Financial Services
Exclusive insider sentiment analysis for the Financial Services sector. Track real-time Director purchases and institutional money flow to identify high-conviction opportunities before the market reacts.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-01 18:18 | 2026-06-01 | CWBC | Community West Bancshares | LIVINGSTON SHANNON R | Officer; EXECUTIVE VICE PRESIDENT | Banks - Regional | BUY | $20.91 | 94 | $1,965 | 19,985 | +0.5% |
| 2026-06-01 18:18 | 2026-06-01 | CWBC | Community West Bancshares | CAGLE DAWN M | Officer; EXECUTIVE VICE PRESIDENT | Banks - Regional | BUY | $20.91 | 166 | $3,471 | 13,444 | +1.3% |
| 2026-06-01 17:43 | 2026-05-29 | AVBC | Avidia Bancorp, Inc. | Cozzone Robert D | Director, Officer; President & CEO | Banks - Regional | BUY | $18.80 | 2,128 | $40,006 | 67,357 | +3.3% |
| 2026-06-01 17:20 | 2026-05-29 | LKFN | LAKELAND FINANCIAL CORP | Toothaker Bradley J | Director | Banks - Regional | SALE | $60.62 | 5,900 | $357,654 | 14,278 | -29.2% |
| 2026-06-01 16:51 | 2026-05-28 | MXF | MEXICO FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $22.17 | 25,166 | $557,862 | 2,091,089 | +1.2% |
| 2026-06-01 16:55 | 2026-05-28 | GF | NEW GERMANY FUND INC | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $12.18 | 6,342 | $77,257 | 3,381,624 | +0.2% |
| 2026-06-01 16:58 | 2026-05-28 | ECAT | BlackRock ESG Capital Allocation Term Trust | Saba Capital Management, L.P. | 10% owner | Asset Management | SALE | $15.59 | 208,534 | $3,251,108 | 19,204,722 | -1.1% |
| 2026-06-01 16:48 | 2026-05-28 | HFRO | HIGHLAND OPPORTUNITIES & INCOME FUND | Saba Capital Management, L.P. | 10% owner | Asset Management | BUY | $6.54 | 41,899 | $273,940 | 5,715,533 | +0.7% |
| 2026-06-01 16:25 | 2026-05-29 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Asset Management | BUY | $2.89 | 756 | $2,185 | 912,252 | +0.1% |
| 2026-06-01 16:29 | 2026-05-27 | FRAF | FRANKLIN FINANCIAL SERVICES CORP /PA/ | Duffey Gregory A | Director | Banks - Regional | BUY | $58.88 | 17 | $1,001 | 23,845 | +0.1% |
| 2026-06-01 15:55 | 2026-05-26 | FRAF | FRANKLIN FINANCIAL SERVICES CORP /PA/ | Butz Steven D | Officer; EVP, CCSO | Banks - Regional | SALE | $57.73 | 1,400 | $80,822 | 5,610 | -20.0% |
| 2026-06-01 15:37 | 2026-05-29 | TFSL | TFS Financial CORP | Weir Daniel F | Director | Banks - Regional | BUY | $15.85 | 7,000 | $110,950 | 49,943 | +16.3% |
| 2026-06-01 15:06 | 2026-05-29 | CHCO | CITY HOLDING CO | HAGEBOECK CHARLES R | Director, Officer; President & CEO | Banks - Regional | SALE | $124.40 | 1,858 | $231,135 | 48,483 | -3.7% |
| 2026-06-01 15:00 | 2026-05-22 | FRST | Primis Financial Corp. | GARRETT F L III | Director | Banks - Regional | BUY | $14.46 | 1,394 | $20,157 | 46,634 | +3.1% |
| 2026-06-01 13:32 | 2026-05-28 | AFL | AFLAC INC | Japan Post Holdings Co., Ltd. | 10% owner | Insurance - Life | SALE | $113.22 | 9,100 | $1,030,291 | 51,293,045 | 0.0% |
| 2026-06-01 12:59 | 2026-05-29 | L | LOEWS CORP | Robusto Dino | Director | Insurance - Property & Casualty | BUY | $104.74 | 5,000 | $523,700 | 10,235 | +95.5% |
| 2026-06-01 11:54 | 2026-05-28 | KINS | KINGSTONE COMPANIES, INC. | Newgarden Thomas | Director | Insurance - Property & Casualty | BUY | $15.21 | 14,000 | $212,958 | 99,366 | +16.4% |
