Large Insider Purchases
Institutional-Scale SEC Form 4 Buy Signals
The Signal of $1M+ Conviction
When a corporate executive invests more than $1,000,000 of their own capital into company shares, it represents the highest level of conviction. These seven-figure purchases reflect management's belief in the company's future value.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016-11-02 03:30 | 2016-10-28 | MCC | PhenixFIN Corp | Taube Seth | Director | Other | BUY | $7.56 | 142,110 | $1,074,053 | 1,468,051 | +10.7% |
| 2016-11-02 03:29 | 2016-10-28 | MCC | PhenixFIN Corp | Taube Brook | Director, Officer - Chief Executive Officer | Other | BUY | $7.56 | 142,110 | $1,074,053 | 1,468,051 | +10.7% |
| 2016-11-02 01:47 | 2016-10-28 | CBG | CBRE GROUP, INC. | ValueAct Holdings, L.P. | Director, 10% owner, Other | Real Estate | BUY | $25.80 | 2,217,190 | $57,208,823 | 36,837,244 | +6.4% |
| 2016-11-01 03:46 | 2016-10-31 | RARX | N/A | Shah Rajeev M. | Director | Other | BUY | $13.00 | 161,538 | $2,099,994 | 1,351,808 | +13.6% |
| 2016-10-31 23:51 | 2016-10-31 | RARX | N/A | Lettmann Jason | Director | Other | BUY | $13.00 | 393,923 | $5,120,999 | 4,066,503 | +10.7% |
| 2016-10-31 23:51 | 2016-10-31 | RARX | N/A | Viswanathan Ravi | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:48 | 2016-10-31 | RARX | N/A | NEW ENTERPRISE ASSOCIATES 13 LP | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:51 | 2016-10-31 | RARX | N/A | MORGENTHALER VENTURE PARTNERS IX LP | 10% owner | Other | BUY | $13.00 | 263,538 | $3,425,994 | 2,745,846 | +10.6% |
| 2016-10-31 23:49 | 2016-10-27 | CIGI | Colliers International Group Inc. | SPRUCE HOUSE PARTNERSHIP LP | 10% owner | Real Estate | BUY | $37.65 | 976,357 | $36,755,545 | 5,362,508 | +22.3% |
| 2016-10-31 23:52 | 2016-10-31 | RARX | N/A | Weller Harry R | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-11-01 02:41 | 2016-10-31 | RARX | N/A | RA CAPITAL MANAGEMENT, LLC | Director | Other | BUY | $13.00 | 161,538 | $2,099,994 | 1,351,808 | +13.6% |
| 2016-10-31 23:49 | 2016-10-31 | RARX | N/A | BASKETT FOREST | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:50 | 2016-10-31 | RARX | N/A | KOLLURI KRISHNA KITTU | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:51 | 2016-10-31 | RARX | N/A | SANDELL SCOTT D | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:50 | 2016-10-31 | RARX | N/A | KERINS PATRICK J | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:51 | 2016-10-31 | RARX | N/A | MOTT DAVID M | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-31 23:48 | 2016-10-31 | RARX | N/A | BARRETT M JAMES | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-11-01 03:00 | 2016-10-27 | SHOS | N/A | LAMPERT EDWARD S | 10% owner | Other | BUY | $4.84 | 379,519 | $1,838,314 | 7,257,084 | +5.5% |
| 2016-10-31 23:50 | 2016-10-31 | RARX | N/A | Novartis Bioventures Ltd | 10% owner | Other | BUY | $13.00 | 84,615 | $1,099,995 | 2,545,652 | +3.4% |
| 2016-10-31 23:49 | 2016-10-31 | RARX | N/A | BARRIS PETER J | 10% owner | Other | BUY | $13.00 | 338,462 | $4,400,006 | 3,490,073 | +10.7% |
| 2016-10-29 00:28 | 2016-10-27 | FCX | FREEPORT-MCMORAN INC | MATHER COURTNEY | Director | Metal Mining | BUY | $10.72 | 150,000 | $1,608,225 | 190,523 | +370.2% |
