Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-28 21:35 | 2026-05-26 | DNUT | Krispy Kreme, Inc. | Hees Bernardo | Director | Retail-Food Stores | BUY | $3.42 | 225,077 | $768,728 | 919,522 | +32.4% |
| 2026-05-28 21:49 | 2026-05-26 | CDZI | CADIZ INC | O'Hara David Mark | Director | Water Supply | BUY | $4.58 | 110,865 | $507,762 | 117,841 | +1,589.2% |
| 2026-05-28 21:24 | 2026-05-27 | NWL | NEWELL BRANDS INC. | Malkoski Kristine Kay | Officer - President, Learning & Dev. | Plastics Products, NEC | SELL | $3.65 | 11,750 | -$42,897 | 0 | -100.0% |
| 2026-05-28 21:24 | 2026-05-26 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $2.32 | 433,000 | $1,006,682 | 87,122,376 | +0.5% |
| 2026-05-28 21:26 | 2026-05-28 | JACK | JACK IN THE BOX INC | DIAZ GUILLERMO JR | Director | Retail-Eating Places | BUY | $0.00 | 5,962 | $0 | 20,692 | +40.5% |
| 2026-05-28 21:27 | 2026-05-28 | FIP | FTAI Infrastructure Inc. | Fletcher Carl Russell IV | Officer - CFO and CAO | Railroads, Line-Haul Operating | BUY | $4.58 | 10,000 | $45,800 | 40,000 | +33.3% |
| 2026-05-28 20:56 | 2026-05-27 | ZVIA | Zevia PBC | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 10% owner | Bottled & Canned Soft Drinks & Carbonated Waters | SELL | $1.90 | 2,150,000 | -$4,085,000 | 11,400,428 | -15.9% |
| 2026-05-28 20:58 | 2026-05-26 | RSKD | RISKIFIED LTD. | Shachar Erez | Director | Services-Business Services, NEC | SELL | $4.80 | 65,569 | -$315,026 | 5,093,046 | -1.3% |
| 2026-05-28 20:48 | 2026-05-26 | ZIP | ZIPRECRUITER, INC. | SAKAMOTO RYAN T. | Officer - EVP, Chief Legal Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $3.17 | 2,914 | -$9,245 | 118,072 | -2.4% |
| 2026-05-28 20:33 | 2026-05-26 | TMCI | TREACE MEDICAL CONCEPTS, INC. | Treace John T. | Director, Officer, 10% owner - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | BUY | $2.95 | 115,520 | $340,588 | 7,273,833 | +1.6% |
| 2026-05-28 20:34 | 2026-05-26 | TUSK | MAMMOTH ENERGY SERVICES, INC. | Amron Arthur H | Director | Oil & Gas Field Services, NEC | BUY | $3.25 | 5,500 | $17,850 | 62,635 | +9.6% |
| 2026-05-28 20:01 | 2026-05-26 | CURI | CuriosityStream Inc. | Stinchcomb Clinton Larry | Director, Officer - President and CEO | Services-Motion Picture & Video Tape Production | BUY | $2.67 | 30,000 | $80,040 | 2,851,260 | +1.1% |
| 2026-05-28 19:35 | 2026-05-26 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | BERHO CARRANZA LORENZO DOMINIQUE | Officer - Chief Executive Officer | Real Estate | SELL | $3.50 | 85,634 | -$299,976 | 4,057,565 | -2.1% |
| 2026-05-28 19:42 | 2026-05-26 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Berho Carranza Diego | Officer - Chief Portfolio Officer | Real Estate | SELL | $3.47 | 20,000 | -$69,400 | 1,745,194 | -1.1% |
| 2026-05-28 19:04 | 2026-05-27 | PAM | Pampa Energy Inc. | Mindlin Marcos Marcelo | Director, 10% owner | Electric Services | BUY | $3.37 | 275,000 | $925,925 | 21,646,973 | +1.3% |
| 2026-05-28 18:33 | 2026-05-28 | STEX | Streamex Corp. | Lekstrom Morgan Lee | Director, Officer - Interim Executive Chairman | Electromedical & Electrotherapeutic Apparatus | BUY | $1.47 | 34,000 | $49,980 | 309,000 | +12.4% |