| 2026-06-01 10:01 | 2026-05-27 | SLDE | Slide Insurance Holdings, Inc. | Lucas Shannon | Director, Officer, 10% owner; President & COO | Insurance - Property & Casualty | SALE | $18.95 | 22,548 | $427,285 | 1,142,473 | -1.9% |
| 2026-06-01 10:01 | 2026-05-27 | SLDE | Slide Insurance Holdings, Inc. | Lucas Bruce | Director, Officer, 10% owner; Chief Executive Officer | Insurance - Property & Casualty | SALE | $18.95 | 227,987 | $4,320,354 | 34,743,361 | -0.7% |
| 2026-05-29 20:05 | 2026-05-27 | HIG | HARTFORD INSURANCE GROUP, INC. | TOOKER ADIN M | Officer; President | Insurance - Diversified | OPT+S | $135.13 | 8,895 | $1,201,981 | 38,208 | -18.9% |
| 2026-05-29 20:08 | 2026-05-28 | GSHD | Goosehead Insurance, Inc. | Martin John Arthur | Officer; Chief Financial Officer | Insurance Brokers | BUY | $34.73 | 5,000 | $173,650 | 5,000 | +100.0% |
| 2026-05-29 20:35 | 2026-05-27 | SEZL | Sezzle Inc. | Krause Justin | Officer; SVP FINANCE AND CONTROLLER | Credit Services | SALE | $117.72 | 3,178 | $374,114 | 72,457 | -4.2% |
| 2026-05-29 20:10 | 2026-05-27 | CB | Chubb Ltd | Keogh John W | Officer; President &COO | Insurance - Property & Casualty | SALE | $321.51 | 23,000 | $7,394,739 | 203,322 | -10.2% |
| 2026-05-29 20:09 | 2026-05-27 | SWZ | Total Return Securities Fund | Dakos Andrew | Director, Officer, Other; President and CEO | Asset Management | BUY | $5.98 | 13,000 | $77,749 | 126,000 | +11.5% |
| 2026-05-29 20:52 | 2026-05-27 | LOB | Live Oak Bancshares, Inc. | MAHAN JAMES S III | Director, Officer, 10% owner; Chief Executive Officer | Banks - Regional | SALE | $37.45 | 20,000 | $748,994 | 2,887,844 | -0.7% |
| 2026-05-30 01:30 | 2026-05-28 | FLD | Fold Holdings, Inc. | Reeves William Brian Poppic | Officer, 10% owner; Chief Executive Officer | Capital Markets | SALE | $0.99 | 8,113 | $8,048 | 5,466,193 | -0.1% |
| 2026-05-29 23:25 | 2026-05-28 | LC | LendingClub Corp | Cheng Jordan | Officer; General Counsel & Secretary | Banks - Regional | SALE | $17.00 | 5,500 | $93,500 | 113,574 | -4.6% |
| 2026-05-29 23:27 | 2026-05-28 | LC | LendingClub Corp | LaBenne Andrew | Officer; Chief Financial Officer | Banks - Regional | SALE | $17.00 | 20,000 | $340,064 | 234,955 | -7.8% |
| 2026-05-29 23:17 | 2026-05-28 | LARK | LANDMARK BANCORP INC | ALEXANDER PATRICK L | Director | Banks - Regional | SALE | $28.51 | 4,782 | $136,320 | 700 | -87.2% |
| 2026-05-29 22:36 | 2026-05-29 | BSRR | SIERRA BANCORP | Boyle Hugh F | Officer; EVP/Chief Credit Officer | Banks - Regional | SALE | $38.21 | 10,000 | $382,091 | 21,781 | -31.5% |
| 2026-05-29 22:44 | 2026-05-27 | WHF | WhiteHorse Finance, Inc. | BOLDUC JOHN | Director | Asset Management | BUY | $6.83 | 21,420 | $146,192 | 284,780 | +8.1% |
| 2026-05-29 22:23 | 2026-05-28 | LARK | LANDMARK BANCORP INC | LEWIS JIM | Director | Banks - Regional | SALE | $28.14 | 800 | $22,512 | 154,586 | -0.5% |
| 2026-05-29 22:12 | 2026-05-27 | COIN | Coinbase Global, Inc. | Grewal Paul | Officer; Chief Legal Officer | Financial Data & Stock Exchanges | SALE | $176.88 | 1,960 | $346,683 | 84,753 | -2.3% |
| 2026-05-29 21:34 | 2026-05-28 | OVLY | Oak Valley Bancorp | LAFFERTY ALLISON | Director | Banks - Regional | BUY | $33.44 | 87 | $2,909 | 8,693 | +1.0% |
| 2026-05-29 21:08 | 2026-05-28 | TWFG | TWFG, Inc. | DOAK MICHAEL | Director | Insurance Brokers | BUY | $18.87 | 22,330 | $421,367 | 690,728 | +3.3% |
