Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-05 23:24 | 2026-10-01 | OM | Outset Medical, Inc. | Leonard Braden Michael | 10% owner | Electromedical & Electrotherapeutic Apparatus | BUY | $3.55 | 244,909 | $870,260 | 2,764,610 | +9.7% |
| 2026-10-05 23:13 | 2026-09-14 | ALP | Alpha Compute Corp | Mitin Yury | Officer - See Remarks | Finance Services | SELL | $4.15 | 393 | -$1,631 | 12,264 | -3.1% |
| 2026-10-05 23:13 | 2026-09-11 | ALP | Alpha Compute Corp | Mitin Yury | Officer - See Remarks | Finance Services | BUY | $4.07 | 12,657 | $51,482 | 12,657 | +100.0% |
| 2026-10-05 23:00 | 2026-10-05 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Reynoso Jamie L. | Officer - CEO, Medicare Advantage | Hospital & Medical Service Plans | SELL | $4.42 | 8,750 | -$38,675 | 2,794,696 | -0.3% |
| 2026-10-05 22:46 | 2026-10-01 | GRCE | Grace Therapeutics, Inc. | Opaleye Management Inc. | 10% owner | Pharmaceutical Preparations | BUY | $2.05 | 60,490 | $123,817 | 2,858,657 | +2.2% |
| 2026-10-05 22:51 | 2026-10-05 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer, 10% owner - Chief Executive Officer | Services-Personal Services | BUY | $1.08 | 4,500 | $4,856 | 569,142 | +0.8% |
| 2026-10-05 22:34 | 2026-10-01 | CSHR | CoinShares PLC | Masters Daniel | Director, 10% owner | Security Brokers, Dealers & Flotation Companies | SELL | $4.92 | 100,000 | -$492,460 | 21,510,245 | -0.5% |
| 2026-10-05 22:37 | 2026-10-01 | ZIP | ZIPRECRUITER, INC. | SIEGEL IAN H. | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Services-Computer Programming, Data Processing, Etc. | SELL | $3.54 | 29,166 | -$103,277 | 170,285 | -14.6% |
| 2026-10-05 22:05 | 2026-10-02 | WVVI | WILLAMETTE VALLEY VINEYARDS INC | Voorhies Gregory William | Director | Beverages | BUY | $1.92 | 6,000 | $11,500 | 30,000 | +25.0% |
| 2026-10-05 21:20 | 2026-10-01 | PALI | PALISADE BIO, INC. | Williams Donald Allen | Director | Biological Products, (No Diagnostic Substances) | BUY | $1.44 | 20,000 | $28,800 | 1,590,294 | +1.3% |
| 2026-10-05 21:09 | 2026-10-01 | LCID | Lucid Group, Inc. | Winitzer Ori | Director | Motor Vehicles & Passenger Car Bodies | SELL | $4.12 | 1,000 | -$4,120 | 65,263 | -1.5% |
| 2026-10-05 20:18 | 2026-10-02 | GTM | ZoomInfo Technologies Inc. | McGrane Ashley | Officer - General Counsel and Corp Sec | Services-Prepackaged Software | OPT+S | $3.75 | 2,461 | -$9,239 | 140,669 | 0.0% |
| 2026-10-05 20:18 | 2026-10-02 | GTM | ZoomInfo Technologies Inc. | Roth James M | Officer - Chief Revenue Officer | Services-Prepackaged Software | OPT+S | $3.70 | 20,773 | -$76,866 | 270,507 | 0.0% |
| 2026-10-05 20:24 | 2026-09-30 | EP | EMPIRE PETROLEUM CORP | Mulacek Phil E | Director, 10% owner | Crude Petroleum & Natural Gas | BUY | $2.25 | 11,915 | $26,825 | 931,727 | +1.3% |
| 2026-10-05 16:02 | 2026-10-02 | WVVI | WILLAMETTE VALLEY VINEYARDS INC | Osborn Michael Jordan | Officer - Chief Executive Officer | Beverages | BUY | $1.91 | 10,000 | $19,065 | 30,000 | +50.0% |
| 2026-10-05 13:00 | 2026-10-02 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.29 | 5,672 | $7,323 | 30,555 | +22.8% |
| 2026-10-05 10:10 | 2026-09-30 | VCIG | VCI Global Ltd | HOO VOON HIM | Director, Officer, 10% owner - CEO and Director | Services-Facilities Support Management Services | BUY | $1.62 | 193,349 | $313,225 | 341,715 | +130.3% |
