Large Insider Purchases
Institutional-Scale SEC Form 4 Buy Signals
The Signal of $1M+ Conviction
When a corporate executive invests more than $1,000,000 of their own capital into company shares, it represents the highest level of conviction. These seven-figure purchases reflect management's belief in the company's future value.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013-11-21 05:50 | 2013-11-20 | RLYP | N/A | HUNT RONALD | Director, Other | Other | BUY | $11.00 | 185,978 | $2,045,758 | 2,114,890 | +9.6% |
| 2013-11-21 01:33 | 2013-11-18 | SAEX | N/A | ROSENFELD ERIC | Director, 10% owner | Other | BUY | $7.32 | 147,357 | $1,078,697 | 1,339,731 | +12.4% |
| 2013-11-21 03:13 | 2013-11-20 | RLYP | N/A | ROCKLAGE SCOTT M | Director, 10% owner | Other | BUY | $11.00 | 363,328 | $3,996,608 | 2,418,066 | +17.7% |
| 2013-11-21 05:51 | 2013-11-20 | RLYP | N/A | New Leaf Ventures I, L.P. | Director, Other | Other | BUY | $11.00 | 185,978 | $2,045,758 | 2,114,890 | +9.6% |
| 2013-11-21 03:31 | 2013-11-20 | RLYP | N/A | SILVERSTEIN JONATHAN | Director, 10% owner | Other | BUY | $11.00 | 712,192 | $7,834,112 | 9,941,551 | +7.7% |
| 2013-11-21 03:23 | 2013-11-20 | RLYP | N/A | ORBIMED ADVISORS LLC | 10% owner | Other | BUY | $11.00 | 712,192 | $7,834,112 | 9,941,551 | +7.7% |
| 2013-11-21 01:49 | 2013-11-18 | N/A | N/A | Silver Point Capital L.P. | 10% owner | Other | BUY | $46.50 | 25,000 | $1,162,500 | 2,023,883 | +1.3% |
| 2013-11-20 00:22 | 2013-11-15 | LMOS | N/A | Edidin Eric J | 10% owner | Other | BUY | $20.00 | 205,000 | $4,100,000 | 2,554,138 | +8.7% |
| 2013-11-20 00:27 | 2013-11-18 | DRC | N/A | MACAULAY WILLIAM E | Director | Other | BUY | $58.99 | 52,070 | $3,071,609 | 223,496 | +30.4% |
| 2013-11-19 02:30 | 2013-03-25 | VNRX | VOLITIONRX LTD | Innes Guy Archibald | Director | In Vitro & In Vivo Diagnostic Substances | BUY | $104,566.86 | 63,169 | $6,605,383,701 | 932,095 | +7.3% |
| 2013-11-19 01:06 | 2013-11-15 | FI | EXPRO GROUP HOLDINGS N.V. | Mosing Donald K. | Director, Officer, 10% owner - See Remarks | Oil & Gas Field Services, NEC | BUY | $25.48 | 70,000 | $1,783,460 | 95,000 | +280.0% |
| 2013-11-18 15:59 | 2013-11-14 | EPZM | N/A | Viswanathan Ravi | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:56 | 2013-11-14 | EPZM | N/A | NEW ENTERPRISE ASSOCIATES 13 LP | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-19 04:03 | 2013-11-14 | HCOM | N/A | TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P. | 10% owner | Other | BUY | $27.16 | 82,947 | $2,253,222 | 1,440,000 | +6.1% |
| 2013-11-19 03:26 | 2013-11-14 | ZINC | N/A | Dalal Street, LLC | 10% owner | Other | BUY | $13.98 | 248,575 | $3,473,836 | 6,253,109 | +4.1% |
| 2013-11-18 15:59 | 2013-11-14 | EPZM | N/A | Weller Harry R | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:57 | 2013-11-14 | EPZM | N/A | DRANT RYAN D | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-19 00:29 | 2013-11-14 | HMHC | N/A | Anchorage Capital Group, L.L.C. | 10% owner | Other | BUY | $14.00 | 72,818 | $1,019,452 | 17,548,140 | +0.4% |
