Large Insider Purchases
Institutional-Scale SEC Form 4 Buy Signals
The Signal of $1M+ Conviction
When a corporate executive invests more than $1,000,000 of their own capital into company shares, it represents the highest level of conviction. These seven-figure purchases reflect management's belief in the company's future value.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-27 00:01 | 2024-11-22 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.78 | 1,000,000 | $4,780,000 | 77,465,298 | +1.3% |
| 2024-11-27 03:12 | 2024-11-25 | HWH | HWH International Inc. | Chan Heng Fai Ambrose | Director, 10% owner | Wholesale-Drugs, Proprietaries & Druggists' Sundries | BUY | $0.68 | 4,411,764 | $3,000,000 | 11,387,954 | +63.2% |
| 2024-11-27 01:30 | 2024-11-22 | IIIV | i3 Verticals, Inc. | DAILY GREGORY S | Director, Officer, 10% owner - Chief Executive Officer | Services-Prepackaged Software | BUY | $23.76 | 88,544 | $2,103,673 | 88,544 | +100.0% |
| 2024-11-26 00:10 | 2024-11-18 | PRKS | United Parks & Resorts Inc. | Mikolaichik James | Officer - See remarks | Services-Miscellaneous Amusement & Recreation | BUY | $57.29 | 34,000 | $1,947,860 | 76,267 | +80.4% |
| 2024-11-26 03:19 | 2024-11-21 | PDX | PIMCO Dynamic Income Strategy Fund | Saba Capital Management, L.P. | 10% owner | Other | BUY | $26.21 | 81,273 | $2,130,027 | 6,769,441 | +1.2% |
| 2024-11-26 00:01 | 2024-11-21 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.64 | 1,000,000 | $4,640,000 | 76,465,298 | +1.3% |
| 2024-11-26 02:46 | 2024-11-21 | EVM | N/A | Saba Capital Management, L.P. | 10% owner | Other | BUY | $9.35 | 158,191 | $1,479,086 | 3,492,895 | +4.7% |
| 2024-11-23 00:33 | 2024-11-20 | OSCR | Oscar Health, Inc. | Thrive Partners VII Growth GP, LLC | Director, 10% owner | Hospital & Medical Service Plans | BUY | $16.91 | 188,395 | $3,185,684 | 6,343,617 | +3.1% |
| 2024-11-23 00:29 | 2024-11-20 | OSCR | Oscar Health, Inc. | Kushner Joshua | Director, Officer, 10% owner - Co-Founder and Vice Chairman | Hospital & Medical Service Plans | BUY | $16.91 | 188,395 | $3,185,684 | 6,343,617 | +3.1% |
| 2024-11-23 02:33 | 2024-11-19 | NINE | Nine Energy Service, Inc. | MONROE WILLIAM | 10% owner | Oil & Gas Field Services, NEC | BUY | $1.21 | 960,000 | $1,159,584 | 4,860,000 | +24.6% |
| 2024-11-23 02:28 | 2024-11-20 | CLVT | CLARIVATE PLC | Angelakis Michael J | Director | Services-Computer Processing & Data Preparation | BUY | $5.16 | 3,465,000 | $17,863,461 | 3,465,000 | +100.0% |
| 2024-11-23 00:03 | 2024-11-19 | INBX | Inhibrx Biosciences, Inc. | Kayyem Jon Faiz | Director | Biological Products, (No Diagnostic Substances) | BUY | $14.21 | 107,186 | $1,523,617 | 69,843 | +100.0% |
| 2024-11-23 00:01 | 2024-11-20 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.59 | 1,000,000 | $4,590,000 | 75,465,285 | +1.3% |
| 2024-11-23 01:25 | 2024-11-20 | NMFC | New Mountain Finance Corp | KLINSKY STEVEN B | Director | Other | BUY | $11.56 | 89,044 | $1,029,019 | 4,092,442 | +2.2% |
| 2024-11-22 01:42 | 2024-11-19 | NRDY | Nerdy Inc. | Cohn Charles K. | Director, Officer, 10% owner - Chief Executive Officer | Services-Educational Services | BUY | $1.21 | 1,501,500 | $1,816,815 | 23,477,549 | +6.8% |
| 2024-11-22 05:12 | 2024-11-21 | SGHT | Sight Sciences, Inc. | Encrantz Staffan | Director, 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $3.73 | 551,802 | $2,058,221 | 4,573,920 | +13.7% |
| 2024-11-21 22:28 | 2024-11-19 | PDX | PIMCO Dynamic Income Strategy Fund | Saba Capital Management, L.P. | 10% owner | Other | BUY | $26.03 | 149,628 | $3,894,069 | 6,688,168 | +2.3% |
| 2024-11-21 22:15 | 2024-11-19 | BIGZ | BlackRock Technology & Private Equity Term Trust | Saba Capital Management, L.P. | 10% owner | Other | BUY | $7.62 | 174,630 | $1,330,471 | 57,791,737 | +0.3% |
