 | 2026-10-06 | RXRX | RECURSION PHARMACEUTICALS, INC. | Borgeson Blake | Director | Biological Products, (No Diagnostic Substances) | SELL | $4.84 | 50,000 | -$242,000 | 6,108,287 | -0.8% |
| 2026-10-07 21:33 | 2026-10-05 | JCTC | JEWETT CAMERON TRADING CO LTD | AJB Investment Fund II, LP | 10% owner | Retail-Lumber & Other Building Materials Dealers | BUY | $2.93 | 14 | $41 | 519,597 | +0.0% |
| 2026-10-07 21:02 | 2026-10-05 | ACRV | Acrivon Therapeutics, Inc. | Miller Mary | Officer - Chief Legal Officer | Pharmaceutical Preparations | SELL | $1.99 | 294 | -$585 | 81,715 | -0.4% |
| 2026-10-07 20:54 | 2026-10-05 | QS | QuantumScape Corp | Holme Timothy | Officer - CHIEF TECHNOLOGY OFFICER | Miscellaneous Electrical Machinery, Equipment & Supplies | SELL | $4.54 | 120,000 | -$544,812 | 0 | -100.0% |
| 2026-10-07 20:15 | 2026-10-06 | LAES | SEALSQ Corp | Enguent Jean-Pierre | Officer - Vice President, R&DSS | Semiconductors & Related Devices | OPT+S | $2.46 | 35,000 | -$85,936 | 0 | 0.0% |
| 2026-10-07 20:15 | 2026-10-05 | USEA | United Maritime Corp | Gyftakis Stavros | Director, Officer - See Remarks | Water Transportation | SELL | $2.69 | 5,000 | -$13,451 | 241,678 | -2.0% |
| 2026-10-07 20:02 | 2026-10-05 | TLSI | TriSalus Life Sciences, Inc. | Stevens Jennifer | Officer - Chief Regulatory Officer | Surgical & Medical Instruments & Apparatus | SELL | $4.39 | 316 | -$1,387 | 123,794 | -0.3% |
| 2026-10-07 20:02 | 2026-10-05 | TLSI | TriSalus Life Sciences, Inc. | Marshak Richard | Officer - Chief Commercial Officer | Surgical & Medical Instruments & Apparatus | SELL | $4.39 | 325 | -$1,427 | 127,994 | -0.3% |
| 2026-10-07 20:02 | 2026-10-05 | TLSI | TriSalus Life Sciences, Inc. | Cox Bryan F. | Officer - Chief of Research | Surgical & Medical Instruments & Apparatus | SELL | $4.39 | 296 | -$1,299 | 162,805 | -0.2% |
| 2026-10-07 17:58 | 2026-10-01 | N-A | Partners Group Private Equity Fund, LLC | Partners Group Private Equity II, LLC | Other | Other | SELL | $2.20 | 13,619,649 | -$29,963,227 | 0 | -100.0% |
| 2026-10-07 17:32 | 2026-08-25 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Barcos Melgar Pablo | Officer - VP INVESTMENT OFFICER | Real Estate | SELL | $3.51 | 6,154 | -$21,601 | 5,000 | -55.2% |
| 2026-10-07 12:48 | 2026-10-05 | BOSC | BOS BETTER ONLINE SOLUTIONS LTD | Gur Osnat | Director | Computer Communications Equipment | OPT+S | $4.65 | 7,500 | -$34,838 | 0 | 0.0% |
| 2026-10-07 11:57 | 2026-10-06 | BORR | Borr Drilling Ltd | Troim Tor Olav | Director | Drilling Oil & Gas Wells | BUY | $4.24 | 1,500,000 | $6,364,200 | 33,535,941 | +4.7% |
| 2026-10-07 12:00 | 2026-10-06 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.24 | 7,023 | $8,697 | 46,261 | +17.9% |
| 2026-10-07 10:10 | 2025-12-03 | IRIX | IRIDEX CORP | Lin Shih-Yao David | 10% owner | Electromedical & Electrotherapeutic Apparatus | BUY | $1.25 | 350,557 | $438,757 | 1,186,809 | +41.9% |
