OTC Markets Insiders (Pink Sheets)
Real-time Form 4 Activity for Unlisted Securities & Micro-Caps
OTC markets (Pink Sheets) Intelligence
Insider trading on the Pink Sheets OTC markets provides a unique lens into the micro-cap universe. Because unlisted stocks often lack broad analyst coverage, SEC Form 4 filings are critical indicators of fundamental conviction.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-27 20:10 | 2024-11-21 | IRRX | INTEGRATED RAIL & RESOURCES ACQUISITION CORP | WOLVERINE ASSET MANAGEMENT LLC | Other | Blank Checks | SELL | $11.69 | 195,241 | $2,282,172 | 0 | -100.0% |
| 2024-11-28 00:10 | 2024-11-26 | BMNM | BIMINI CAPITAL MANAGEMENT, INC. | Haas G Hunter IV | Director, Officer, 10% owner - Chief Financial Officer | Real Estate Investment Trusts | BUY | $1.10 | 7,643 | $8,377 | 1,205,889 | +0.6% |
| 2024-11-27 22:06 | 2024-11-26 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $39.00 | 14 | $546 | 8,216,485 | +0.0% |
| 2024-11-27 18:37 | 2024-11-26 | NWPP | NEW PEOPLES BANKSHARES INC | Long Barton Scot | Director | State Commercial Banks | BUY | $3.03 | 3,200 | $9,696 | 133,042 | +2.5% |
| 2024-11-27 21:50 | 2024-11-25 | CARV | CARVER BANCORP INC | Knuckles Kenneth | Director | Savings Institution, Federally Chartered | BUY | $1.67 | 8,982 | $15,000 | 9,982 | +898.2% |
| 2024-11-27 21:49 | 2024-11-25 | CARV | CARVER BANCORP INC | MacKay Craig C | Director | Savings Institution, Federally Chartered | BUY | $1.67 | 59,880 | $100,000 | 64,880 | +1,197.6% |
| 2024-11-27 21:49 | 2024-11-25 | CARV | CARVER BANCORP INC | Grannum Colvin | Director | Savings Institution, Federally Chartered | BUY | $1.67 | 11,976 | $20,000 | 13,716 | +688.3% |
| 2024-11-27 21:47 | 2024-11-25 | CARV | CARVER BANCORP INC | JACKSON PAZEL G JR | Director | Savings Institution, Federally Chartered | BUY | $1.67 | 8,982 | $15,000 | 15,308 | +142.0% |
| 2024-11-26 22:12 | 2024-11-25 | FMBM | F&M BANK CORP | Houff Neil A. | Director | State Commercial Banks | BUY | $20.75 | 385 | $7,989 | 385 | +100.0% |
| 2024-11-27 05:35 | 2024-11-25 | GTI | GRAPHJET TECHNOLOGY | Doris Wong Sing Ee | Director | Electrical Industrial Apparatus | SELL | $2.85 | 30,000 | $85,413 | 1,445,491 | -2.0% |
| 2024-11-27 04:00 | 2024-11-22 | GTII-GTBIF | Green Thumb Industries Inc. | Kravitz Bret | Officer - GENERAL COUNSEL AND SECRETARY | Agricultural Production-Crops | SELL | $9.10 | 5,938 | $54,039 | 672,379 | -0.9% |
| 2024-11-27 02:56 | 2024-11-25 | APTO | Aptose Biosciences Inc. | Rice William G. | Director, Officer - Chair, President & CEO | Biological Products, (No Diagnostic Substances) | BUY | $0.20 | 100,000 | $20,000 | 613,252 | +19.5% |
| 2024-11-26 21:25 | 2024-11-24 | NROM | NOBLE ROMANS INC | Herbst Marcel | Director | Retail-Eating Places | SELL | $0.34 | 60,000 | $20,280 | 10,000 | -85.7% |
| 2024-11-27 04:00 | 2024-11-22 | NRDE | NU RIDE INC. | ZYNGIER ALEXANDRE | Director | Motor Vehicles & Passenger Car Bodies | BUY | $1.47 | 60,900 | $89,748 | 182,502 | +50.1% |
| 2024-11-26 19:33 | 2024-11-22 | OTLC | Oncotelic Therapeutics, Inc. | Trieu Vuong | Director, Officer, 10% owner - CHAIRMAN AND CEO | Pharmaceutical Preparations | BUY | $0.03 | 298,499 | $8,627 | 92,842,716 | +0.3% |
| 2024-11-26 21:26 | 2024-11-25 | CCFN | MUNCY COLUMBIA FINANCIAL Corp | Glunk Robert J | Director, Officer - Executive Chairman | State Commercial Banks | BUY | $37.10 | 200 | $7,420 | 26,502 | +0.8% |
| 2024-11-27 05:14 | 2024-11-26 | STCB | Starco Brands, Inc. | Sklar Ross Jeffery | Director, Officer, 10% owner - CEO | Services-Advertising Agencies | BUY | $0.06 | 25,000 | $1,435 | 93,655,786 | +0.0% |
