Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-02 20:07 | 2025-04-29 | RC | Ready Capital Corp | Ahlborn Andrew | Officer - Chief Financial Officer | Real Estate Investment Trusts | BUY | $2.39 | 4,099 | $9,811 | 1,153,110 | +0.4% |
| 2026-06-02 20:28 | 2026-06-01 | OBIO | Orchestra BioMed Holdings, Inc. | Hochman David P | Director, Officer - See Remarks | Surgical & Medical Instruments & Apparatus | BUY | $3.83 | 5,000 | $19,150 | 1,064,029 | +0.5% |
| 2026-06-03 01:54 | 2026-06-01 | STEX | Streamex Corp. | Williams Mitchell Young | Director, Officer - Chief Investment Officer | Electromedical & Electrotherapeutic Apparatus | SELL | $1.05 | 23,810 | -$24,915 | 3,013,838 | -0.8% |
| 2026-06-03 01:59 | 2026-06-01 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.00 | 4,808 | -$19,232 | 401,151 | -1.2% |
| 2026-06-03 00:35 | 2026-06-01 | GNLX | GENELUX Corp | Thomas John | Director | Pharmaceutical Preparations | SELL | $2.98 | 10,000 | -$29,801 | 472,784 | -2.1% |
| 2026-06-03 00:40 | 2026-05-04 | DVLT | Datavault AI Inc. | Vivasor, Inc. | 10% owner | Services-Business Services, NEC | SELL | $0.56 | 20,000,000 | -$11,254,000 | 55,942,666 | -26.3% |
| 2026-06-03 00:42 | 2026-05-29 | TEAD | Teads Holding Co. | Kostman David | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $1.15 | 46,500 | $53,252 | 1,553,437 | +3.1% |
| 2026-06-03 00:34 | 2026-05-29 | CVKD | Cadrenal Therapeutics, Inc. | Pham Quang X | Director, Officer, 10% owner - CEO and Chairman | Pharmaceutical Preparations | SELL | $4.72 | 652 | -$3,075 | 181,509 | -0.4% |
| 2026-06-02 23:46 | 2026-05-29 | CERS | CERUS CORP | Jayaraman Vivek K | Officer - Chief Operating Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.00 | 16,667 | -$50,001 | 1,656,707 | -1.0% |
| 2026-06-02 22:41 | 2026-05-29 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Berho Carranza Diego | Officer - Chief Portfolio Officer | Real Estate | SELL | $3.52 | 20,000 | -$70,400 | 1,725,194 | -1.1% |
| 2026-06-02 22:46 | 2026-06-01 | NBP | NovaBridge Biosciences | Xu Cong Claire | Officer - SVP, Clinical Development | Pharmaceutical Preparations | OPT+S | $3.94 | 3,494 | -$13,766 | 290,154 | 0.0% |
| 2026-06-02 22:47 | 2026-05-29 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | PUCHEU ROMERO ALEJANDRO | Officer - CHIEF LEGAL COUNSEL | Real Estate | SELL | $3.49 | 50,000 | -$174,500 | 412,287 | -10.8% |
| 2026-06-02 22:25 | 2026-06-01 | OPTU | Optimum Communications, Inc. | Olsen Michael | Officer - General Counsel and CCRO | Cable & Other Pay Television Services | SELL | $1.12 | 20,000 | -$22,400 | 933,381 | -2.1% |
| 2026-06-02 22:13 | 2026-06-01 | EXFY | Expensify, Inc. | Barrett David Michael | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $1.15 | 30,000 | -$34,500 | 1,228,480 | -2.4% |
| 2026-06-02 22:18 | 2026-06-01 | HYPD | HYPERION DEFI, INC. | Jung Hyunsu | Director, Officer - See Remarks | Pharmaceutical Preparations | BUY | $3.70 | 8,000 | $29,580 | 1,385,676 | +0.6% |
| 2026-06-02 21:30 | 2026-05-29 | TTGT | TechTarget, Inc. | Niemiec Steven | Officer - Chief Revenue Officer | Telegraph & Other Message Communications | SELL | $4.75 | 19,950 | -$94,763 | 101,628 | -16.4% |
