Large Insider Purchases
Institutional-Scale SEC Form 4 Buy Signals
The Signal of $1M+ Conviction
When a corporate executive invests more than $1,000,000 of their own capital into company shares, it represents the highest level of conviction. These seven-figure purchases reflect management's belief in the company's future value.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-03-26 23:25 | 2020-03-24 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.63 | 342,112 | $1,585,142 | 68,862,456 | +0.5% |
| 2020-03-27 00:35 | 2020-03-24 | PBFX | N/A | Inversora Carso, S.A. de C.V. | 10% owner, Other | Other | BUY | $4.59 | 641,706 | $2,945,751 | 6,906,520 | +10.2% |
| 2020-03-26 16:30 | 2020-03-25 | WLK | WESTLAKE CORP | TTWFGP LLC | 10% owner | Industrial Organic Chemicals | BUY | $40.77 | 130,000 | $5,300,061 | 47,095,277 | +0.3% |
| 2020-03-26 21:19 | 2020-03-24 | PFMT | N/A | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 10% owner | Other | BUY | $0.72 | 3,258,424 | $2,346,065 | 12,545,261 | +35.1% |
| 2020-03-25 23:57 | 2020-03-23 | IFF | INTERNATIONAL FLAVORS & FRAGRANCES INC | Winder Investment Pte Ltd | 10% owner | Industrial Organic Chemicals | BUY | $95.80 | 134,267 | $12,862,242 | 23,822,959 | +0.6% |
| 2020-03-26 00:51 | 2020-03-23 | EYEN | HYPERION DEFI, INC. | Grant Stuart M. | 10% owner | Pharmaceutical Preparations | BUY | $2.06 | 903,240 | $1,858,868 | 3,260,128 | +38.3% |
| 2020-03-25 23:06 | 2020-03-24 | N/A | Blue Owl Technology Finance Corp. | Packer Craig | Director, Officer - CEO and President | Other | BUY | $13.78 | 178,384 | $2,458,132 | 1,487,192 | +13.6% |
| 2020-03-25 23:37 | 2020-03-23 | GMS | N/A | Ross Ronald R | Director | Other | BUY | $11.17 | 108,602 | $1,212,932 | 359,392 | +43.3% |
| 2020-03-25 23:06 | 2020-03-24 | N/A | Blue Owl Technology Finance Corp. | Kirshenbaum Alan | Director, Officer - COO and CFO | Other | BUY | $13.78 | 178,384 | $2,458,132 | 1,487,192 | +13.6% |
| 2020-03-26 02:45 | 2020-03-23 | NGM | N/A | Svennilson Peter | Director, 10% owner | Other | BUY | $11.89 | 301,180 | $3,580,548 | 17,205,077 | +1.8% |
| 2020-03-25 23:06 | 2020-03-24 | N/A | N/A | Ostrover Douglas I | Director | Other | BUY | $13.78 | 178,384 | $2,458,132 | 1,487,192 | +13.6% |
| 2020-03-25 19:20 | 2020-03-23 | VTA | N/A | Saba Capital Management, L.P. | 10% owner | Other | BUY | $7.05 | 169,973 | $1,198,310 | 7,082,563 | +2.5% |
| 2020-03-25 23:56 | 2020-03-23 | CQP | Cheniere Energy Partners, L.P. | Blackstone CQP Common Holdco L.P. | 10% owner | Natural Gas Distribution | BUY | $21.85 | 156,792 | $3,426,407 | 2,250,419 | +7.5% |
| 2020-03-25 23:51 | 2020-03-23 | CQP | Cheniere Energy Partners, L.P. | GSO Holdings I LLC | 10% owner | Natural Gas Distribution | BUY | $21.85 | 156,792 | $3,426,407 | 2,250,419 | +7.5% |
| 2020-03-26 02:41 | 2020-03-23 | NGM | N/A | COLUMN GROUP L P | 10% owner | Other | BUY | $11.89 | 301,180 | $3,580,548 | 1,038,170 | +40.9% |
| 2020-03-25 23:03 | 2020-03-23 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.14 | 1,041,977 | $4,312,222 | 68,520,344 | +1.5% |
| 2020-03-26 00:46 | 2020-03-23 | PBF | PBF Energy Inc. | Inversora Carso, S.A. de C.V. | 10% owner, Other | Petroleum Refining | BUY | $6.13 | 720,000 | $4,413,888 | 22,746,522 | +3.3% |
| 2020-03-25 20:47 | 2020-03-23 | HPP | Hudson Pacific Properties, Inc. | GLASER JONATHAN M | Director | Real Estate | BUY | $16.67 | 75,500 | $1,258,623 | 4,500 | +100.0% |
| 2020-03-25 17:22 | 2020-03-24 | WLK | WESTLAKE CORP | TTWFGP LLC | 10% owner | Industrial Organic Chemicals | BUY | $36.53 | 145,000 | $5,297,343 | 46,965,277 | +0.3% |