| 2024-11-26 22:56 | 2024-11-25 | HKHC | Horizon Kinetics Holding Corp | Kesslen Jay H | Officer - General Counsel and Secretary | Investment Advice | BUY | $39.69 | 75 | $2,977 | 350 | +27.3% |
| 2024-11-26 21:51 | 2024-11-25 | FMBM | F&M BANK CORP | Willingham John A. | Director | State Commercial Banks | BUY | $20.79 | 175 | $3,638 | 17,994 | +1.0% |
| 2024-11-27 04:21 | 2024-11-25 | BDCO | BLUE DOLPHIN ENERGY CO | CARROLL JONATHAN P | Director, Officer, 10% owner - CEO & President | Crude Petroleum & Natural Gas | BUY | $3.31 | 7,000 | $23,155 | 4,049,279 | +0.2% |
| 2024-11-26 23:40 | 2024-11-25 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $39.75 | 14 | $557 | 8,216,479 | +0.0% |
| 2024-11-27 00:57 | 2024-11-22 | MODV | Modivcare Inc. | Q Global Capital Management, L.P. | 10% owner | Transportation Services | BUY | $17.69 | 30,478 | $539,211 | 1,919,726 | +1.6% |
| 2024-11-26 20:25 | 2024-11-25 | NWPP | NEW PEOPLES BANKSHARES INC | COX JOHN D | Director | State Commercial Banks | BUY | $2.80 | 36,585 | $102,438 | 622,146 | +6.2% |
| 2024-11-26 20:25 | 2024-11-06 | NWPP | NEW PEOPLES BANKSHARES INC | KEENE HAROLD L | Director, 10% owner | State Commercial Banks | BUY | $2.88 | 2,435 | $7,022 | 1,109,210 | +0.2% |
| 2024-11-26 18:36 | 2024-11-25 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Officer - CEO | Gold and Silver Ores | BUY | $0.06 | 23,346 | $1,401 | 5,818,846 | +0.4% |
| 2024-11-26 01:02 | 2024-11-25 | FKYS | FIRST KEYSTONE CORP | Littlewood Jonathan Robert | Officer - Senior Vice President | State Commercial Banks | BUY | $15.56 | 15 | $233 | 673 | +2.3% |
| 2024-11-26 01:41 | 2024-11-08 | NXU | Nxu, Inc. | Wyant Sarah | Officer - Chief Financial Officer | Truck & Bus Bodies | SELL | $0.36 | 22,820 | $8,220 | 16,600 | -57.9% |
| 2024-11-26 01:05 | 2024-11-21 | TTSH | TILE SHOP HOLDINGS, INC. | Fund 1 Investments, LLC | 10% owner | Retail-Home Furniture, Furnishings & Equipment Stores | BUY | $6.46 | 20,500 | $132,410 | 8,581,068 | +0.2% |
| 2024-11-25 20:53 | 2024-11-22 | CCFN | MUNCY COLUMBIA FINANCIAL Corp | Glunk Robert J | Director, Officer - Executive Chairman | State Commercial Banks | BUY | $36.82 | 200 | $7,364 | 26,302 | +0.8% |
| 2024-11-25 20:48 | 2024-11-21 | CCFN | MUNCY COLUMBIA FINANCIAL Corp | Glunk Robert J | Director, Officer - Executive Chairman | State Commercial Banks | BUY | $36.25 | 200 | $7,250 | 26,102 | +0.8% |
| 2024-11-25 19:17 | 2024-11-22 | HKHC | Horizon Kinetics Holding Corp | Kesslen Jay H | Officer - General Counsel and Secretary | Investment Advice | BUY | $39.00 | 75 | $2,925 | 275 | +37.5% |
| 2024-11-26 00:13 | 2024-11-22 | BMNM | BIMINI CAPITAL MANAGEMENT, INC. | Dwyer Robert J | Director, 10% owner | Real Estate Investment Trusts | BUY | $0.95 | 3,900 | $3,705 | 1,353,209 | +0.3% |
| 2024-11-25 21:12 | 2024-11-22 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $38.75 | 14 | $543 | 8,216,473 | +0.0% |
| 2024-11-25 16:44 | 2024-11-22 | PFBX | PEOPLES FINANCIAL CORP /MS/ | STILWELL JOSEPH | 10% owner | State Commercial Banks | BUY | $18.00 | 600 | $10,800 | 173,823 | +0.3% |
| 2024-11-26 04:07 | 2024-11-22 | FAT | Fat Brands, Inc | WIEDERHORN ANDREW | Director | Retail-Eating Places | BUY | $4.50 | 1,000 | $4,499 | 11,079 | +9.9% |
| 2024-11-23 04:21 | 2024-11-20 | GRST | ETHEMA HEALTH Corp | Greene Eileen Maria | Other | Services-General Medical & Surgical Hospitals, NEC | BUY | $0.00 | 44,092,551 | $22,046 | 1,099,199,593 | +4.2% |