| 2013-11-18 15:57 | 2013-11-14 | EPZM | N/A | BASKETT FOREST | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:58 | 2013-11-14 | EPZM | N/A | KOLLURI KRISHNA KITTU | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:58 | 2013-11-14 | EPZM | N/A | SANDELL SCOTT D | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:57 | 2013-11-14 | EPZM | N/A | KERINS PATRICK J | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:58 | 2013-11-14 | EPZM | N/A | MOTT DAVID M | Director, 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:56 | 2013-11-14 | EPZM | N/A | BARRETT M JAMES | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-18 15:56 | 2013-11-14 | EPZM | N/A | BARRIS PETER J | 10% owner | Other | BUY | $19.68 | 406,500 | $7,997,969 | 406,500 | +100.0% |
| 2013-11-16 00:09 | 2013-11-14 | EFC | Ellington Financial Inc. | Vranos Michael W | Director, Officer, 10% owner - Co-Chief Investment Officer | Real Estate | BUY | $23.28 | 500,000 | $11,637,500 | 514,294 | +3,498.0% |
| 2013-11-16 03:13 | 2013-11-13 | AGYS | Agilysys Inc. | MAK CAPITAL ONE LLC | 10% owner | Services-Computer Integrated Systems Design | BUY | $11.62 | 1,115,805 | $12,969,336 | 5,284,648 | +26.8% |
| 2013-11-16 00:46 | 2013-11-13 | INWK | N/A | Sagard Capital Partners, L.P. | 10% owner | Other | BUY | $6.33 | 201,900 | $1,278,027 | 7,015,225 | +3.0% |
| 2013-11-15 16:17 | 2013-11-13 | RSSS | Research Solutions, Inc. | BRISTOL INVESTMENT FUND LTD | 10% owner | Services-Business Services, NEC | BUY | $325,000.00 | 162,500 | $52,812,500,000 | 4,783,910 | +3.5% |
| 2013-11-15 22:14 | 2013-11-13 | NHF | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | HIGHLAND CAPITAL MANAGEMENT LP | Other | Real Estate Investment Trusts | BUY | $8.79 | 113,799 | $1,000,361 | 113,799 | +100.0% |
| 2013-11-16 01:56 | 2013-11-13 | SNTA | MADRIGAL PHARMACEUTICALS, INC. | Kovner Bruce | Director, 10% owner | Pharmaceutical Preparations | BUY | $3.75 | 5,000,000 | $18,750,000 | 7,649,803 | +188.7% |
| 2013-11-15 22:51 | 2013-05-08 | DUNR | N/A | TPG Opportunities Advisors, Inc. | 10% owner | Other | BUY | $1.60 | 1,777,448 | $2,843,917 | 9,747,466 | +22.3% |
| 2013-11-16 05:00 | 2013-11-13 | N/A | N/A | Silver Point Capital L.P. | 10% owner | Other | BUY | $43.57 | 107,162 | $4,668,673 | 1,998,883 | +5.7% |
| 2013-11-15 03:43 | 2013-11-12 | ACW | N/A | Cetus Capital II, LLC | 10% owner | Other | BUY | $3.23 | 500,839 | $1,616,808 | 460,788 | +100.0% |
| 2013-11-15 00:22 | 2013-11-12 | MLNX | N/A | Baharav Dov | Director | Other | BUY | $34.64 | 57,739 | $1,999,969 | 66,906 | +629.9% |
| 2013-11-15 00:13 | 2013-11-12 | SDOI | N/A | Becker Drapkin Management, L.P. | 10% owner | Other | BUY | $1.10 | 1,981,930 | $2,176,556 | 709,234 | +100.0% |
| 2013-11-15 02:53 | 2013-11-12 | HMTVA | N/A | Luxor Capital Group, LP | 10% owner | Other | BUY | $9.68 | 105,375 | $1,019,503 | 1,388,529 | +8.2% |
| 2013-11-15 00:33 | 2013-11-12 | KPTI | Karyopharm Therapeutics Inc. | PAKIANATHAN DEEPIKA | Director | Pharmaceutical Preparations | BUY | $16.00 | 312,500 | $5,000,000 | 20,337 | +100.0% |
| 2013-11-15 01:29 | 2013-11-08 | CHK | EXPAND ENERGY Corp | DUNHAM ARCHIE W | Director | Crude Petroleum & Natural Gas | BUY | $25.86 | 200,000 | $5,171,600 | 1,052,586 | +23.5% |
| 2013-11-15 04:38 | 2013-11-12 | AMED | N/A | KKR Asset Management LLC | 10% owner | Other | BUY | $13.89 | 946,500 | $13,150,482 | 4,411,115 | +27.3% |