| 2026-05-28 16:36 | 2026-05-27 | NIVF | NewGenIvf Group Ltd | HRT FINANCIAL LP | 10% owner | Services-Misc Health & Allied Services, NEC | SELL | $0.80 | 85,317 | -$68,254 | 54,561 | -61.0% |
| 2026-05-28 13:13 | 2026-05-26 | GALT | GALECTIN THERAPEUTICS INC | Jamil Khurram | Officer - Chief Medical Officer | Pharmaceutical Preparations | OPT+S | $3.10 | 568 | -$1,761 | 0 | 0.0% |
| 2026-05-28 10:45 | 2026-05-26 | BZUN | Baozun Inc. | Wu Junhua | Director, Officer - Chief Strategy Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.55 | 10,000 | $25,500 | 148,770 | +7.2% |
| 2026-05-28 10:48 | 2026-05-26 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.57 | 20,000 | $51,300 | 1,453,872 | +1.4% |
| 2026-05-28 10:10 | 2026-05-26 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - CFO and COO | Services-Educational Services | SELL | $0.33 | 27,000 | -$9,010 | 2,998,430 | -0.9% |
| 2026-05-27 20:05 | 2025-05-22 | BRR | ProCap Financial, Inc. | Park Jeffrey Jin Hyung | Officer - Chief Investment Officer | Finance Services | SELL | $1.60 | 21,394 | -$34,243 | 691,824 | -3.0% |
| 2026-05-27 20:26 | 2026-05-26 | HYPR | Hyperfine, Inc. | HALE BRETT | Officer - CFO and CAO | Electromedical & Electrotherapeutic Apparatus | SELL | $1.65 | 6,047 | -$9,978 | 599,765 | -1.0% |
| 2026-05-27 20:26 | 2026-05-26 | HYPR | Hyperfine, Inc. | TEISSEYRE THOMAS | Officer - Chief Operating Officer | Electromedical & Electrotherapeutic Apparatus | SELL | $1.65 | 6,047 | -$9,978 | 678,601 | -0.9% |
| 2026-05-27 20:08 | 2026-05-26 | OLPX | OLAPLEX HOLDINGS, INC. | FOX TRISHA L | Officer - Chief People Officer | Perfumes, Cosmetics & Other Toilet Preparations | SELL | $2.04 | 16,324 | -$33,301 | 1,064,039 | -1.5% |
| 2026-05-27 20:07 | 2026-05-22 | NWL | NEWELL BRANDS INC. | Turner Bradford R | Officer - Chief Legal & Admin. Officer | Plastics Products, NEC | SELL | $3.60 | 100,000 | -$360,000 | 464,449 | -17.7% |
| 2026-05-27 20:05 | 2026-05-26 | VUZI | Vuzix Corp | Whitten-Doolin Paula Beck | Director | Radio & Tv Broadcasting & Communications Equipment | SELL | $4.68 | 32,000 | -$149,824 | 90,668 | -26.1% |
| 2026-05-27 20:06 | 2026-05-22 | PSEC | PROSPECT CAPITAL CORP | Barry John F | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Other | BUY | $2.32 | 232,000 | $538,542 | 86,689,351 | +0.3% |
| 2026-05-28 01:39 | 2026-05-26 | FLNT | Fluent, Inc. | Perfit Ryan MacNab | Officer - Chief Financial Officer | Services-Advertising | SELL | $2.59 | 9,604 | -$24,908 | 19,334 | -33.2% |
| 2026-05-28 01:39 | 2026-05-22 | FLNT | Fluent, Inc. | Patrick Donald Huntley | Officer - Chief Executive Officer | Services-Advertising | SELL | $2.58 | 19,516 | -$50,351 | 312,169 | -5.9% |
| 2026-05-28 00:58 | 2026-05-22 | N/A | Matternet, Inc. | Ranjan Saurabh | Director | Other | BUY | $3.00 | 58,333 | $174,999 | 58,333 | +100.0% |
| 2026-05-28 00:09 | 2026-05-22 | PLBY | Playboy, Inc. | Edmonds Tracey E | Director | Retail-Miscellaneous Retail | SELL | $1.33 | 30,279 | -$40,292 | 193,269 | -13.5% |
| 2026-05-27 23:58 | 2026-05-22 | AIMD | Ainos, Inc. | TSAI CHUN-JUNG | Director | Pharmaceutical Preparations | SELL | $1.86 | 28,800 | -$53,510 | 658,199 | -4.2% |
| 2026-05-28 00:00 | 2026-05-26 | AIMD | Ainos, Inc. | Taiwan Carbon Nano Technology Corp | 10% owner | Pharmaceutical Preparations | SELL | $2.36 | 41,000 | -$96,760 | 948,925 | -4.1% |
