Large Insider Purchases
Institutional-Scale SEC Form 4 Buy Signals
The Signal of $1M+ Conviction
When a corporate executive invests more than $1,000,000 of their own capital into company shares, it represents the highest level of conviction. These seven-figure purchases reflect management's belief in the company's future value.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013-04-24 19:19 | 2013-04-22 | PANL | UNIVERSAL DISPLAY CORP \PA\ | DISCOVERY GLOBAL OPPORTUNITY MASTER FUND, LTD | 10% owner | Electronic Components & Accessories | BUY | $30.16 | 92,050 | $2,776,081 | 5,296,236 | +1.8% |
| 2013-04-23 21:20 | 2013-04-22 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $49.20 | 34,664 | $1,705,542 | 615,923 | +6.0% |
| 2013-04-23 20:20 | 2013-04-22 | NHF | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | DONDERO JAMES D | Other | Real Estate Investment Trusts | BUY | $7.64 | 139,686 | $1,067,201 | 1,582,411 | +9.7% |
| 2013-04-24 01:39 | 2013-04-19 | JPM | JPMORGAN CHASE & CO | CROWN JAMES S | Director | National Commercial Banks | BUY | $46.98 | 436,859 | $20,525,121 | 15,803 | +100.0% |
| 2013-04-23 19:19 | 2013-04-23 | GQM | N/A | CLAY LANDON T | 10% owner | Other | BUY | $0.99 | 6,886,509 | $6,848,633 | 6,886,509 | +100.0% |
| 2013-04-22 18:27 | 2013-04-19 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $48.99 | 40,576 | $1,987,684 | 581,259 | +7.5% |
| 2013-04-22 23:02 | 2013-04-18 | BLK | N/A | Montag Thomas K. | Director | Other | BUY | $248.64 | 5,000 | $1,243,213 | 5,000 | +100.0% |
| 2013-04-23 00:05 | 2013-04-18 | HMTVA | N/A | Luxor Capital Group, LP | 10% owner | Other | BUY | $10.50 | 100,000 | $1,050,000 | 1,235,493 | +8.8% |
| 2013-04-23 00:34 | 2013-04-18 | SPB | N/A | HARBINGER GROUP INC. | 10% owner, Other | Other | BUY | $56.94 | 35,100 | $1,998,422 | 30,101,486 | +0.1% |
| 2013-04-19 18:48 | 2013-04-18 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $48.19 | 53,414 | $2,574,021 | 540,683 | +11.0% |
| 2013-04-19 23:19 | 2012-11-01 | NA | N/A | HABER LAWRENCE | Director | Other | BUY | $250,249.50 | 24,950 | $6,243,750,050 | 24,950 | +100.0% |
| 2013-04-19 21:11 | 2013-04-19 | WAG | N/A | Pessina Stefano | Director | Other | BUY | $48.62 | 83,299 | $4,049,997 | 72,925,155 | +0.1% |
| 2013-04-18 20:29 | 2013-04-17 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $47.86 | 140,243 | $6,712,030 | 487,269 | +40.4% |
| 2013-04-18 17:23 | 2013-04-16 | OMTH | N/A | SOFINNOVA CAPITAL VI FCPR | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 7,159,317 | +9.6% |
| 2013-04-17 23:52 | 2013-04-16 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $48.40 | 50,338 | $2,436,359 | 347,026 | +17.0% |
| 2013-04-18 04:40 | 2013-04-16 | OMTH | N/A | Viswanathan Ravi | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 04:41 | 2013-04-16 | OMTH | N/A | NEW ENTERPRISE ASSOCIATES 13 LP | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-17 23:21 | 2013-02-08 | HMNC | N/A | Grosberg Stephen Michael | 10% owner | Other | BUY | $602,934.78 | 4,600,000 | $2,773,499,999,960 | 17,089,504 | +36.8% |