| 2013-11-15 04:31 | 2013-11-13 | TNDM | TANDEM DIABETES CARE INC | HLM VENTURE PARTNERS II, L.P. | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $15.00 | 200,000 | $3,000,000 | 200,000 | +100.0% |
| 2013-11-13 18:22 | 2013-11-12 | OHI | OMEGA HEALTHCARE INVESTORS INC | KORMAN BERNARD J | Director | Real Estate Investment Trusts | BUY | $31.15 | 46,070 | $1,435,081 | 576,526 | +8.7% |
| 2013-11-14 01:00 | 2013-11-13 | NCFT | N/A | Reilly Christopher K. | Director | Other | BUY | $16.00 | 5,521,325 | $88,341,200 | 5,521,325 | +100.0% |
| 2013-11-14 00:16 | 2013-11-13 | BANX | ArrowMark Financial Corp. | Siegel Joshua S. | Director, Officer - Chief Executive Officer | Other | BUY | $1,037,750.00 | 41,510 | $43,077,002,500 | 45,511 | +1,037.5% |
| 2013-11-14 00:14 | 2013-11-13 | BANX | ArrowMark Financial Corp. | Shilowitz George | Director, Officer - President | Other | BUY | $1,037,750.00 | 41,510 | $43,077,002,500 | 45,510 | +1,037.8% |
| 2013-11-13 22:23 | 2013-11-12 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $57.78 | 119,773 | $6,920,484 | 5,568,236 | +2.2% |
| 2013-11-14 02:04 | 2013-11-11 | AGYS | Agilysys Inc. | MAK CAPITAL ONE LLC | 10% owner | Services-Computer Integrated Systems Design | BUY | $11.79 | 743,870 | $8,770,227 | 5,284,648 | +16.4% |
| 2013-11-14 01:59 | 2013-11-11 | ZINC | N/A | Dalal Street, LLC | 10% owner | Other | BUY | $13.96 | 190,921 | $2,665,601 | 6,004,534 | +3.3% |
| 2013-11-14 00:06 | 2013-11-08 | JGW | N/A | JLL JGW Distribution, LLC | Director, 10% owner | Other | BUY | $13.13 | 1,500,000 | $19,687,500 | 1,500,000 | +100.0% |
| 2013-11-14 00:52 | 2013-11-11 | IQNT | N/A | Hynes James P | Director | Other | BUY | $12.20 | 200,000 | $2,439,940 | 593,275 | +50.9% |
Institutional Conviction in Form 4
Tracking these institutional-scale purchases allows you to follow the "smart money" when their conviction is highest. When an executive or a 10% beneficial owner commits a seven-figure sum to an open-market transaction, it bypasses the routine noise of stock-based compensation. These trades are often a precursor to major corporate developments or a signal that management views the current market valuation as significantly disconnected from the company’s internal growth trajectory. By monitoring these high-value entries, investors can align their portfolios with the capital of those who possess the most intimate understanding of a business's long-term health and potential.
Filtering the Market Noise
Our platform is designed to eliminate the noise and focus strictly on high-impact accumulation from directors and CEOs betting big on their company’s future. The SEC EDGAR database is frequently flooded with thousands of automated Form 4 filings, many of which involve small, technical, or pre-scheduled trades that offer little predictive value for the average investor. By applying a strict $1,000,000 minimum threshold, we isolate the transactions where insiders are taking substantial personal financial risk. This high-conviction filter serves as a powerful transparency tool, identifying the exact moments when corporate leadership moves away from passive ownership toward aggressive capital deployment.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.