| 2016-10-29 01:04 | 2016-10-27 | NTNX | Nutanix, Inc. | CANADA PENSION PLAN INVESTMENT BOARD | 10% owner | Services-Prepackaged Software | BUY | $28.13 | 584,093 | $16,432,230 | 2,612,700 | +28.8% |
| 2016-10-29 01:01 | 2016-10-26 | NTNX | Nutanix, Inc. | CANADA PENSION PLAN INVESTMENT BOARD | 10% owner | Services-Prepackaged Software | BUY | $28.96 | 104,200 | $3,017,601 | 2,028,607 | +5.4% |
| 2016-10-28 00:00 | 2016-10-25 | FSD | N/A | Saba Capital Management, L.P. | 10% owner | Other | BUY | $15.71 | 134,766 | $2,117,160 | 3,681,328 | +3.8% |
| 2016-10-27 22:54 | 2016-10-25 | T | AT&T INC. | YANG GEOFFREY Y | Director | Telephone Communications (No Radiotelephone) | BUY | $36.91 | 27,129 | $1,001,196 | 27,129 | +100.0% |
| 2016-10-26 23:15 | 2016-10-24 | CRSP | CRISPR Therapeutics AG | CELGENE CORP /DE/ | 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $14.00 | 800,150 | $11,202,100 | 4,834,980 | +19.8% |
| 2016-10-26 15:00 | 2016-10-25 | MSON | N/A | Vizirgianakis Stavros G. | Director, Officer, 10% owner - Interim CEO | Other | BUY | $5.25 | 761,469 | $3,999,997 | 1,211,078 | +169.4% |
| 2016-10-26 18:54 | 2016-10-24 | KMI | KINDER MORGAN, INC. | SAROFIM FAYEZ | Director | Natural Gas Transmission | BUY | $21.41 | 700,000 | $14,989,870 | 29,142,387 | +2.5% |
| 2016-10-26 23:46 | 2016-10-25 | IRTC | iRhythm Holdings, Inc. | Novo A/S | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $17.00 | 100,000 | $1,700,000 | 2,124,448 | +4.9% |
| 2016-10-26 20:50 | 2016-10-26 | CGME | N/A | Masselli Sandy J Jr | Director, Officer, 10% owner - CEO Director | Other | BUY | $2.26 | 23,957,385 | $54,143,690 | 23,957,385 | +100.0% |
| 2016-10-24 23:32 | 2016-10-24 | PBCT | N/A | WALTERS KIRK W | Director, Officer - Sr Executive Vice President | Other | BUY | $25.00 | 40,000 | $1,000,000 | 40,000 | +100.0% |
| 2016-10-21 19:22 | 2016-09-29 | N-A | Crescent Capital BDC, Inc. | UFCW-Northern California Employers Joint Pension Plan | 10% owner | Other | BUY | $19.57 | 140,864 | $2,756,987 | 1,383,552 | +11.3% |
| 2016-10-21 23:17 | 2016-10-20 | AAPC | N/A | Abrahams Iain Henry | Director | Other | BUY | $10.52 | 522,800 | $5,499,856 | 522,800 | +100.0% |
| 2016-10-20 18:21 | 2016-06-17 | N-A | Crescent Capital BDC, Inc. | UFCW-Northern California Employers Joint Pension Plan | 10% owner | Other | BUY | $19.22 | 167,316 | $3,216,485 | 1,242,688 | +15.6% |
| 2016-10-19 17:24 | 2016-08-15 | BAC | BANK OF AMERICA CORP /DE/ | YNOFACE Holdings Inc | Other | National Commercial Banks | BUY | $17.17 | 5,100,000,000 | $87,586,890,000 | 100,000,000 | +100.0% |
| 2016-10-20 04:16 | 2013-02-08 | CTGO | Contango ORE, Inc. | Gillen Donald | 10% owner | Gold and Silver Ores | BUY | $9.90 | 267,456 | $2,647,199 | 665,699 | +67.2% |
| 2016-10-20 00:57 | 2016-10-17 | LNG | Cheniere Energy, Inc. | Fusco Jack A | Director, Officer - President and CEO | Natural Gas Distribution | BUY | $40.53 | 37,007 | $1,499,971 | 122,943 | +43.1% |
| 2016-10-20 00:00 | 2016-10-17 | TBRA | N/A | Pentwater Capital Management LP | 10% owner | Other | BUY | $40.07 | 40,000 | $1,602,600 | 3,743,200 | +1.1% |
| 2016-10-20 02:05 | 2016-10-17 | LE | LANDS' END, INC. | LAMPERT EDWARD S | 10% owner | Retail-Family Clothing Stores | BUY | $14.84 | 144,298 | $2,140,776 | 12,594,740 | +1.2% |
| 2016-10-17 23:26 | 2016-10-13 | MRAM | EVERSPIN TECHNOLOGIES INC. | Hebert Peter | Director | Semiconductors & Related Devices | BUY | $8.00 | 137,420 | $1,099,360 | 1,015,550 | +15.6% |