| 2026-10-02 20:05 | 2026-09-30 | ROC | Rank One Computing Corp | Klum Scott Jeffrey | 10% owner | Services-Prepackaged Software | SELL | $3.42 | 1,200,000 | -$4,104,000 | 1,752,560 | -40.6% |
| 2026-10-02 20:12 | 2026-10-01 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Toy Andrew | Director, Officer - Chief Executive Officer | Hospital & Medical Service Plans | SELL | $4.19 | 318,806 | -$1,335,797 | 9,140,510 | -3.4% |
| 2026-10-02 20:57 | 2026-05-18 | LEEEF | Leef Brands Inc. | MENDOLA ROBERT JAMES JR | Director | Medicinal Chemicals & Botanical Products | BUY | $0.25 | 357,553 | $89,388 | 357,553 | +100.0% |
| 2026-10-02 20:00 | 2026-10-01 | HGBL | Heritage Global Inc. | Sklar James Edward | Officer - EVP, Gen Counsel & Secretary | Services-Business Services, NEC | SELL | $1.27 | 2,500 | -$3,175 | 252,391 | -1.0% |
| 2026-10-02 20:14 | 2026-09-25 | WVVI | WILLAMETTE VALLEY VINEYARDS INC | RICCARDI CHRIS | Director | Beverages | BUY | $1.80 | 2,617 | $4,718 | 491,661 | +0.5% |
| 2026-10-02 20:30 | 2026-09-29 | HEPA | Hepion Pharmaceuticals, Inc. | Fisher Danina | Director | Pharmaceutical Preparations | BUY | $0.05 | 200,000 | $10,000 | 200,000 | +100.0% |
| 2026-10-02 20:01 | 2026-10-01 | KPTI | Karyopharm Therapeutics Inc. | Abate Kristin | Officer - Chief Accounting Officer | Pharmaceutical Preparations | SELL | $1.19 | 378 | -$450 | 23,404 | -1.6% |
| 2026-10-02 20:04 | 2026-10-01 | NCMI | National CineMedia, Inc. | Ng Ronnie Y. | Officer - Chief Financial Officer | Services-Advertising | OPT+S | $2.09 | 35,467 | -$74,268 | 220,294 | 0.0% |
| 2026-10-02 20:02 | 2026-10-01 | NCMI | National CineMedia, Inc. | Lesinski Thomas F. | Director, Officer - Chief Executive Officer | Services-Advertising | OPT+S | $2.09 | 70,933 | -$148,534 | 583,061 | 0.0% |
| 2026-10-02 20:03 | 2026-10-01 | BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $4.09 | 15,000 | $61,388 | 4,565,000 | +0.3% |
| 2026-10-02 20:26 | 2026-09-30 | JBLU | JETBLUE AIRWAYS CORP | Clements Carol Ann | Officer - Chief Digital & Tech Officer | Air Transportation, Scheduled | SELL | $4.29 | 2,000 | -$8,580 | 179,896 | -1.1% |
| 2026-10-03 00:24 | 2026-09-29 | XAIR | Beyond Air, Inc. | Lin Yi-Chien | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $2.78 | 20,393 | $56,591 | 145,393 | +16.3% |
| 2026-10-02 23:47 | 2026-09-30 | IRD | Opus Genetics, Inc. | Foundation Fighting Blindness Retinal Degeneration Fund | Director, Other | Pharmaceutical Preparations | SELL | $4.96 | 556,000 | -$2,755,981 | 3,236,171 | -14.7% |
| 2026-10-02 23:20 | 2026-09-03 | PROP | Prairie Operating Co. | Frommer Richard N. | Director | Crude Petroleum & Natural Gas | BUY | $0.45 | 28,000 | $12,600 | 333,372 | +9.2% |
| 2026-10-02 22:49 | 2026-09-30 | JCTC | JEWETT CAMERON TRADING CO LTD | OREGON COMMUNITY FOUNDATION | 10% owner | Retail-Lumber & Other Building Materials Dealers | SELL | $1.85 | 176,006 | -$325,611 | 562,528 | -23.8% |
| 2026-10-02 22:49 | 2026-10-01 | EHTH | eHealth, Inc. | SOISTMAN FRANCIS S JR | Director | Insurance Agents, Brokers & Service | SELL | $0.69 | 40,612 | -$28,177 | 974,609 | -4.0% |