| 2013-04-18 04:41 | 2013-04-16 | OMTH | N/A | Weller Harry R | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 04:38 | 2013-04-16 | OMTH | N/A | DRANT RYAN D | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-17 19:51 | 2013-04-12 | ISRL | N/A | Naphtha Holding, LTD | 10% owner | Other | BUY | $98.15 | 27,500 | $2,699,125 | 1,760,141 | +1.6% |
| 2013-04-18 04:37 | 2013-04-16 | OMTH | N/A | BASKETT FOREST | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 04:39 | 2013-04-16 | OMTH | N/A | KOLLURI KRISHNA KITTU | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-17 20:05 | 2013-04-16 | NSPR | InspireMD, Inc. | BARER SOL J | Director | Surgical & Medical Instruments & Apparatus | BUY | $2.00 | 750,000 | $1,500,000 | 1,750,000 | +75.0% |
| 2013-04-18 04:40 | 2013-04-16 | OMTH | N/A | SANDELL SCOTT D | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 04:38 | 2013-04-16 | OMTH | N/A | KERINS PATRICK J | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 04:39 | 2013-04-16 | OMTH | N/A | MOTT DAVID M | Director, 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 04:36 | 2013-04-16 | OMTH | N/A | BARRETT M JAMES | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-18 02:06 | 2013-04-15 | SPB | N/A | HARBINGER GROUP INC. | 10% owner, Other | Other | BUY | $56.69 | 91,000 | $5,158,453 | 30,066,386 | +0.3% |
| 2013-04-18 04:36 | 2013-04-16 | OMTH | N/A | BARRIS PETER J | 10% owner | Other | BUY | $8.00 | 625,000 | $5,000,000 | 5,833,213 | +12.0% |
| 2013-04-16 21:34 | 2013-04-15 | TELOZ | N/A | Rimmer Nancy | 10% owner | Other | BUY | $52,256.00 | 24,649 | $1,288,058,144 | 581,755 | +4.4% |
| 2013-04-16 21:28 | 2013-04-15 | TELOZ | N/A | RNR Production Land & Cattle Company, Inc | 10% owner | Other | BUY | $52,256.00 | 24,649 | $1,288,058,144 | 581,755 | +4.4% |
| 2013-04-16 23:28 | 2013-04-15 | AGCO | AGCO Corporation | SRINIVASAN MALLIKA | Director | Farm Machinery & Equipment | BUY | $48.75 | 80,373 | $3,917,862 | 296,688 | +37.2% |
| 2013-04-17 00:39 | 2013-04-12 | SHS | N/A | DANFOSS A/S | 10% owner | Other | BUY | $58.50 | 9,834,463 | $575,316,086 | 46,464,250 | +26.8% |
| 2013-04-17 04:05 | 2013-04-16 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | LINCOLN NATIONAL LIFE INSURANCE CO /IN/ | 10% owner | Other | BUY | $250,000.00 | 24 | $6,000,000 | 0 | +100.0% |
| 2013-04-16 21:32 | 2013-04-15 | TELOZ | N/A | RIMMER ROY T JR | 10% owner | Other | BUY | $52,256.00 | 24,649 | $1,288,058,144 | 581,755 | +4.4% |
| 2013-04-16 00:06 | 2013-04-12 | TELOZ | N/A | Rimmer Nancy | 10% owner | Other | BUY | $59,261.00 | 28,309 | $1,677,619,649 | 557,106 | +5.4% |
| 2013-04-15 23:59 | 2013-04-13 | TELOZ | N/A | RNR Production Land & Cattle Company, Inc | 10% owner | Other | BUY | $59,261.00 | 28,309 | $1,677,619,649 | 557,106 | +5.4% |
| 2013-04-15 22:02 | 2013-04-11 | ESL | N/A | WINSHIP HENRY WARD IV | Director | Other | BUY | $75.41 | 28,000 | $2,111,500 | 2,366,237 | +1.2% |
| 2013-04-16 00:03 | 2013-04-12 | TELOZ | N/A | RIMMER ROY T JR | 10% owner | Other | BUY | $59,261.00 | 28,309 | $1,677,619,649 | 557,106 | +5.4% |
| 2013-04-12 16:56 | 2013-04-05 | GDP | N/A | AUSTIN JOSIAH T | Director, 10% owner | Other | BUY | $25.00 | 60,000 | $1,500,000 | 60,000 | +100.0% |