| 2016-10-18 01:58 | 2016-10-13 | MRAM | EVERSPIN TECHNOLOGIES INC. | Sigma Partners 8 LP | 10% owner | Semiconductors & Related Devices | BUY | $8.00 | 167,841 | $1,342,728 | 1,240,366 | +15.6% |
| 2016-10-17 23:47 | 2016-10-13 | MRAM | EVERSPIN TECHNOLOGIES INC. | Socolof Stephen | Director, 10% owner | Semiconductors & Related Devices | BUY | $8.00 | 250,000 | $2,000,000 | 2,260,991 | +12.4% |
| 2016-10-17 23:25 | 2016-10-13 | MRAM | EVERSPIN TECHNOLOGIES INC. | Lux Capital Management, LLC | Other | Semiconductors & Related Devices | BUY | $8.00 | 137,420 | $1,099,360 | 1,015,550 | +15.6% |
| 2016-10-18 00:10 | 2016-10-14 | GTXI | N/A | Pyramid Peak Foundation | 10% owner | Other | BUY | $0.81 | 7,716,049 | $6,250,000 | 38,249,528 | +25.3% |
| 2016-10-17 23:45 | 2016-10-13 | MRAM | EVERSPIN TECHNOLOGIES INC. | NVPG IV, LLC | 10% owner | Semiconductors & Related Devices | BUY | $8.00 | 250,000 | $2,000,000 | 2,260,991 | +12.4% |
| 2016-10-14 23:22 | 2016-10-13 | ALNY | Alnylam Pharmaceuticals Inc. | PYOTT DAVID E I | Director | Pharmaceutical Preparations | BUY | $37.00 | 27,900 | $1,032,328 | 27,900 | +100.0% |
| 2016-10-13 21:59 | 2016-07-06 | SEV | N/A | Bassi Holding S.r.l. | 10% owner | Other | BUY | $9.12 | 110,000 | $1,003,200 | 610,000 | +22.0% |
| 2016-10-13 23:42 | 2016-10-12 | WAAS | N/A | Muller Lee S | Officer - Chief Financial Officer | Other | BUY | $18.00 | 70,000 | $1,260,000 | 70,000 | +100.0% |
| 2016-10-14 00:36 | 2016-10-12 | COUP | N/A | Agrawal Neeraj | Director, 10% owner | Other | BUY | $18.00 | 275,000 | $4,950,000 | 6,869,220 | +4.2% |
| 2016-10-14 00:01 | 2016-10-11 | MB | N/A | Abdiel Capital Management, LLC | 10% owner | Other | BUY | $18.22 | 500,000 | $9,110,000 | 4,016,493 | +14.2% |
Institutional Conviction in Form 4
Tracking these institutional-scale purchases allows you to follow the "smart money" when their conviction is highest. When an executive or a 10% beneficial owner commits a seven-figure sum to an open-market transaction, it bypasses the routine noise of stock-based compensation. These trades are often a precursor to major corporate developments or a signal that management views the current market valuation as significantly disconnected from the company’s internal growth trajectory. By monitoring these high-value entries, investors can align their portfolios with the capital of those who possess the most intimate understanding of a business's long-term health and potential.
Filtering the Market Noise
Our platform is designed to eliminate the noise and focus strictly on high-impact accumulation from directors and CEOs betting big on their company’s future. The SEC EDGAR database is frequently flooded with thousands of automated Form 4 filings, many of which involve small, technical, or pre-scheduled trades that offer little predictive value for the average investor. By applying a strict $1,000,000 minimum threshold, we isolate the transactions where insiders are taking substantial personal financial risk. This high-conviction filter serves as a powerful transparency tool, identifying the exact moments when corporate leadership moves away from passive ownership toward aggressive capital deployment.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.