| 2020-03-25 23:12 | 2020-03-23 | EQC | N/A | SPECTOR GERALD A | Director | Other | BUY | $28.84 | 100,000 | $2,884,000 | 100,000 | +100.0% |
| 2020-03-26 02:43 | 2020-03-23 | NGM | N/A | GOEDDEL DAVID V | Director, 10% owner | Other | BUY | $11.89 | 301,180 | $3,580,548 | 17,395,077 | +1.8% |
| 2020-03-25 23:50 | 2020-03-23 | CQP | Cheniere Energy Partners, L.P. | Blackstone Group Inc | 10% owner | Natural Gas Distribution | BUY | $21.85 | 156,792 | $3,426,407 | 2,250,419 | +7.5% |
| 2020-03-25 22:30 | 2020-03-23 | AXDX | N/A | SCHULER JACK W | Director, 10% owner | Other | BUY | $5.89 | 172,900 | $1,018,381 | 13,551,928 | +1.3% |
| 2020-03-25 00:11 | 2020-03-20 | UHAL | U-Haul Holding Co /NV/ | SHOEN EDWARD J | Director, Officer, 10% owner - Chairman, President | Services-Auto Rental & Leasing (No Drivers) | BUY | $241.16 | 6,300 | $1,519,317 | 8,334,804 | +0.1% |
| 2020-03-24 23:52 | 2020-03-20 | IFF | INTERNATIONAL FLAVORS & FRAGRANCES INC | Winder Investment Pte Ltd | 10% owner | Industrial Organic Chemicals | BUY | $103.56 | 86,313 | $8,938,876 | 23,688,692 | +0.4% |
| 2020-03-25 01:07 | 2020-03-20 | CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $30.03 | 281,621 | $8,456,684 | 3,701,515 | +8.2% |
| 2020-03-25 00:11 | 2020-03-20 | UHAL | U-Haul Holding Co /NV/ | Willow Grove Holdings LP | 10% owner | Services-Auto Rental & Leasing (No Drivers) | BUY | $241.16 | 6,300 | $1,519,317 | 741,920 | +0.9% |
| 2020-03-24 22:15 | 2020-03-20 | MYOV | Myovant Sciences Ltd. | Sumitomo Chemical Co., Ltd. | 10% owner | Pharmaceutical Preparations | BUY | $7.64 | 405,100 | $3,094,640 | 46,189,304 | +0.9% |
| 2020-03-24 23:10 | 2020-03-20 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.97 | 2,300,000 | $11,439,970 | 67,478,367 | +3.5% |
| 2020-03-25 00:11 | 2020-03-20 | UHAL | U-Haul Holding Co /NV/ | SHOEN MARK V | 10% owner | Services-Auto Rental & Leasing (No Drivers) | BUY | $241.16 | 6,300 | $1,519,317 | 8,334,804 | +0.1% |
| 2020-03-24 00:46 | 2020-03-19 | N/A | N/A | NATIONAL COMMERCIAL BANK | 10% owner | Other | BUY | $19.53 | 1,243,804 | $24,291,492 | 7,750,359 | +19.1% |
| 2020-03-23 23:59 | 2020-03-19 | IFF | INTERNATIONAL FLAVORS & FRAGRANCES INC | Winder Investment Pte Ltd | 10% owner | Industrial Organic Chemicals | BUY | $107.68 | 85,713 | $9,229,302 | 23,602,379 | +0.4% |
| 2020-03-24 00:14 | 2020-03-19 | HDS | N/A | Wolfe Lauren Taylor | Director | Other | BUY | $27.44 | 314,118 | $8,618,267 | 914,118 | +52.4% |
| 2020-03-24 00:30 | 2020-03-18 | LMB | Limbach Holdings, Inc. | Pratt Brian | 10% owner | Construction - Special Trade Contractors | BUY | $3.69 | 665,377 | $2,455,507 | 1,500,000 | +79.7% |
| 2020-03-24 00:09 | 2020-03-19 | NGM | N/A | Svennilson Peter | Director, 10% owner | Other | BUY | $11.68 | 291,546 | $3,404,762 | 16,903,897 | +1.8% |
| 2020-03-24 04:05 | 2020-03-19 | CQP | Cheniere Energy Partners, L.P. | GSO Holdings I LLC | 10% owner | Natural Gas Distribution | BUY | $20.88 | 402,467 | $8,403,672 | 2,093,627 | +23.8% |
| 2020-03-24 04:02 | 2020-03-19 | CQP | Cheniere Energy Partners, L.P. | Blackstone CQP Common Holdco L.P. | 10% owner | Natural Gas Distribution | BUY | $20.88 | 402,467 | $8,403,672 | 2,093,627 | +23.8% |
| 2020-03-24 02:23 | 2020-03-19 | NCMI | National CineMedia, Inc. | Standard General L.P. | 10% owner | Services-Advertising | BUY | $2.64 | 1,303,211 | $3,441,911 | 17,076,601 | +8.3% |
| 2020-03-24 00:04 | 2020-03-19 | NGM | N/A | COLUMN GROUP L P | 10% owner | Other | BUY | $11.68 | 291,546 | $3,404,762 | 736,990 | +65.5% |