| 2026-06-02 21:01 | 2026-06-02 | MRAI | Marpai, Inc. | Johnson Steve Andrew | Officer - Chief Financial Officer | Services-Misc Health & Allied Services, NEC | BUY | $0.62 | 1,100 | $682 | 1,024,192 | +0.1% |
| 2026-06-02 20:30 | 2026-05-29 | CNTB | Connect Biopharma Holdings Ltd | Huang James | Director | Pharmaceutical Preparations | BUY | $2.48 | 150,000 | $371,610 | 13,310,000 | +1.1% |
| 2026-06-02 20:30 | 2026-05-29 | ATHM | Autohome Inc. | Xiang Bibo | Officer - Chief Technology Officer | Services-Computer Processing & Data Preparation | SELL | $4.35 | 10,508 | -$45,669 | 62,368 | -14.4% |
| 2026-06-02 20:31 | 2026-05-29 | ANTX | AN2 Therapeutics, Inc. | Williams Sarah Joanne | Officer - Principal Accounting Officer | Pharmaceutical Preparations | SELL | $4.43 | 265 | -$1,174 | 66,583 | -0.4% |
| 2026-06-02 20:15 | 2026-06-01 | RVSN | Rail Vision Ltd. | Revach Hila Kiron | Director | Railroad Equipment | SELL | $4.75 | 1,444 | -$6,859 | 2,056 | -41.3% |
| 2026-06-02 20:15 | 2026-05-29 | PRZO | ParaZero Technologies Ltd. | Revach Moshe | Director | Aircraft Parts & Auxiliary Equipment, NEC | SELL | $0.94 | 15,731 | -$14,740 | 67,236 | -19.0% |
| 2026-06-02 20:17 | 2026-05-27 | PFHO | PACIFIC HEALTH CARE ORGANIZATION INC | KUBOTA TOM | Director, Officer, 10% owner - CEO & President | Services-Misc Health & Allied Services, NEC | BUY | $1.00 | 65,258 | $65,258 | 8,475,258 | +0.8% |
| 2026-06-02 20:19 | 2026-06-02 | GTM | ZoomInfo Technologies Inc. | McGrane Ashley | Officer - General Counsel and Corp Sec | Services-Prepackaged Software | OPT+S | $3.55 | 34 | -$121 | 80,147 | 0.0% |
| 2026-06-02 19:56 | 2026-05-29 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.54 | 21,854 | -$33,581 | 2,117,274 | -1.0% |
| 2026-06-02 19:57 | 2026-06-01 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.57 | 21,884 | -$34,303 | 2,283,138 | -0.9% |
| 2026-06-02 20:01 | 2026-05-29 | EP | EMPIRE PETROLEUM CORP | Matschke Mason H. | Director | Crude Petroleum & Natural Gas | BUY | $2.54 | 7,777 | $19,754 | 426,525 | +1.9% |
| 2026-06-02 20:01 | 2026-05-29 | QTEX | Inspira Technologies OXY B.H.N. Ltd | Tehila Yafit | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.50 | 30,000 | -$105,018 | 870,000 | -3.3% |
| 2026-06-02 20:01 | 2026-05-29 | QTEX | Inspira Technologies OXY B.H.N. Ltd | Yechezkely Hayon Daniella | Officer - Chief Technology Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.00 | 50,000 | -$150,000 | 780,000 | -6.0% |
| 2026-06-02 20:02 | 2026-06-01 | NEOV | NeoVolta Inc. | Bond Steve | Director, Officer - Executive Vice President | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $1.99 | 43,000 | $85,626 | 840,000 | +5.4% |
| 2026-06-02 19:48 | 2026-06-01 | PAM | Pampa Energy Inc. | Mindlin Damian Miguel | Officer - Vicepresident | Electric Services | SELL | $3.69 | 814,000 | -$3,003,660 | 13,096,870 | -5.9% |
| 2026-06-02 17:53 | 2026-06-01 | N/A | AETOS LONG/SHORT STRATEGIES FUND LLC | HARVEY ELLEN D | Director | Other | BUY | $0.00 | 0 | $0 | 1,007,097 | 0.0% |
| 2026-06-02 17:47 | 2026-06-01 | N/A | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | HARVEY ELLEN D | Director | Other | BUY | $0.00 | 0 | $0 | 640,684 | 0.0% |