| 2026-10-07 10:04 | 2025-03-25 | IRIX | IRIDEX CORP | Lin Shih-Yao David | 10% owner | Electromedical & Electrotherapeutic Apparatus | BUY | $1.05 | 570,184 | $597,895 | 570,184 | +100.0% |
| 2026-10-07 10:08 | 2025-06-06 | IRIX | IRIDEX CORP | Lin Shih-Yao David | 10% owner | Electromedical & Electrotherapeutic Apparatus | BUY | $1.03 | 266,068 | $273,624 | 836,252 | +46.7% |
| 2026-10-07 01:12 | 2026-10-05 | DOMO | Huckleberry.ai, Inc. | Jolley David R | Director | Services-Prepackaged Software | SELL | $3.20 | 12,845 | -$41,063 | 269,116 | -4.6% |
| 2026-10-06 23:00 | 2026-09-28 | ARBE | Arbe Robotics Ltd. | CRIST EUGENE SCOTT | Director | Services-Computer Integrated Systems Design | BUY | $0.61 | 50,000 | $30,250 | 1,014,182 | +5.2% |
| 2026-10-06 21:24 | 2026-10-06 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Director, Officer - CEO | Pharmaceutical Preparations | BUY | $0.06 | 3,700 | $204 | 9,433,656 | +0.0% |
| 2026-10-06 20:45 | 2026-10-02 | BCYC | BICYCLE THERAPEUTICS PLC | Lee Kevin | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | SELL | $3.49 | 7,805 | -$27,247 | 595,866 | -1.3% |
| 2026-10-06 20:45 | 2026-10-02 | BCYC | BICYCLE THERAPEUTICS PLC | Perry Jennifer Scott | Officer - Chief Operating Officer | Pharmaceutical Preparations | SELL | $3.54 | 1,500 | -$5,313 | 89,552 | -1.6% |
| 2026-10-06 20:45 | 2026-10-02 | BCYC | BICYCLE THERAPEUTICS PLC | Hannay Michael Charles Ferguson | Officer - CHIEF PROD & SUPPLY CHAIN OFF | Pharmaceutical Preparations | SELL | $3.48 | 1,814 | -$6,319 | 92,561 | -1.9% |
| 2026-10-06 20:45 | 2026-10-02 | BCYC | BICYCLE THERAPEUTICS PLC | Skynner Michael | Officer - CHIEF SCIENTIFIC OFFICER | Pharmaceutical Preparations | SELL | $3.49 | 2,445 | -$8,535 | 154,726 | -1.6% |
| 2026-10-06 20:45 | 2026-10-02 | BCYC | BICYCLE THERAPEUTICS PLC | Swanton Robert Charles | Director | Pharmaceutical Preparations | SELL | $3.47 | 3,431 | -$11,906 | 15,782 | -17.9% |
| 2026-10-06 20:34 | 2026-10-02 | BCYC | BICYCLE THERAPEUTICS PLC | Thompson Travis Alvin | Officer - Chief Financial Officer | Pharmaceutical Preparations | SELL | $3.48 | 972 | -$3,381 | 64,449 | -1.5% |
| 2026-10-06 20:00 | 2026-10-02 | LOCL | Local Bounti Corporation/DE | VALIASEK KATHLEEN | Director, Officer - President and CEO | Agricultural Production-Crops | SELL | $1.06 | 118,720 | -$125,843 | 1,406,140 | -7.8% |
| 2026-10-06 20:02 | 2026-10-06 | NXH | NEIGHBORHOOD INTELLIGENCE, INC. | LEMONIS MARCUS | Director, Officer - EXECUTIVE CHAIRMAN & CEO | Retail-Catalog & Mail-Order Houses | BUY | $2.76 | 362,319 | $1,000,000 | 1,076,860 | +50.7% |
| 2026-10-06 13:15 | 2026-10-05 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.27 | 8,683 | $11,016 | 39,238 | +28.4% |
| 2026-10-06 11:29 | 2026-10-05 | BORR | Borr Drilling Ltd | Troim Tor Olav | Director | Drilling Oil & Gas Wells | BUY | $4.13 | 1,500,000 | $6,197,100 | 32,035,941 | +4.9% |