| 2020-03-23 23:23 | 2020-03-19 | N/A | N/A | Golub Lawrence E | Director, Officer - Chairman | Other | BUY | $15.00 | 202,042 | $3,030,630 | 562,419 | +56.1% |
| 2020-03-23 23:21 | 2020-03-19 | N/A | N/A | Golub David | Director, Officer - President and CEO | Other | BUY | $15.00 | 202,042 | $3,030,630 | 562,419 | +56.1% |
| 2020-03-23 23:19 | 2020-03-19 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.72 | 2,145,160 | $10,130,947 | 65,178,367 | +3.4% |
| 2020-03-23 23:57 | 2020-03-19 | AGO | ASSURED GUARANTY LTD | Feldstein Andrew T | Officer - Chief Investment Officer | Surety Insurance | BUY | $19.41 | 90,052 | $1,747,765 | 73,124 | +100.0% |
| 2020-03-24 03:26 | 2020-03-19 | FPH | Five Point Holdings, LLC | Luxor Capital Group, LP | 10% owner | Real Estate | BUY | $4.87 | 1,862,189 | $9,069,978 | 717,494 | +100.0% |
| 2020-03-24 03:24 | 2020-03-12 | MIDD | MIDDLEBY Corp | FITZGERALD TIMOTHY JOHN | Director, Officer - Chief Executive Officer | Refrigeration & Service Industry Machinery | BUY | $78.07 | 18,750 | $1,463,743 | 6,250 | +100.0% |
| 2020-03-24 00:12 | 2020-03-19 | BRFH | BARFRESH FOOD GROUP INC. | Ibex Investors LLC | 10% owner | Canned, Frozen & Preservd Fruit, Veg & Food Specialties | BUY | $0.50 | 3,000,000 | $1,500,000 | 3,000,000 | +100.0% |
| 2020-03-24 00:08 | 2020-03-19 | NGM | N/A | GOEDDEL DAVID V | Director, 10% owner | Other | BUY | $11.68 | 291,546 | $3,404,762 | 17,093,897 | +1.7% |
| 2020-03-23 19:07 | 2020-03-20 | SAFT | SAFETY INSURANCE GROUP INC | SRB Corp | 10% owner | Fire, Marine & Casualty Insurance | BUY | $71.32 | 17,590 | $1,254,519 | 1,581,233 | +1.1% |
| 2020-03-23 15:30 | 2020-03-19 | ADMA | Adma Biologics Inc. | PERCEPTIVE ADVISORS LLC | 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $2.10 | 500,000 | $1,050,000 | 16,584,802 | +3.1% |
| 2020-03-24 04:01 | 2020-03-19 | CQP | Cheniere Energy Partners, L.P. | Blackstone Group Inc | 10% owner | Natural Gas Distribution | BUY | $20.88 | 402,467 | $8,403,672 | 2,093,627 | +23.8% |
Institutional Conviction in Form 4
Tracking these institutional-scale purchases allows you to follow the "smart money" when their conviction is highest. When an executive or a 10% beneficial owner commits a seven-figure sum to an open-market transaction, it bypasses the routine noise of stock-based compensation. These trades are often a precursor to major corporate developments or a signal that management views the current market valuation as significantly disconnected from the company’s internal growth trajectory. By monitoring these high-value entries, investors can align their portfolios with the capital of those who possess the most intimate understanding of a business's long-term health and potential.
Filtering the Market Noise
Our platform is designed to eliminate the noise and focus strictly on high-impact accumulation from directors and CEOs betting big on their company’s future. The SEC EDGAR database is frequently flooded with thousands of automated Form 4 filings, many of which involve small, technical, or pre-scheduled trades that offer little predictive value for the average investor. By applying a strict $1,000,000 minimum threshold, we isolate the transactions where insiders are taking substantial personal financial risk. This high-conviction filter serves as a powerful transparency tool, identifying the exact moments when corporate leadership moves away from passive ownership toward aggressive capital deployment.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.