| 2026-05-29 21:13 | 2026-05-27 | BBD | BANK BRADESCO | Ramalho Miranda Jose Augusto | Director | Banks - Regional | SALE | $18.00 | 10,292 | $185,256 | 164 | -98.4% |
| 2026-05-29 21:13 | 2026-05-27 | VINP | Vinci Compass Investments Ltd. | Lovisotto Fernando | Officer; Head of Global IP&S | Asset Management | SALE | $10.07 | 5,807 | $58,487 | 1,016,770 | -0.6% |
| 2026-05-29 21:15 | 2026-05-27 | VINP | Vinci Compass Investments Ltd. | Ribeiro Sergio Passos | Officer; Chief Financial Officer | Asset Management | SALE | $10.07 | 2,088 | $21,030 | 264,564 | -0.8% |
| 2026-05-29 20:45 | 2026-05-27 | RIOT | Riot Platforms, Inc. | Werner Ryan D. | Officer; SVP, CAO | Capital Markets | SALE | $26.50 | 37,616 | $996,824 | 952,798 | -3.8% |
| 2026-05-29 20:29 | 2026-05-29 | FFBC | FIRST FINANCIAL BANCORP /OH/ | MORRIS DAWN C | Director | Banks - Regional | SALE | $30.90 | 740 | $22,866 | 9,548 | -7.2% |
| 2026-05-29 20:14 | 2026-05-29 | IBCP | INDEPENDENT BANK CORP /MI/ | Kimball Stefanie M | Officer; Executive Vice President | Banks - Regional | SALE | $34.42 | 1,400 | $48,181 | 64,327 | -2.1% |
| 2026-05-29 20:15 | 2026-05-28 | RLI | RLI CORP | Duclos David B. | Director | Insurance - Property & Casualty | BUY | $51.99 | 2,500 | $129,975 | 9,780 | +34.3% |
| 2026-05-29 20:15 | 2026-05-27 | UNTY | UNITY BANCORP INC /NJ/ | BRODY MARK S | Director | Banks - Regional | OPT+S | $55.24 | 1,600 | $88,376 | 113,854 | -1.4% |
| 2026-05-29 19:56 | 2026-05-29 | PFBX | PEOPLES FINANCIAL CORP /MS/ | Sliman George J III | Director | Banks - Regional | BUY | $21.25 | 2,000 | $42,500 | 5,000 | +66.7% |
| 2026-05-29 20:02 | 2026-05-27 | ALRS | ALERUS FINANCIAL CORP | Bolton Jeffrey | Director | Banks - Regional | BUY | $28.72 | 1,000 | $28,715 | 14,163 | +7.6% |
| 2026-05-29 20:03 | 2026-05-29 | PFBX | PEOPLES FINANCIAL CORP /MS/ | Swetman Andrew T | Officer, 10% owner; First Vice President | Banks - Regional | SALE | $21.25 | 2,000 | $42,500 | 515,184 | -0.4% |
| 2026-05-29 19:26 | 2026-05-29 | GL | GLOBE LIFE INC. | MITCHELL ROBERT BRIAN | Officer; EVP, General Counsel and CRO | Insurance - Life | SALE | $155.56 | 600 | $93,334 | 44,619 | -1.3% |
| 2026-05-29 19:12 | 2026-05-27 | PNBK | PATRIOT NATIONAL BANCORP INC | De Tomasi Mario | Director | Banks - Regional | BUY | $0.96 | 85,000 | $81,600 | 187,719 | +82.8% |
| 2026-05-29 19:15 | 2026-05-28 | FMAO | FARMERS & MERCHANTS BANCORP INC | Briggs Andrew J | Director, Officer; Director | Banks - Regional | SALE | $27.68 | 6,000 | $166,080 | 216,085 | -2.7% |
| 2026-05-29 18:20 | 2026-05-28 | SPFX | STANDARD PREMIUM FINANCE HOLDINGS, INC. | Hoechner Carl Christian | Director | Credit Services | BUY | $2.13 | 100 | $213 | 172,738 | +0.1% |
Strategic Analysis
Analyzing insider transactions within the Financial Services sector provides critical insights into institutional sentiment. When multiple executives across different companies in the same industry exhibit similar buying patterns (cluster buying), it often signals an upcoming sector-wide recovery or undervalued market conditions.
Regulatory Transparency
Our platform tracks SEC Form 4 filings in real-time. We differentiate between routine option exercises and open-market purchases to give you a clear view of "Skin in the Game". Understanding the roles of Directors vs. 10% Owners helps prioritize signals that carry the most predictive weight.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.