| 2026-10-06 11:00 | 2026-10-01 | RDHL | RedHill Biopharma Ltd. | Raday Gilead | Officer - Chief Operating Officer | Pharmaceutical Preparations | OPT+S | $0.00 | 14,310,000 | -$1,431 | 176,910,000 | 0.0% |
| 2026-10-05 21:00 | 2026-09-14 | DGNX | Diginex Ltd | Pelham Miles Christian | Director, 10% owner | Services-Computer Processing & Data Preparation | SELL | $1.44 | 1,035,107 | -$1,493,349 | 0 | -100.0% |
| 2026-10-05 20:05 | 2026-10-01 | CRGO | Freightos Ltd | Pinillos Manrique de Lara Pablo | Director, Officer - CEO | Arrangement of Transportation of Freight & Cargo | SELL | $0.89 | 1,535 | -$1,366 | 31,126 | -4.7% |
| 2026-10-05 20:55 | 2026-10-01 | PSQH | PSQ Holdings, Inc. | Wenzel Krista | Officer - Chief Accounting Officer | Services-Advertising | SELL | $4.94 | 112 | -$553 | 14,170 | -0.8% |
| 2026-10-05 21:11 | 2026-10-01 | INM | InMed Pharmaceuticals Inc. | ADAR1 Capital Management, LLC | 10% owner | Pharmaceutical Preparations | BUY | $1.33 | 42,920 | $57,079 | 935,021 | +4.8% |
| 2026-10-05 20:27 | 2026-09-30 | LND | BrasilAgro - Brazilian Agricultural Real Estate Co | Elsztain Alejandro Gustavo | Director | Agricultural Production-Crops | BUY | $3.52 | 56,750 | $199,698 | 727,120 | +8.5% |
| 2026-10-05 20:03 | 2026-10-01 | XFOR | X4 Pharmaceuticals, Inc | KIRSKE DAVID | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.86 | 11,767 | -$33,658 | 155,983 | -7.0% |
| 2026-10-05 20:26 | 2026-10-02 | AIRG | AIRGAIN INC | Memmen Stephan D | Director | Radio & Tv Broadcasting & Communications Equipment | BUY | $4.55 | 1,500 | $6,825 | 56,396 | +2.7% |
| 2026-10-05 20:01 | 2026-03-20 | GGAL | GRUPO FINANCIERO GALICIA SA | Braun Tomas | Director | Commercial Banks, NEC | SELL | $4.75 | 39,562 | -$187,793 | 277,151 | -12.5% |
| 2026-10-06 01:30 | 2026-10-02 | FLD | Fold Holdings, Inc. | Dickman Thomas J | Officer - Chief Technology Officer | Finance Services | OPT+S | $0.53 | 6 | -$3 | 541,729 | 0.0% |
| 2026-10-06 01:30 | 2026-10-02 | FLD | Fold Holdings, Inc. | Reeves William Brian Poppic | Officer, 10% owner - Chief Executive Officer | Finance Services | OPT+S | $0.53 | 5,304 | -$2,811 | 5,446,247 | 0.0% |
| 2026-10-06 01:30 | 2026-10-02 | FLD | Fold Holdings, Inc. | Repass Wolfe | Officer - Chief Financial Officer | Finance Services | OPT+S | $0.53 | 1,231 | -$652 | 740,115 | 0.0% |
| 2026-10-06 01:11 | 2026-09-15 | RIME | Algorhythm Holdings, Inc. | THOMPSON ANDREW LITTLE | Director, Officer - CEO | Services-Computer Integrated Systems Design | BUY | $0.00 | 4,098,350 | $0 | 22,038 | +100.0% |
| 2026-10-06 01:12 | 2026-09-15 | RIME | Algorhythm Holdings, Inc. | AZURE ENERGY, LLC | 10% owner | Services-Computer Integrated Systems Design | BUY | $0.00 | 4,098,350 | $0 | 22,036 | +100.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.