| 2026-05-28 00:02 | 2026-05-26 | AIMD | Ainos, Inc. | lee ting-chuan | Director | Pharmaceutical Preparations | SELL | $1.90 | 109,988 | -$208,977 | 807,417 | -12.0% |
| 2026-05-27 23:23 | 2026-05-22 | HCWB | HCW Biologics Inc. | Byam Rebecca | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $1.41 | 14,235 | $20,000 | 57,245 | +33.1% |
| 2026-05-27 23:25 | 2026-05-22 | HCWB | HCW Biologics Inc. | GARRETT SCOTT T | Director | Pharmaceutical Preparations | BUY | $1.41 | 177,936 | $250,000 | 203,441 | +697.7% |
| 2026-05-27 23:26 | 2026-05-22 | HCWB | HCW Biologics Inc. | Wong Hing C | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | BUY | $1.41 | 113,879 | $160,000 | 615,790 | +22.7% |
| 2026-05-27 23:16 | 2026-05-26 | MLCI | Mount Logan Capital Inc. | Mangum Jordan | Officer - Chief Operating Officer | Investment Advice | BUY | $3.43 | 2,115 | $7,250 | 10,000 | +26.8% |
| 2026-05-27 23:19 | 2026-05-20 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Cuevas Argueta Fernando Alberto | Officer - CONTROLLER | Real Estate | SELL | $3.33 | 24,000 | -$79,920 | 247,461 | -8.8% |
| 2026-05-27 22:35 | 2026-05-22 | CNTN | Canton Strategic Holdings, Inc. | Stetz Gary S. | Director | Pharmaceutical Preparations | SELL | $3.43 | 100,351 | -$343,883 | 134,175 | -42.8% |
| 2026-05-27 22:38 | 2026-05-22 | BLND | Blend Labs, Inc. | Haveli Investments, L.P. | Director, 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $1.48 | 1,043,628 | $1,540,186 | 16,149,188 | +6.9% |
| 2026-05-27 22:30 | 2026-05-25 | TV | GRUPO TELEVISA, S.A.B. | FOLCH VIADERO Salvi Rafael | Director | Television Broadcasting Stations | SELL | $0.56 | 233,000 | -$130,480 | 0 | -100.0% |
| 2026-05-27 22:14 | 2026-05-26 | APCX | AppTech Payments Corp. | Lipstein Robert J | Director | Services-Prepackaged Software | BUY | $0.35 | 102,000 | $35,445 | 110,000 | +1,275.0% |
| 2026-05-27 21:59 | 2026-05-26 | GAME | GameSquare Holdings, Inc. | Blue & Silver Ventures, Ltd. | Other | Services-Amusement & Recreation Services | BUY | $0.43 | 764,446 | $328,865 | 5,997,620 | +14.6% |
| 2026-05-27 21:30 | 2026-05-22 | SES | SES AI Corp | Pilkington Kyle | Officer - CHIEF LEGAL OFFICER | Miscellaneous Electrical Machinery, Equipment & Supplies | SELL | $1.20 | 25,000 | -$30,008 | 1,023,548 | -2.4% |
| 2026-05-27 21:15 | 2026-05-22 | TTGT | TechTarget, Inc. | Niemiec Steven | Officer - Chief Revenue Officer | Telegraph & Other Message Communications | SELL | $4.75 | 20,000 | -$95,000 | 121,578 | -14.1% |
| 2026-05-27 21:02 | 2026-05-26 | TYGO | TIGO ENERGY, INC. | Babai Tomer | Director | Semiconductors & Related Devices | SELL | $4.15 | 63,452 | -$263,167 | 214,450 | -22.8% |
| 2026-05-27 20:30 | 2026-05-22 | BLND | Blend Labs, Inc. | Tkach Oxana | Officer - PRINCIPAL ACCOUNTING OFFICER | Services-Computer Programming, Data Processing, Etc. | SELL | $1.57 | 5,625 | -$8,831 | 117,447 | -4.6% |
| 2026-05-27 20:34 | 2026-05-18 | MIMI | Mint Inc Ltd | Chan Hoi Lung | Director, Officer, 10% owner - Chief Executive Officer | Services-Business Services, NEC | BUY | $3.01 | 211,879 | $637,756 | 474,379 | +80.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.