| 2024-11-22 01:59 | 2024-11-19 | UAN | CVR PARTNERS, LP | ICAHN CARL C | 10% owner | Agricultural Chemicals | BUY | $71.66 | 19,174 | $1,374,040 | 116,029 | +19.8% |
| 2024-11-21 19:48 | 2024-11-19 | SUAC | N/A | Polar Asset Management Partners Inc. | 10% owner | Other | BUY | $10.71 | 100,000 | $1,071,000 | 500,000 | +25.0% |
| 2024-11-22 00:02 | 2024-11-19 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.63 | 1,000,000 | $4,630,000 | 74,465,285 | +1.4% |
| 2024-11-22 02:31 | 2024-11-19 | PBF | PBF Energy Inc. | Control Empresarial de Capitales S.A. de C.V. | 10% owner, Other | Petroleum Refining | BUY | $31.34 | 250,000 | $7,835,400 | 26,682,498 | +0.9% |
| 2024-11-22 02:11 | 2024-11-19 | MODV | Modivcare Inc. | Q Global Capital Management, L.P. | 10% owner | Transportation Services | BUY | $16.12 | 76,523 | $1,233,551 | 1,889,248 | +4.2% |
| 2024-11-21 00:11 | 2024-11-18 | MBIN | Merchants Bancorp | O'Brien Patrick D. | Director | State Commercial Banks | BUY | $25.00 | 80,000 | $2,000,000 | 40,000 | +100.0% |
| 2024-11-21 00:20 | 2024-11-19 | ACRS | Aclaris Therapeutics Inc. | Mehra Anand | Director | Pharmaceutical Preparations | BUY | $2.25 | 666,666 | $1,499,999 | 710,030 | +1,537.4% |
| 2024-11-21 00:01 | 2024-11-18 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.47 | 837,273 | $3,742,610 | 73,450,112 | +1.2% |
| 2024-11-21 00:49 | 2024-11-18 | NMFC | New Mountain Finance Corp | KLINSKY STEVEN B | Director | Other | BUY | $11.58 | 100,272 | $1,161,070 | 4,033,079 | +2.5% |
| 2024-11-21 00:04 | 2024-11-19 | EL | ESTEE LAUDER COMPANIES INC | FRIBOURG PAUL J | Director | Perfumes, Cosmetics & Other Toilet Preparations | BUY | $64.48 | 77,800 | $5,016,178 | 387,800 | +25.1% |
| 2024-11-19 22:15 | 2024-11-18 | N/A | N/A | Park Brian Anthony | Other | Other | BUY | $25.04 | 100,000 | $2,504,000 | 3,994 | +100.0% |
| 2024-11-20 00:18 | 2024-11-15 | ZI | ZoomInfo Technologies Inc. | Schuck Henry | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $10.25 | 492,500 | $5,049,750 | 12,280,501 | +4.2% |
| 2024-11-19 16:45 | 2024-11-18 | DOUG | Douglas Elliman Inc. | Liebowitz Michael | Director, Officer - See Remarks | Real Estate Agents & Managers (For Others) | BUY | $1.68 | 1,081,414 | $1,816,776 | 1,478,382 | +272.4% |
| 2024-11-19 20:37 | 2024-11-12 | N/A | N/A | Fintel Curtis Neil | Officer - Treasurer | Other | BUY | $25.03 | 250,000 | $6,257,500 | 9,988 | +100.0% |
| 2024-11-20 00:19 | 2024-11-11 | CGBD | Carlyle Secured Lending, Inc. | Jenkins Mark David | Director | Other | BUY | $16.58 | 65,000 | $1,077,401 | 94,519 | +220.2% |
| 2024-11-19 21:51 | 2024-11-18 | PDX | PIMCO Dynamic Income Strategy Fund | Saba Capital Management, L.P. | 10% owner | Other | BUY | $25.85 | 117,561 | $3,038,952 | 6,538,540 | +1.8% |
| 2024-11-20 01:46 | 2024-11-15 | LAZY | N/A | Coliseum Capital Management, LLC | 10% owner | Other | BUY | $1.03 | 14,563,106 | $14,999,999 | 21,085,529 | +223.3% |
| 2024-11-20 03:10 | 2024-11-15 | BH | Biglari Holdings Inc. | BIGLARI, SARDAR | Director, Officer, 10% owner - Chairman and CEO | Retail-Eating Places | BUY | $271.92 | 15,195 | $4,131,792 | 1,306,735 | +1.2% |
| 2024-11-20 02:41 | 2024-11-15 | LGF | STARZ ENTERTAINMENT CORP /CN/ | Liberty 77 Capital L.P. | 10% owner | Services-Motion Picture & Video Tape Production | BUY | $6.66 | 1,152,920 | $7,680,407 | 6,999,139 | +19.7% |
| 2024-11-20 00:07 | 2024-11-18 | BRKR | BRUKER CORP | LAUKIEN FRANK H | Director, Officer, 10% owner - PRESIDENT & CEO | Laboratory Analytical Instruments | BUY | $50.14 | 100,000 | $5,014,070 | 38,439,563 | +0.3% |