| 2026-06-02 17:33 | 2026-06-01 | N/A | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | HARVEY ELLEN D | Director | Other | BUY | $0.00 | 0 | $0 | 762,302 | 0.0% |
| 2026-06-02 16:35 | 2026-06-01 | RCG | RENN Fund, Inc. | DOYLE PETER | Other | Other | BUY | $2.71 | 500 | $1,355 | 1,100 | +83.3% |
| 2026-06-02 16:36 | 2026-06-01 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.75 | 756 | $2,079 | 913,008 | +0.1% |
| 2026-06-02 13:00 | 2026-06-01 | FLNT | Fluent, Inc. | Schulke Ryan | Director, Officer, 10% owner - Chief Strategy Officer | Services-Advertising | BUY | $2.07 | 5,000 | $10,350 | 3,497,995 | +0.1% |
| 2026-06-02 13:00 | 2026-06-01 | MAIA | MAIA Biotechnology, Inc. | Gryaznov Sergei | Officer - Chief Scientific Officer | Pharmaceutical Preparations | BUY | $1.35 | 2,000 | $2,690 | 46,511 | +4.5% |
| 2026-06-02 13:00 | 2026-06-01 | FLNT | Fluent, Inc. | Conlin Matthew | Director, Officer, 10% owner - Chief Customer Officer | Services-Advertising | BUY | $2.07 | 5,000 | $10,350 | 2,468,677 | +0.2% |
| 2026-06-02 13:01 | 2026-06-01 | MAIA | MAIA Biotechnology, Inc. | Smith Stan | Director | Pharmaceutical Preparations | BUY | $1.34 | 75,000 | $100,200 | 1,519,178 | +5.2% |
| 2026-06-02 13:02 | 2026-06-01 | MAIA | MAIA Biotechnology, Inc. | Vitoc Vlad | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | BUY | $1.39 | 72,700 | $100,886 | 976,121 | +8.0% |
| 2026-06-02 12:01 | 2026-05-29 | MNSO | MINISO Group Holding Ltd | Ye Guofu | Director, Officer - Chief Executive Officer | Retail-Variety Stores | BUY | $3.29 | 2,100,000 | $6,901,020 | 195,115,382 | +1.1% |
| 2026-06-02 12:02 | 2026-05-29 | MNSO | MINISO Group Holding Ltd | Yang Yunyun (Alice) | Officer - Vice President | Retail-Variety Stores | BUY | $3.29 | 2,100,000 | $6,901,020 | 195,115,382 | +1.1% |
| 2026-06-02 11:46 | 2026-06-01 | SMWB | SIMILARWEB LTD. | Offer Or | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | BUY | $4.15 | 50,000 | $207,500 | 4,744,396 | +1.1% |
| 2026-06-02 10:50 | 2026-05-29 | GRNQ | Greenpro Capital Corp. | LEE CHONG KUANG | Director, Officer, 10% owner - Chief Executive Officer | Services-Management Consulting Services | BUY | $1.73 | 28,949 | $50,001 | 1,875,293 | +1.6% |
| 2026-06-02 10:23 | 2026-05-29 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - CFO and COO | Services-Educational Services | SELL | $0.30 | 2,000 | -$592 | 2,977,830 | -0.1% |
| 2026-06-01 20:05 | 2026-05-28 | CRGO | Freightos Ltd | Alventosa Abril Enric | Officer - Chief Technology Officer | Arrangement of Transportation of Freight & Cargo | SELL | $2.05 | 2,904 | -$5,953 | 26,746 | -9.8% |
| 2026-06-01 20:04 | 2026-05-28 | CURI | CuriosityStream Inc. | Stinchcomb Clinton Larry | Director, Officer - President and CEO | Services-Motion Picture & Video Tape Production | BUY | $2.78 | 25,744 | $71,491 | 2,971,260 | +0.9% |
| 2026-06-01 20:38 | 2026-06-01 | TMCI | TREACE MEDICAL CONCEPTS, INC. | Treace John T. | Director, Officer, 10% owner - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | BUY | $3.56 | 50,000 | $177,915 | 7,323,833 | +0.7% |
| 2026-06-01 20:15 | 2026-05-28 | RSKD | RISKIFIED LTD. | Shachar Erez | Director | Services-Business Services, NEC | SELL | $4.82 | 216,720 | -$1,044,634 | 4,876,326 | -4.3% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.