| 2026-10-02 22:49 | 2026-08-18 | ZSQR | Z Squared Inc. | Schadel Christopher Ryan | Officer - Chief Marketing Officer | Finance Services | BUY | $3.92 | 1,000 | $3,920 | 3,467 | +40.5% |
| 2026-10-02 22:16 | 2026-09-30 | JCTC | JEWETT CAMERON TRADING CO LTD | AJB Investment Fund II, LP | 10% owner | Retail-Lumber & Other Building Materials Dealers | BUY | $2.91 | 7,916 | $23,067 | 518,073 | +1.6% |
| 2026-10-02 21:42 | 2026-10-01 | CINT | CI&T Inc | Martins Fernando Matt Borges | Director, 10% owner | Services-Computer Programming Services | BUY | $3.18 | 4,123 | $13,111 | 4,123 | +100.0% |
| 2026-10-02 21:30 | 2026-10-01 | CDLX | Cardlytics, Inc. | Gupta Amit | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $2.64 | 17,733 | -$46,750 | 138,906 | 0.0% |
| 2026-10-02 21:19 | 2026-10-01 | ORMP | ORAMED PHARMACEUTICALS INC. | Hexter Joshua | Officer - COO & CBO | Pharmaceutical Preparations | SELL | $4.51 | 30,000 | -$135,330 | 1,328,130 | -2.2% |
| 2026-10-02 21:19 | 2026-10-01 | ORMP | ORAMED PHARMACEUTICALS INC. | Gabay Avraham | Officer - Chief Financial Officer | Pharmaceutical Preparations | SELL | $4.51 | 20,000 | -$90,200 | 861,076 | -2.3% |
| 2026-10-02 21:07 | 2026-09-30 | WHLR | Wheeler Real Estate Investment Trust, Inc. | Stilwell Joseph | Director, 10% owner | Real Estate Investment Trusts | SELL | $3.03 | 5 | -$15 | 584,573 | 0.0% |
| 2026-10-02 20:32 | 2026-05-18 | MRT | Marti Technologies, Inc. | Freifeld Daniel | Director | Services-Auto Rental & Leasing (No Drivers) | SELL | $1.91 | 1,350,000 | -$2,577,015 | 6,117,715 | -18.1% |
| 2026-10-02 20:36 | 2026-09-28 | PAM | Pampa Energy Inc. | Mindlin Damian Miguel | Officer - Vicepresident | Electric Services | BUY | $3.89 | 1,432,197 | $5,564,801 | 690,893 | +100.0% |
| 2026-10-02 20:06 | 2026-10-01 | NCMI | National CineMedia, Inc. | Woods Maria VG | Officer - Chief Legal Officer | Services-Advertising | OPT+S | $2.09 | 12,189 | -$25,524 | 176,806 | 0.0% |
| 2026-10-02 14:10 | 2026-10-01 | DLHC | DLH Holdings Corp. | Mink Brook Asset Management LLC | 10% owner | Services-Help Supply Services | BUY | $3.70 | 199,099 | $736,666 | 893,421 | +28.7% |
| 2026-10-02 14:10 | 2026-10-01 | DLHC | DLH Holdings Corp. | Mink Brook Asset Management LLC | 10% owner | Services-Help Supply Services | SELL | $3.70 | 199,099 | -$736,666 | 1,988,583 | -9.1% |
| 2026-10-02 12:35 | 2026-10-01 | PYXS | Pyxis Oncology, Inc. | GordonMD Global Investments LP | 10% owner | Pharmaceutical Preparations | BUY | $0.00 | 5,517,000 | $0 | 15,541,909 | +55.0% |
| 2026-10-02 11:56 | 2026-10-01 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $1.42 | 9,000 | $12,794 | 24,883 | +56.7% |
| 2026-10-02 12:00 | 2026-10-01 | CMPX | Compass Therapeutics, Inc. | Lerner Neil | Officer - Chief Accounting Officer | Biological Products, (No Diagnostic Substances) | BUY | $0.92 | 20,000 | $18,400 | 420,000 | +5.0% |
| 2026-10-01 20:09 | 2026-10-01 | CTM | Castellum, Inc. | MARTIN TAMMY L | Officer - General Counsel and Secretary | Services-Management Consulting Services | BUY | $0.54 | 1,396 | $747 | 16,427 | +9.3% |
| 2026-10-02 00:28 | 2026-09-29 | LPCN | Lipocine Inc. | Higuchi John W. | Director | Pharmaceutical Preparations | BUY | $2.20 | 25,007 | $55,043 | 241,365 | +11.6% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.