| 2024-11-23 04:56 | 2024-09-03 | ADMQ | Adm Endeavors Inc. | Archer Alex | Director, Officer - CFO | Services-Advertising | BUY | $0.06 | 11,000 | $627 | 190,600 | +6.1% |
| 2024-11-23 01:18 | 2024-11-20 | ZEOX | Zeo ScientifiX, Inc. | Skycrest Holdings, LLC | 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $3.95 | 11,008 | $43,507 | 301,901 | +3.8% |
| 2024-11-23 02:33 | 2024-11-19 | NINE | Nine Energy Service, Inc. | MONROE WILLIAM | 10% owner | Oil & Gas Field Services, NEC | BUY | $1.21 | 960,000 | $1,159,584 | 4,860,000 | +24.6% |
| 2024-11-22 21:39 | 2024-11-21 | VASO | VASO Corp | Ma Jun | Director, Officer - Chief Exec Officer & President | Electromedical & Electrotherapeutic Apparatus | BUY | $0.13 | 200,000 | $26,000 | 10,498,146 | +1.9% |
| 2024-11-23 00:15 | 2024-11-20 | IVFH | INNOVATIVE FOOD HOLDINGS INC | klepfish samuel | Director | Wholesale-Groceries, General Line | SELL | $1.60 | 133,570 | $213,899 | 2,403,101 | -5.3% |
| 2024-11-22 19:53 | 2024-11-21 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $37.00 | 14 | $518 | 8,216,467 | +0.0% |
| 2024-11-23 01:33 | 2024-11-20 | INIS | INTERNATIONAL ISOTOPES INC | Bagerdjian Shahe | Director, Officer - Pres. & CEO | Industrial Instruments For Measurement, Display, and Control | BUY | $0.04 | 100,000 | $4,000 | 9,393,228 | +1.1% |
| 2024-11-23 00:54 | 2024-11-20 | INIS | INTERNATIONAL ISOTOPES INC | COX W MATTHEW | Officer - Chief Financial Officer | Industrial Instruments For Measurement, Display, and Control | BUY | $0.03 | 90,000 | $2,997 | 897,736 | +11.1% |
| 2024-11-23 01:03 | 2024-11-20 | WHLM | Wilhelmina International, Inc. | Omni Retail Enterprises, LLC | 10% owner | Services-Management Consulting Services | SELL | $3.60 | 342,650 | $1,233,540 | 266,165 | -56.3% |
| 2024-11-23 02:44 | 2024-11-20 | WHLM | Wilhelmina International, Inc. | LICHTENSTEIN WARREN G | 10% owner, Other | Services-Management Consulting Services | BUY | $3.58 | 18,912 | $67,786 | 607,966 | +3.2% |
| 2024-11-22 00:17 | 2024-11-15 | CCFN | MUNCY COLUMBIA FINANCIAL Corp | Arthur Todd M | Director | State Commercial Banks | BUY | $34.25 | 29 | $993 | 24,237 | +0.1% |
| 2024-11-22 00:16 | 2024-11-12 | CCFN | MUNCY COLUMBIA FINANCIAL Corp | Arthur Todd M | Director | State Commercial Banks | BUY | $34.00 | 300 | $10,200 | 24,208 | +1.3% |
| 2024-11-22 01:18 | 2024-11-19 | BLMH | BLUM HOLDINGS, INC. | Carrillo Sabas D | Director, Officer, 10% owner - Chief Executive Officer | Retail-Miscellaneous Retail | BUY | $0.17 | 47,737 | $7,991 | 47,737 | +100.0% |
| 2024-11-22 00:24 | 2024-11-19 | NOVA | Sunnova Energy International Inc. | Mohamed Akbar | Director | Electric & Other Services Combined | BUY | $3.56 | 50,000 | $177,960 | 402,654 | +14.2% |
Tracking Pink Sheets OTC markets Conviction
The Pink Sheets OTC markets represent the most agile segments of the financial ecosystem. Unlike blue-chip stocks, micro-cap stocks and unlisted stocks often trade with limited public data, making corporate insider transactions (SEC Form 4) the single most important transparency tool. When corporate leadership buys shares on the open market here, it frequently signals a major fundamental turning point.
OTC Markets Tiers & Hierarchy
The OTC landscape consists of several tiers: OTCQX (Premium tier), OTCQB (Venture tier), and the Pink Open Market (Pink Sheets). More speculative levels include the Expert Market and Grey Market. Tracking real-time insider activity across these tiers provides crucial Pink Sheets OTC markets intelligence into the capital shifts of emerging and unlisted companies.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.