| 2024-11-19 19:30 | 2024-11-15 | EL | ESTEE LAUDER COMPANIES INC | FRIBOURG PAUL J | Director | Perfumes, Cosmetics & Other Toilet Preparations | BUY | $64.46 | 153,000 | $9,862,778 | 310,000 | +97.5% |
| 2024-11-18 21:22 | 2024-11-15 | N-A | N/A | Manulife (Singapore) Pte. Ltd. | 10% owner | Other | BUY | $16.50 | 606,197,717 | $10,000,019,399 | 12,103,822 | +100.0% |
| 2024-11-18 21:16 | 2024-11-15 | N-A | N/A | Manufacturers Life Insurance Co (Bermuda Branch) | 10% owner | Other | BUY | $16.50 | 1,212,395 | $20,000,039 | 7,893,537 | +18.1% |
| 2024-11-18 19:54 | 2024-11-18 | ZETA | Zeta Global Holdings Corp. | Khan Imran | Director | Services-Prepackaged Software | BUY | $18.96 | 55,000 | $1,042,547 | 55,000 | +100.0% |
| 2024-11-19 01:02 | 2024-11-14 | OSCR | Oscar Health, Inc. | Thrive Partners VII Growth GP, LLC | Director, 10% owner | Hospital & Medical Service Plans | BUY | $15.80 | 344,522 | $5,444,343 | 6,155,222 | +5.9% |
| 2024-11-19 00:55 | 2024-11-14 | OSCR | Oscar Health, Inc. | Kushner Joshua | Director, Officer, 10% owner - Co-Founder and Vice Chairman | Hospital & Medical Service Plans | BUY | $15.80 | 344,522 | $5,444,343 | 6,155,222 | +5.9% |
| 2024-11-18 20:16 | 2024-11-14 | PDX | PIMCO Dynamic Income Strategy Fund | Saba Capital Management, L.P. | 10% owner | Other | BUY | $24.94 | 149,617 | $3,731,164 | 6,420,979 | +2.4% |
| 2024-11-19 01:45 | 2024-11-15 | GO | Grocery Outlet Holding Corp. | Ragatz Erik D. | Director | Retail-Grocery Stores | BUY | $18.25 | 110,000 | $2,007,500 | 539,785 | +25.6% |
| 2024-11-19 01:26 | 2024-11-14 | UAN | CVR PARTNERS, LP | ICAHN CARL C | 10% owner | Agricultural Chemicals | BUY | $72.29 | 13,971 | $1,010,026 | 96,855 | +16.9% |
| 2024-11-18 19:43 | 2024-11-18 | ZETA | Zeta Global Holdings Corp. | Steinberg David | Director, Officer, 10% owner - Chief Executive Officer | Services-Prepackaged Software | BUY | $19.24 | 53,676 | $1,032,726 | 65,310 | +461.4% |
| 2024-11-19 00:01 | 2024-11-14 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $4.37 | 1,000,000 | $4,370,000 | 72,406,939 | +1.4% |
| 2024-11-19 03:35 | 2024-11-14 | RNAC | Cartesian Therapeutics, Inc. | SPRINGER TIMOTHY A | Director, 10% owner | Pharmaceutical Preparations | BUY | $17.07 | 431,940 | $7,373,518 | 8,455,706 | +5.4% |
Institutional Conviction in Form 4
Tracking these institutional-scale purchases allows you to follow the "smart money" when their conviction is highest. When an executive or a 10% beneficial owner commits a seven-figure sum to an open-market transaction, it bypasses the routine noise of stock-based compensation. These trades are often a precursor to major corporate developments or a signal that management views the current market valuation as significantly disconnected from the company’s internal growth trajectory. By monitoring these high-value entries, investors can align their portfolios with the capital of those who possess the most intimate understanding of a business's long-term health and potential.
Filtering the Market Noise
Our platform is designed to eliminate the noise and focus strictly on high-impact accumulation from directors and CEOs betting big on their company’s future. The SEC EDGAR database is frequently flooded with thousands of automated Form 4 filings, many of which involve small, technical, or pre-scheduled trades that offer little predictive value for the average investor. By applying a strict $1,000,000 minimum threshold, we isolate the transactions where insiders are taking substantial personal financial risk. This high-conviction filter serves as a powerful transparency tool, identifying the exact moments when corporate leadership moves away from passive ownership toward aggressive capital deployment.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.