| 2013-04-12 23:12 | 2013-04-10 | CATS | Ontrak, Inc. | PEIZER TERREN S | Director, Officer, 10% owner - Chairman & CEO | Services-Misc Health & Allied Services, NEC | BUY | $0.07 | 17,300,000 | $1,211,000 | 84,071,935 | +25.9% |
| 2013-04-12 16:57 | 2013-04-05 | GDP | N/A | MALLOY PATRICK E | Director, Officer, 10% owner - Chairman of the Board | Other | BUY | $25.00 | 40,000 | $1,000,000 | 40,000 | +100.0% |
| 2013-04-13 01:55 | 2013-04-10 | SPB | N/A | HARBINGER GROUP INC. | 10% owner, Other | Other | BUY | $57.79 | 18,200 | $1,051,803 | 29,975,386 | +0.1% |
| 2013-04-13 04:52 | 2013-04-10 | DGIT | N/A | MERUELO ALEX | 10% owner | Other | BUY | $6.54 | 771,614 | $5,047,513 | 3,556,570 | +27.7% |
| 2013-04-11 23:09 | 2013-04-09 | SABA | N/A | ARDSLEY ADVISORY PARTNERS | 10% owner | Other | BUY | $6.89 | 200,000 | $1,378,000 | 3,389,092 | +6.3% |
| 2013-04-10 15:54 | 2013-04-09 | OPK | OPKO HEALTH, INC. | FROST PHILLIP MD ET AL | Director, Officer, 10% owner - CEO & Chairman | Pharmaceutical Preparations | BUY | $6.95 | 250,600 | $1,741,996 | 124,885,944 | +0.2% |
| 2013-04-11 00:26 | 2013-04-08 | HMTVA | N/A | Luxor Capital Group, LP | 10% owner | Other | BUY | $10.25 | 255,000 | $2,613,725 | 1,135,493 | +29.0% |
| 2013-04-10 14:01 | 2013-04-08 | NIMU | NON INVASIVE MONITORING SYSTEMS INC /FL/ | HSIAO JANE PH D | Director, Officer, 10% owner, Other - Interim CEO | Electromedical & Electrotherapeutic Apparatus | BUY | $0.05 | 20,000,000 | $1,000,000 | 10,400,000 | +100.0% |
| 2013-04-10 20:50 | 2013-03-27 | LIVE | LIVE VENTURES Inc | Isaac John | Director, Officer, 10% owner - President and CEO | Retail-Miscellaneous Retail | BUY | $1.38 | 722,534 | $1,000,637 | 1,358,727 | +113.6% |
Institutional Conviction in Form 4
Tracking these institutional-scale purchases allows you to follow the "smart money" when their conviction is highest. When an executive or a 10% beneficial owner commits a seven-figure sum to an open-market transaction, it bypasses the routine noise of stock-based compensation. These trades are often a precursor to major corporate developments or a signal that management views the current market valuation as significantly disconnected from the company’s internal growth trajectory. By monitoring these high-value entries, investors can align their portfolios with the capital of those who possess the most intimate understanding of a business's long-term health and potential.
Filtering the Market Noise
Our platform is designed to eliminate the noise and focus strictly on high-impact accumulation from directors and CEOs betting big on their company’s future. The SEC EDGAR database is frequently flooded with thousands of automated Form 4 filings, many of which involve small, technical, or pre-scheduled trades that offer little predictive value for the average investor. By applying a strict $1,000,000 minimum threshold, we isolate the transactions where insiders are taking substantial personal financial risk. This high-conviction filter serves as a powerful transparency tool, identifying the exact moments when corporate leadership moves away from passive ownership toward aggressive capital deployment.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.